0001181431-13-020632.txt : 20130403
0001181431-13-020632.hdr.sgml : 20130403
20130403170519
ACCESSION NUMBER: 0001181431-13-020632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130401
FILED AS OF DATE: 20130403
DATE AS OF CHANGE: 20130403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASS CARL
CENTRAL INDEX KEY: 0001221137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 13740400
MAIL ADDRESS:
STREET 1: C/O AUTODESK INC
STREET 2: 111 MELNNIS PARKWAY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTODESK INC
CENTRAL INDEX KEY: 0000769397
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942819853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 4155075000
MAIL ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
4
1
rrd375814.xml
FORM 4
X0306
4
2013-04-01
0
0000769397
AUTODESK INC
ADSK
0001221137
BASS CARL
111 MCINNIS PARKWAY
SAN RAFAEL
CA
94903
1
1
0
0
President and CEO
Common Stock
2013-04-01
4
M
0
125000
14.40
A
497808
D
Common Stock
2013-04-01
4
M
0
77768
20.685
A
575576
D
Common Stock
2013-04-01
4
S
0
202768
40.1927
D
372808
D
Common Stock
2013-04-02
4
M
0
72232
20.685
A
445040
D
Common Stock
2013-04-02
4
S
0
72232
40.0003
D
372808
D
Incentive Stock Option (right to buy)
14.40
2013-04-01
4
M
0
6944
0
D
2014-03-18
Common Stock
6944
0
D
Non-Qualified Stock Option (right to buy)
14.40
2013-04-01
4
M
0
118056
0
D
2014-03-18
Common Stock
118056
0
D
Non-Qualified Stock Option (right to buy)
20.6850
2013-04-01
4
M
0
77768
0
D
2014-06-28
Common Stock
77768
72232
D
Non-Qualified Stock Option (right to buy)
20.6850
2013-04-02
4
M
0
72232
0
D
2014-06-28
Common Stock
72232
0
D
The option vested over a four-year period beginning on 3/18/04 at the rate of 0 shares on each of the first, second and third anniversaries, and 6,944 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2012.
The option vested over a four-year period beginning on 3/18/04 at the rate of 62,500 shares on each of the first, second and third anniversaries, and 55,556 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
All trades occurred within the following one dollar price range: $40.00 to $40.5805. The reported price is the weighted average for trades wthin this range.
The option vests in four equal annual installments of 50,000 shares each beginning on 6/28/04.
The option vested in four equal annual installments of 50,000 shares each beginning on 6/28/04, and was fully vested as of the transaction date.
Includes shares acquired in March 2013 pursuant to the Issuer's Employee Stock Purchase Plan.
All trades occurred within the following one dollar price range: $40.00 to $40.01. The reported price is the weighted average for trades wthin this range.
Nancy R. Thiel, Attorney-in-fact for Carl Bass
2013-04-03