-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F1lEXeCjC7tH5LvYAwVd9INNdZJefFEZrUgBOwvvibzzT9v8WvkWfQzij3Xeckyh sxT8Gi3sXb6XHpYZ5llRhA== 0001181431-07-050860.txt : 20070808 0001181431-07-050860.hdr.sgml : 20070808 20070808171352 ACCESSION NUMBER: 0001181431-07-050860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhatt Jay CENTRAL INDEX KEY: 0001394951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 071036737 BUSINESS ADDRESS: BUSINESS PHONE: 415-507-5000 MAIL ADDRESS: STREET 1: AUTODESK, INC. STREET 2: 111 MCINNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd166846.xml FORM 4 X0202 4 2007-08-06 0 0000769397 AUTODESK INC ADSK 0001394951 Bhatt Jay 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 0 1 0 0 Sr. VP, AEC Incentive Stock Option (right to buy) 7.445 2007-08-06 4 D 0 5000 0 D 2007-08-11 2013-08-11 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 8.105 2007-08-06 4 A 0 5000 0 A 2007-08-11 2013-08-11 Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 7.445 2007-08-06 4 D 0 2364 0 D 2006-08-11 2013-08-11 Common Stock 2364 0 D Non-Qualified Stock Option (right to buy) 8.105 2007-08-06 4 A 0 2364 0 A 2006-08-11 2013-08-11 Common Stock 2364 2364 D Incentive Stock Option (right to buy) 13.405 2007-08-06 4 D 0 7190 0 D 2007-02-09 2014-02-09 Common Stock 7190 0 D Non-Qualified Stock Option (right to buy) 13.835 2007-08-06 4 A 0 7190 0 A 2007-02-09 2014-02-09 Common Stock 7190 7190 D Non-Qualified Stock Option (right to buy) 13.405 2007-08-06 4 D 0 2810 0 D 2007-02-09 2014-02-09 Common Stock 2810 0 D Non-Qualified Stock Option (right to buy) 13.835 2007-08-06 4 A 0 2810 0 A 2007-02-09 2014-02-09 Common Stock 2810 2810 D Incentive Stock Option (right to buy) 16.420 2007-08-06 4 D 0 2008 0 D 2008-04-05 2014-04-05 Common Stock 2008 0 D Non-Qualified Stock Option (right to buy) 17.525 2007-08-06 4 A 0 2008 0 A 2008-04-05 2014-04-05 Common Stock 2008 2008 D Non-Qualified Stock Option (right to buy) 16.420 2007-08-06 4 D 0 11492 0 D 2006-04-05 2014-04-05 Common Stock 11492 0 D Non-Qualified Stock Option (right to buy) 17.525 2007-08-06 4 A 0 11492 0 A 2006-04-05 2014-04-05 Common Stock 11492 11492 D Non-Qualified Stock Option (right to buy) 18.185 2007-08-06 4 D 0 30000 0 D 2006-08-13 2014-08-13 Common Stock 30000 0 D Non-Qualified Stock Option (right to buy) 21.890 2007-08-06 4 A 0 30000 0 A 2006-08-13 2014-08-13 Common Stock 30000 30000 D The reported transactions involved an amendment of an outstanding option resulting in a deemed cancellation of the old option and a grant of a replacement option. See the current report on Form 8-K filed with the SEC by Autodesk, Inc.on July 27, 2007 for more information. The option vests over a 4-year period beginning on August 11, 2003, at the rate of 0 shares on the first year anniversary, 2,636 shares on each of the second and third year anniversaries, and 5,000 on the fourth year anniversary. The option vests over a 3-year period beginning on August 11, 2003, at the rate of 5,000 shares on the first year anniversary, 2,364 shares on each of the second and third year anniversaries. The option vests over a 4-year period beginning on February 9, 2004, at the rate of 0 shares on each of the first and second year anniversaries, 2,190 shares on the third year anniversary, and 5,000 on the fourth year anniversary. The option vests over a 3-year period beginning on February 9, 2004, at the rate of 5,000 shares on each of the first and second year anniversaries, and 2,810 shares on the third year anniversary. The option vests over a 4-year period beginning on April 5, 2004, at the rate of 0 shares on each of the first, second and third year anniversaries, and 2,008 on the fourth year anniversary. The option vests over a 4-year period beginning on April 5, 2004, at the rate of 5,000 shares on each of the first, second and third year anniversaries, and 2,992 on the fourth year anniversary. The option vests in four equal annual installments of 10,000 shares each beginning on August 13, 2004. Diane Cree, Attorney-in-Fact for Jay Bhatt 2007-08-06 -----END PRIVACY-ENHANCED MESSAGE-----