0001181431-13-015752.txt : 20130308 0001181431-13-015752.hdr.sgml : 20130308 20130308174105 ACCESSION NUMBER: 0001181431-13-015752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blum Steven M CENTRAL INDEX KEY: 0001515843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 13678640 MAIL ADDRESS: STREET 1: 111 MCINNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd373437.xml FORM 4 X0306 4 2013-03-06 0 0000769397 AUTODESK INC ADSK 0001515843 Blum Steven M 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 0 1 0 0 Sr. VP, WW Sales and Services Common Stock 2013-03-06 4 F 0 11494 39.94 D 64173 D Common Stock 2013-03-07 4 M 0 20706 32.90 A 84879 D Common Stock 2013-03-07 4 M 0 22500 17.525 A 107379 D Common Stock 2013-03-07 4 S 0 43206 40.00 D 64173 D Non-Qualified Stock Option (right to buy) 32.90 2013-03-07 4 M 0 20706 0 D 2014-03-12 Common Stock 20706 0 D Non-Qualified Stock Option (right to buy) 17.5250 2013-03-07 4 M 0 6090 0 D 2014-04-05 Common Stock 6090 0 D Non-Qualified Stock Option (right to buy) 17.5250 2013-03-07 4 M 0 16410 0 D 2014-04-05 Common Stock 16410 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2012. The option vested in four equal annual installments of 12,500 shares beginning on March 12, 2008, and was fully vested and exercisable as of the Transaction Date. The option vested over a 4-year period beginning on June 29,2007 at the rate of 0 shares on each of the first, second and third anniversaries, and 6,090 shares on the fourth anniversary. The option was fully vested and exercisable as of the Transaction Date. The option vested over a 4-year period beginning on June 29,2007 at the rate of 0 shares on each of the first and second anniversaries, 22,500 shares on the third anniversary, and 16,410 shares on the fourth anniversary. The option was fully vested and exercisable as of the Transaction Date. Nancy R. Thiel, Attorney-in-fact for Steven M. Blum 2013-03-08