0001181431-13-050908.txt : 20130927 0001181431-13-050908.hdr.sgml : 20130927 20130927171947 ACCESSION NUMBER: 0001181431-13-050908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130926 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 131120731 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd391300.xml FORM 4 X0306 4 2013-09-26 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 President and CEO Common Stock 2013-09-26 4 M 0 400000 34.53 A 772808 D Common Stock 2013-09-26 4 S 0 400000 42.00 D 372808 D Incentive Stock Option (right to buy) 34.53 2013-09-26 4 M 0 2897 0 D 2014-03-13 Common Stock 2897 0 D Non-Qualified Stock Option (right to buy) 34.53 2013-09-26 4 M 0 397103 0 D 2014-03-13 Common Stock 397103 0 D The option vested over a four-year period beginning on 3/13/08 at the rate of 0 shares on each of the first and second anniversaries, 1 share on the third anniversary, and 2,896 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2012. The option vested over a four-year period beginning on 3/13/08 at the rate of 100,000 shares on each of the first and second anniversaries, 99,999 shares on the third anniversary, and 97,104 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. Nancy R. Thiel, Attorney-in-fact for Carl Bass 2013-09-27