0001181431-12-014911.txt : 20120306 0001181431-12-014911.hdr.sgml : 20120306 20120306185347 ACCESSION NUMBER: 0001181431-12-014911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120302 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 12672016 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd337538.xml FORM 4 X0304 4 2012-03-02 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 President and CEO Common Stock 2012-03-02 4 M 0 218750 30.15 A 511292 D Common Stock 2012-03-02 4 S 0 218750 37.2838 D 292542 D Incentive Stock Option (right to buy) 30.15 2012-03-02 4 M 0 3316 0 D 2012-03-10 Common Stock 3316 0 D Non-Qualified Stock Option (right to buy) 30.15 2012-03-02 4 M 0 215434 0 D 2012-03-10 Common Stock 215434 0 D The option vested over a four-year period beginning on 3/10/05 at the rate of 0 shares on each of the first, second and third anniversaries, and 3,316 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2011. The option vested over a four-year period beginning on 3/10/05 at the rate of 62,500 shares on each of the first, second and third anniversaries, and 59,184 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. All trades occurred within the following one dollar price range: $36.79 to $37.75. The reported price is the weighted average for trades wthin this range. Nancy R. Thiel, Attorney-in-fact for Carl Bass 2012-03-06