-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HpK6ON30rr6SUCTdRRC+ZxDnNOXODRJXdejI3iPCGXM9eOceLKCfPTfy7XhS0bpj e6EM2D+sti/vMzEIVhRkZQ== 0001181431-04-060916.txt : 20041228 0001181431-04-060916.hdr.sgml : 20041228 20041228123338 ACCESSION NUMBER: 0001181431-04-060916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041227 FILED AS OF DATE: 20041228 DATE AS OF CHANGE: 20041228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTZ CAROL CENTRAL INDEX KEY: 0001197640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 041227897 BUSINESS ADDRESS: STREET 1: AUTODESK, INC. STREET 2: 111 MC INNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd62639.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ON FORM 4 X0202 4 2004-12-27 0 0000769397 AUTODESK INC ADSK 0001197640 BARTZ CAROL 111MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 Chairman, President & CEO Common Stock 2004-12-27 4 M 0 50000 5.7813 A 1049884 D Common Stock 2004-12-27 4 S 0 10000 37.35 D 1039884 D Common Stock 2004-12-27 4 S 0 10000 37.5132 D 1029884 D Common Stock 2004-12-27 4 S 0 10000 37.6453 D 1019884 D Common Stock 2004-12-27 4 S 0 10000 37.7954 D 1009884 D Common Stock 2004-12-27 4 S 0 10000 37.8743 D 999884 D Non-Qualified Stock Option (right to buy) 5.7813 2004-12-27 4 M 0 50000 0.00 D 2001-09-11 2006-09-11 Common Stock 50000 305396 D The total number of shares reported as beneficially owned includes shares that reflect the 2-for-1 stock split payable on December 20, 2004 to shareholders of record on December 6, 2004. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2004. The option vests over a 5-year period beginning on 9/11/1996 at the rate of 399,996 shares on the first, second and third anniversaries, and 382,704 shares on the fourth and fifth anniversaries. Kent Heinzman, Attorney-in-fact for Carol Bartz 2004-12-28 -----END PRIVACY-ENHANCED MESSAGE-----