0000921895-17-001801.txt : 20170616
0000921895-17-001801.hdr.sgml : 20170616
20170616183454
ACCESSION NUMBER: 0000921895-17-001801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170614
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTODESK INC
CENTRAL INDEX KEY: 0000769397
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942819853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 4155075000
MAIL ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sachem Head GP LLC
CENTRAL INDEX KEY: 0001658917
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 17917120
BUSINESS ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-714-3300
MAIL ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Uncas GP LLC
CENTRAL INDEX KEY: 0001658906
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 17917121
BUSINESS ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-714-3300
MAIL ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sachem Head Master LP
CENTRAL INDEX KEY: 0001658920
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 17917122
BUSINESS ADDRESS:
STREET 1: PO BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-714-3300
MAIL ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferguson Scott D.
CENTRAL INDEX KEY: 0001658919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 17917123
MAIL ADDRESS:
STREET 1: 250 WEST 55TH STREET, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
form410692002_06162017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-14
0
0000769397
AUTODESK INC
ADSK
0001658919
Ferguson Scott D.
250 WEST 55TH STREET, 34TH FLOOR
NEW YORK
NY
10019
1
0
0
1
See Remarks
0001658920
Sachem Head Master LP
250 WEST 55TH STREET, 34TH FLOOR
NEW YORK
NY
10019
0
0
0
1
See Remarks
0001658906
Uncas GP LLC
250 WEST 55TH STREET, 34TH FLOOR
NEW YORK
NY
10019
0
0
0
1
See Remarks
0001658917
Sachem Head GP LLC
250 WEST 55TH STREET, 34TH FLOOR
NEW YORK
NY
10019
0
0
0
1
See Remarks
Common Stock
2017-06-14
4
A
0
2354
0
A
10396
D
Common Stock
2017-06-14
4
A
0
847
0
A
11243
D
Mr. Ferguson is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.
Mr. Ferguson is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted in lieu of Mr. Ferguson's annual fee retainer, vest on the date of the next annual meeting.
Pursuant to an arrangement between Mr. Ferguson and Sachem Head Capital Management LP ("Sachem Head"), the restricted stock units are held by Mr. Ferguson for the benefit of Sachem Head. Such units are included as directly beneficially owned by Mr. Ferguson, but may also be deemed to be beneficially owned by Sachem Head as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
The total securities beneficially owned includes 8,562 shares of unvested Restricted Stock Units. In addition to the 11,243 shares of Common Stock owned directly by Mr. Ferguson, Mr. Ferguson as managing partner of Sachem Head and the managing member of each of Uncas GP LLC ("Uncas") and Sachem Head GP LLC ("Sachem Head GP"), may be deemed to beneficially own 12,890,000 shares of Common Stock owned in the aggregate by certain affiliated investment funds of Sachem Head, Uncas and Sachem Head GP. Accordingly, the total ownership, in the aggregate, Mr. Ferguson may be deemed to beneficially own is 12,901,243 shares of Common Stock.
Mr. Ferguson is the managing partner of Sachem Head and the managing member of each of Uncas and Sachem Head GP and also serves on the board of directors of the Issuer. As a result, the Reporting Persons other than Mr. Ferguson may be deemed directors of the Issuer by deputization.
/s/ Michael D. Adamski, as Attorney-in-Fact
2017-06-16
/s/ Michael D. Adamski, as Attorney-in-Fact
2017-06-16
/s/ Michael D. Adamski, as Attorney-in-Fact
2017-06-16
/s/ Michael D. Adamski, as Attorney-in-Fact
2017-06-16