-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PH8JVQfPY5LSizGFtu+k85GjROpAfztcwnSH5dRNVXEJhGPqM1fj8PkZG9ifHHC6 s09BtfaeFGMLeWO0YY6rNA== 0001181431-07-063804.txt : 20071025 0001181431-07-063804.hdr.sgml : 20071025 20071025162212 ACCESSION NUMBER: 0001181431-07-063804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071024 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTZ CAROL CENTRAL INDEX KEY: 0001197640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 071191097 BUSINESS ADDRESS: STREET 1: AUTODESK, INC. STREET 2: 111 MC INNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd175896.xml FORM 4 X0202 4 2007-10-24 0 0000769397 AUTODESK INC ADSK 0001197640 BARTZ CAROL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 Executive Chairman Common Stock 2007-10-24 4 M 0 150000 7.365 A 1200767 D Common Stock 2007-10-24 4 M 0 50000 30.15 A 1250767 D Common Stock 2007-10-24 4 S 0 256 47.03 D 1250511 D Common Stock 2007-10-24 4 S 0 100 47.01 D 1250411 D Common Stock 2007-10-24 4 S 0 200 46.98 D 1250211 D Common Stock 2007-10-24 4 S 0 300 46.97 D 1249911 D Common Stock 2007-10-24 4 S 0 300 46.94 D 1249611 D Common Stock 2007-10-24 4 S 0 1000 46.93 D 1248611 D Common Stock 2007-10-24 4 S 0 200 46.92 D 1248411 D Common Stock 2007-10-24 4 S 0 810 46.91 D 1247601 D Common Stock 2007-10-24 4 S 0 1100 46.90 D 1246501 D Common Stock 2007-10-24 4 S 0 691 46.89 D 1245810 D Common Stock 2007-10-24 4 S 0 100 46.88 D 1245710 D Common Stock 2007-10-24 4 S 0 900 46.87 D 1244810 D Common Stock 2007-10-24 4 S 0 500 46.86 D 1244310 D Common Stock 2007-10-24 4 S 0 36 46.85 D 1244274 D Common Stock 2007-10-24 4 S 0 700 46.84 D 1243574 D Common Stock 2007-10-24 4 S 0 1000 46.83 D 1242574 D Common Stock 2007-10-24 4 S 0 2000 46.81 D 1240574 D Common Stock 2007-10-24 4 S 0 28790 46.80 D 1211784 D Common Stock 2007-10-24 4 S 0 2800 46.79 D 1208984 D Common Stock 2007-10-24 4 S 0 200 46.78 D 1208784 D Common Stock 2007-10-24 4 S 0 1400 46.77 D 1207384 D Common Stock 2007-10-24 4 S 0 2405 46.76 D 1204979 D Common Stock 2007-10-24 4 S 0 2708 46.75 D 1202271 D Common Stock 2007-10-24 4 S 0 1000 46.74 D 1201271 D Common Stock 2007-10-24 4 S 0 2210 46.73 D 1199061 D Common Stock 2007-10-24 4 S 0 2385 46.72 D 1196676 D Common Stock 2007-10-24 4 S 0 1500 46.71 D 1195176 D Common Stock 2007-10-24 4 S 0 2975 46.70 D 1192201 D Non-Qualified Stock Option (right to buy) 7.365 2007-10-24 4 M 0 150000 0 D 2007-03-13 2013-03-13 Common Stock 150000 86420 D Non-Qualified Stock Option (right to buy) 30.15 2007-10-24 4 M 0 50000 0 D 2006-03-10 2012-03-10 Common Stock 50000 396684 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. The option vests over a 4-year period beginning on 03/10/2005 at the rate of 125,000 shares on each of the first, second and third anniversaries, and 121,684 shares on the fourth anniversary. Includes shares acquired in September 2007 pursuant to the Issuer's Employee Stock Purchase Plan. On Form 4 dated 9/18/2007, the Number of Derivative Securities Beneficially Owned Following Reported Transaction for this Option Grant was incorrectly reported as 0. The correct number should have been 236,420. The option vests over a 4-year period beginning on 03/13/2003 at the rate of 100,000 shares on each of the first and second anniversaries, 99,996 shares on the third anniversary and 86,424 shares on the fourth anniversary. Due to a limitation of only 30 allowable line items in Table 1 on this Form 4 dated 10/25/2007 for Ms. Bartz, the additional line item entries in Table 1 have been reported on an additional Form 4 also dated 10/25/2007. Nancy R. Thiel, Attorney-in-Fact for Carol Bartz 2007-10-25 -----END PRIVACY-ENHANCED MESSAGE-----