0001181431-13-020632.txt : 20130403 0001181431-13-020632.hdr.sgml : 20130403 20130403170519 ACCESSION NUMBER: 0001181431-13-020632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130401 FILED AS OF DATE: 20130403 DATE AS OF CHANGE: 20130403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 13740400 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd375814.xml FORM 4 X0306 4 2013-04-01 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 President and CEO Common Stock 2013-04-01 4 M 0 125000 14.40 A 497808 D Common Stock 2013-04-01 4 M 0 77768 20.685 A 575576 D Common Stock 2013-04-01 4 S 0 202768 40.1927 D 372808 D Common Stock 2013-04-02 4 M 0 72232 20.685 A 445040 D Common Stock 2013-04-02 4 S 0 72232 40.0003 D 372808 D Incentive Stock Option (right to buy) 14.40 2013-04-01 4 M 0 6944 0 D 2014-03-18 Common Stock 6944 0 D Non-Qualified Stock Option (right to buy) 14.40 2013-04-01 4 M 0 118056 0 D 2014-03-18 Common Stock 118056 0 D Non-Qualified Stock Option (right to buy) 20.6850 2013-04-01 4 M 0 77768 0 D 2014-06-28 Common Stock 77768 72232 D Non-Qualified Stock Option (right to buy) 20.6850 2013-04-02 4 M 0 72232 0 D 2014-06-28 Common Stock 72232 0 D The option vested over a four-year period beginning on 3/18/04 at the rate of 0 shares on each of the first, second and third anniversaries, and 6,944 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2012. The option vested over a four-year period beginning on 3/18/04 at the rate of 62,500 shares on each of the first, second and third anniversaries, and 55,556 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. All trades occurred within the following one dollar price range: $40.00 to $40.5805. The reported price is the weighted average for trades wthin this range. The option vests in four equal annual installments of 50,000 shares each beginning on 6/28/04. The option vested in four equal annual installments of 50,000 shares each beginning on 6/28/04, and was fully vested as of the transaction date. Includes shares acquired in March 2013 pursuant to the Issuer's Employee Stock Purchase Plan. All trades occurred within the following one dollar price range: $40.00 to $40.01. The reported price is the weighted average for trades wthin this range. Nancy R. Thiel, Attorney-in-fact for Carl Bass 2013-04-03