Vice President

0000897101-22-000954.txt : 20221110 0000897101-22-000954.hdr.sgml : 20221110 20221110083152 ACCESSION NUMBER: 0000897101-22-000954 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 EFFECTIVENESS DATE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 221375124 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 09-30-2022 09-30-2022 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 11-10-2022 1 520 3344596 1 0001053046 028-19972 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 236 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 1720 17885 SH SOLE 1 17885 0 0 AZZ INC COMMON 002474104 1365 37400 SH SOLE 1 37400 0 0 ABBOTT LABORATORIES COMMON 002824100 18711 193379 SH SOLE 1 193379 0 0 ABIOMED INC COMMON 003654100 11 45 SH SOLE 1 45 0 0 ADDUS HOMECARE CORP COMMON 006739106 2528 26540 SH SOLE 1 26540 0 0 AIRBNB INC COMMON 009066101 403 3840 SH SOLE 1 3840 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 10222 43921 SH SOLE 1 43921 0 0 ALASKA AIR GROUP INC COMMON 011659109 1197 30575 SH SOLE 1 30575 0 0 ALEXANDRIA REAL ESTATE EQUITIE REIT 015271109 7256 51760 SH SOLE 1 51760 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 1773 8560 SH SOLE 1 8560 0 0 ALLIANT ENERGY CORP COMMON 018802108 5474 103310 SH SOLE 1 103310 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 3394 217417 SH SOLE 1 217417 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 2723 61583 SH SOLE 1 61583 0 0 AMAZON.COM INC COMMON 023135106 18006 159345 SH SOLE 1 159345 0 0 AMEREN CORP COMMON 023608102 198 2453 SH SOLE 1 2453 0 0 AMERICAN FINANCIAL GROUP INC COMMON 025932104 2234 18175 SH SOLE 1 18175 0 0 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 8140 171444 SH SOLE 1 171444 0 0 AMETEK INC COMMON 031100100 1664 14675 SH SOLE 1 14675 0 0 ANALOG DEVICES INC COMMON 032654105 12085 86732 SH SOLE 1 86732 0 0 APPLE INC COMMON 037833100 93447 676171 SH SOLE 1 676171 0 0 APPLIED MATERIALS INC COMMON 038222105 20897 255062 SH SOLE 1 255062 0 0 ARISTA NETWORKS INC COMMON 040413106 7193 63715 SH SOLE 1 63715 0 0 ASSOCIATED BANC CORP COMMON 045487105 706 35150 SH SOLE 1 35150 0 0 ASTRAZENECA PLC ADR DEPOSITARY RECEI 046353108 15135 275981 SH SOLE 1 275981 0 0 ATLASSIAN CORP PLC COMMON 049468101 10975 52115 SH SOLE 1 52115 0 0 ATRION CORP COMMON 049904105 311 550 SH SOLE 1 550 0 0 AUTODESK INC COMMON 052769106 7080 37902 SH SOLE 1 37902 0 0 AVERY DENNISON CORP COMMON 053611109 209 1285 SH SOLE 1 1285 0 0 BAIDU INC ADR DEPOSITARY RECEI 056752108 925 7875 SH SOLE 1 7875 0 0 BANK OF AMERICA CORP COMMON 060505104 2791 92411 SH SOLE 1 92411 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 7213 133925 SH SOLE 1 133925 0 0 BELDEN INC COMMON 077454106 2084 34725 SH SOLE 1 34725 0 0 BERKSHIRE HATHAWAY INC COMMON 084670702 142 533 SH SOLE 1 533 0 0 BHP BILLITON ADR DEPOSITARY RECEI 088606108 4461 89155 SH SOLE 1 89155 0 0 BLACK HILLS CORP COMMON 092113109 538 7950 SH SOLE 1 7950 0 0 BOOT BARN HLDGS INC COMMON 099406100 1894 32400 SH SOLE 1 32400 0 0 BOOZ ALLEN HAMILTON HOLDING CO COMMON 099502106 13625 147535 SH SOLE 1 147535 0 0 BRINK'S CO/THE COMMON 109696104 271 5600 SH SOLE 1 5600 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 10512 147865 SH SOLE 1 147865 0 0 CVS HEALTH CORP COMMON 126650100 15156 158916 SH SOLE 1 158916 0 0 CABOT CORP COMMON 127055101 442 6925 SH SOLE 1 6925 0 0 CARLISLE COS INC COMMON 142339100 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CO/THE COMMON 254687106 182 1930 SH SOLE 1 1930 0 0 DOCUSIGN INC COMMON 256163106 903 16880 SH SOLE 1 16880 0 0 DOLLAR GENERAL CORP COMMON 256677105 223 930 SH SOLE 1 930 0 0 DONALDSON INC COMMON 257651109 3218 65670 SH SOLE 1 65670 0 0 DOVER CORP COMMON 260003108 2580 22128 SH SOLE 1 22128 0 0 DYNATRACE INC COMMON 268150109 3325 95513 SH SOLE 1 95513 0 0 ECOLAB INC COMMON 278865100 1244 8615 SH SOLE 1 8615 0 0 EMERSON ELECTRIC CO COMMON 291011104 310 4240 SH SOLE 1 4240 0 0 EQUIFAX INC COMMON 294429105 3743 21832 SH SOLE 1 21832 0 0 ERICSSON L M TEL CO ADR DEPOSITARY RECEI 294821608 1696 295525 SH SOLE 1 295525 0 0 EURONET WORLDWIDE INC COMMON 298736109 3279 43275 SH SOLE 1 43275 0 0 FTI CONSULTING INC COMMON 302941109 1324 7990 SH SOLE 1 7990 0 0 FANUC CORP-UNSP ADR DEPOSITARY RECEI 307305102 524 37425 SH SOLE 1 37425 0 0 FIRST HORIZON CORP COMMON 320517105 160 7000 SH SOLE 1 7000 0 0 FOMENTO ECONOMICO MEXICANO ADR DEPOSITARY RECEI 344419106 99 1575 SH SOLE 1 1575 0 0 ARTHUR J 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0 0 INTL FLAVORS & FRAGRANCES INC COMMON 459506101 177 1945 SH SOLE 1 1945 0 0 INTUIT INC COMMON 461202103 13811 35659 SH SOLE 1 35659 0 0 JOHNSON & JOHNSON COMMON 478160104 32049 196185 SH SOLE 1 196185 0 0 KLA CORP COMMON 482480100 206 680 SH SOLE 1 680 0 0 KNIGHT-SWIFT TRANSPORT INC COMMON 499049104 3913 79975 SH SOLE 1 79975 0 0 KONINKLIJKE PHILIPS NV ADR DEPOSITARY RECEI 500472303 269 17500 SH SOLE 1 17500 0 0 ESTEE LAUDER COS INC COMMON 518439104 6177 28611 SH SOLE 1 28611 0 0 LINCOLN ELECTRIC HOLDINGS INC COMMON 533900106 1452 11550 SH SOLE 1 11550 0 0 LINCOLN NATIONAL CORP COMMON 534187109 312 7100 SH SOLE 1 7100 0 0 LOCKHEED MARTIN CORP COMMON 539830109 3514 9096 SH SOLE 1 9096 0 0 LULULEMON ATHLETICA INC COMMON 550021109 4642 16605 SH SOLE 1 16605 0 0 M D C HLDGS INC COMMON 552676108 397 14463 SH SOLE 1 14463 0 0 MP MATERIALS CORP COMMON 553368101 1284 47050 SH SOLE 1 47050 0 0 MARTEN TRANSPORT LTD COMMON 573075108 1683 87825 SH SOLE 1 87825 0 0 MARVELL TECHNOLOGY INC COMMON 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31400 SH SOLE 1 31400 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 12951 27537 SH SOLE 1 27537 0 0 CHORD ENERGY CORPORATION COMMON 674215207 5433 39720 SH SOLE 1 39720 0 0 OLD NATIONAL BANCORP/IN COMMON 680033107 1065 64650 SH SOLE 1 64650 0 0 OLD REPUBLIC INTL CORP COMMON 680223104 164 7840 SH SOLE 1 7840 0 0 OLIN CORP COMMON 680665205 3067 71525 SH SOLE 1 71525 0 0 OUTSET MED INC COMMON 690145107 43 2668 SH SOLE 1 2668 0 0 PARKER-HANNIFIN CORP COMMON 701094104 5925 24451 SH SOLE 1 24451 0 0 PATTERSON COS INC COMMON 703395103 249 10350 SH SOLE 1 10350 0 0 PEPSICO INC COMMON 713448108 21979 134624 SH SOLE 1 134624 0 0 PERKINELMER INC COMMON 714046109 1940 16125 SH SOLE 1 16125 0 0 PFIZER INC COMMON 717081103 2061 47093 SH SOLE 1 47093 0 0 PIPER SANDLER COMPANIES COMMON 724078100 359 3425 SH SOLE 1 3425 0 0 POTLATCHDELTIC CORP REIT 737630103 263 6410 SH SOLE 1 6410 0 0 POWER INTEGRATIONS INC COMMON 739276103 518 8050 SH SOLE 1 8050 0 0 PROCTER & GAMBLE CO COMMON 742718109 10596 83930 SH SOLE 1 83930 0 0 PUBLIC SVC ENTERPRISE GRP COMMON 744573106 193 3425 SH SOLE 1 3425 0 0 QUALCOMM INC COMMON 747525103 4101 36296 SH SOLE 1 36296 0 0 REALTY INCOME CORP REIT 756109104 11481 197276 SH SOLE 1 197276 0 0 REGAL REXNORD CORPORATION COMMON 758750103 1391 9913 SH SOLE 1 9913 0 0 REINSURANCE GROUP OF AMERICA I COMMON 759351604 6709 53325 SH SOLE 1 53325 0 0 RELX PLC - ADR DEPOSITARY RECEI 759530108 2282 93855 SH SOLE 1 93855 0 0 RIO TINTO PLC ADR DEPOSITARY RECEI 767204100 1795 32600 SH SOLE 1 32600 0 0 ROCHE HOLDING AG ADR DEPOSITARY RECEI 771195104 1198 29500 SH SOLE 1 29500 0 0 ROCKWELL AUTOMATION INC COMMON 773903109 1266 5885 SH SOLE 1 5885 0 0 ROSS STORES INC COMMON 778296103 209 2485 SH SOLE 1 2485 0 0 SHELL PLC ADR COMMON 780259305 6395 128525 SH SOLE 1 128525 0 0 SAFRAN SA ADR DEPOSITARY RECEI 786584102 766 33780 SH SOLE 1 33780 0 0 SAREPTA THERAPEUTICS INC COMMON 803607100 4443 40190 SH SOLE 1 40190 0 0 MATIV HOLDINGS INC COMMON 808541106 145 6585 SH SOLE 1 6585 0 0 SCIENCE APPLICATIONS INTL CORP COMMON 808625107 2513 28420 SH SOLE 1 28420 0 0 SCOTTS MIRACLE-GRO CO COMMON 810186106 1337 31265 SH SOLE 1 31265 0 0 SHERWIN-WILLIAMS CO/THE COMMON 824348106 5235 25570 SH SOLE 1 25570 0 0 SIEMENS AG ADR DEPOSITARY RECEI 826197501 11564 236239 SH SOLE 1 236239 0 0 SILGAN HOLDINGS INC COMMON 827048109 744 17700 SH SOLE 1 17700 0 0 SONY GROUP CORPORATION ADR DEPOSITARY RECEI 835699307 1827 28525 SH SOLE 1 28525 0 0 SPLUNK INC COMMON 848637104 2947 39195 SH SOLE 1 39195 0 0 STAAR SURGICAL CO COMMON 852312305 2089 29615 SH SOLE 1 29615 0 0 STARBUCKS CORP COMMON 855244109 7179 85195 SH SOLE 1 85195 0 0 STEPAN CO COMMON 858586100 103 1100 SH SOLE 1 1100 0 0 STIFEL FINANCIAL CORP COMMON 860630102 1707 32875 SH SOLE 1 32875 0 0 STORE CAPITAL CORP REIT 862121100 376 12000 SH SOLE 1 12000 0 0 SURMODICS INC COMMON 868873100 505 16624 SH SOLE 1 16624 0 0 SYSCO CORP COMMON 871829107 73 1033 SH SOLE 1 1033 0 0 TJX COS INC/THE COMMON 872540109 16342 263070 SH SOLE 1 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3425 0 0 CARDINAL HEALTH INC COMMON 14149Y108 212 3185 SH SOLE 1 3185 0 0 CARLYLE GROUP LP/THE COMMON 14316J108 3311 128143 SH SOLE 1 128143 0 0 CENTENE CORP COMMON 15135B101 3192 41025 SH SOLE 1 41025 0 0 CHENIERE ENERGY INC COMMON 16411R208 9887 59590 SH SOLE 1 59590 0 0 CHINA PETROLEUM & CHEMICAL COR DEPOSITARY RECEI 16941R108 59 1400 SH SOLE 1 1400 0 0 COHERENT INC COMMON 19247G107 1917 55000 SH SOLE 1 55000 0 0 COMMSCOPE HLDG CO INC COMMON 20337X109 105 11400 SH SOLE 1 11400 0 0 CONOCOPHILLIPS COMMON 20825C104 27334 267090 SH SOLE 1 267090 0 0 CONSTELLATION BRANDS INC COMMON 21036P108 18157 79053 SH SOLE 1 79053 0 0 CONSTELLATION ENERGY GROUP COMMON 21037T109 228 2740 SH SOLE 1 2740 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 383 810 SH SOLE 1 810 0 0 DEVON ENERGY CORP COMMON 25179M103 2405 40000 SH SOLE 1 40000 0 0 DIAGEO PLC ADR DEPOSITARY RECEI 25243Q205 5202 30635 SH SOLE 1 30635 0 0 DOMINION RES INC VA NEW COMMON 25746U109 24 349 SH SOLE 1 349 0 0 DUPONT DE NEMOURS INC COMMON 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SH SOLE 1 7800 0 0 KBR INC COMMON 48242W106 3261 75450 SH SOLE 1 75450 0 0 KEYSIGHT TECHNOLOGIES INC COMMON 49338L103 1899 12067 SH SOLE 1 12067 0 0 M&T BANK CORP COMMON 55261F104 635 3601 SH SOLE 1 3601 0 0 MKS INSTRUMENTS INC COMMON 55306N104 3175 38425 SH SOLE 1 38425 0 0 MYR GROUP INC DEL COMMON 55405W104 1144 13500 SH SOLE 1 13500 0 0 MERCK & CO INC COMMON 58933Y105 98 1139 SH SOLE 1 1139 0 0 METLIFE INC COMMON 59156R108 3591 59075 SH SOLE 1 59075 0 0 MOSAIC CO/THE COMMON 61945C103 801 16581 SH SOLE 1 16581 0 0 NANOSTRING TECHNOLOGIES I COMMON 63009R109 287 22475 SH SOLE 1 22475 0 0 NCINO INC COMMON 63947X101 2955 86625 SH SOLE 1 86625 0 0 NEXSTAR MEDIA GROUP INC COMMON 65336K103 6893 41315 SH SOLE 1 41315 0 0 NEXTERA ENERGY INC COMMON 65339F101 17186 219176 SH SOLE 1 219176 0 0 NEXTERA ENERGY PARTNERS LTD COMMON 65341B106 168 2325 SH SOLE 1 2325 0 0 908 DEVICES INC COMMON 65443P102 633 38450 SH SOLE 1 38450 0 0 NOVARTIS AG ADR DEPOSITARY RECEI 66987V109 821 10800 SH SOLE 1 10800 0 0 NVIDIA CORP COMMON 67066G104 10549 86901 SH SOLE 1 86901 0 0 NUTRIEN LTD COMMON 67077M108 6003 72000 SH SOLE 1 72000 0 0 OREILLY AUTOMOTIVE INC COMMON 67103H107 148 210 SH SOLE 1 210 0 0 ORACLE CORP COMMON 68389X105 12755 208851 SH SOLE 1 208851 0 0 OTIS WORLDWIDE CORP COMMON 68902V107 560 8780 SH SOLE 1 8780 0 0 PTC INC COMMON 69370C100 6296 60190 SH SOLE 1 60190 0 0 PAYCOM SOFTWARE INC COMMON 70432V102 7417 22476 SH SOLE 1 22476 0 0 PAYPAL HOLDINGS INC COMMON 70450Y103 3823 44420 SH SOLE 1 44420 0 0 PHYSICIANS REALTY TRUST REIT 71943U104 1492 99211 SH SOLE 1 99211 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 741 7055 SH SOLE 1 7055 0 0 PRINCIPAL FINANCIAL GROUP INC COMMON 74251V102 41 575 SH SOLE 1 575 0 0 PROVIDENT FINANCIAL SERVICES I COMMON 74386T105 653 33500 SH SOLE 1 33500 0 0 PUBLIC STORAGE REIT 74460D109 208 710 SH SOLE 1 710 0 0 QUEST DIAGNOSTICS INC COMMON 74834L100 7181 58529 SH SOLE 1 58529 0 0 REGIONS FINANCIAL CORP COMMON 7591EP100 5229 260540 SH SOLE 1 260540 0 0 S&P GLOBAL INC COMMON 78409V104 16 54 SH SOLE 1 54 0 0 SVB FINANCIAL GROUP COMMON 78486Q101 1654 4925 SH SOLE 1 4925 0 0 SALESFORCE INC COMMON 79466L302 8550 59439 SH SOLE 1 59439 0 0 SEA LTD-ADR DEPOSITARY RECEI 81141R100 69 1225 SH SOLE 1 1225 0 0 SENSIENT TECHNOLOGIES CORP COMMON 81725T100 402 5800 SH SOLE 1 5800 0 0 SERES THERAPEUTICS INC COMMON 81750R102 1278 199000 SH SOLE 1 199000 0 0 SERVICENOW INC COMMON 81762P102 2926 7750 SH SOLE 1 7750 0 0 SILK ROAD MEDICAL INC COMMON 82710M100 1276 28351 SH SOLE 1 28351 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 8275 97049 SH SOLE 1 97049 0 0 SOUTHERN COPPER CORP COMMON 84265V105 175 3900 SH SOLE 1 3900 0 0 SPIRE INC COMMON 84857L101 720 11550 SH SOLE 1 11550 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 101 1650 SH SOLE 1 1650 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C501 198 5281 SH SOLE 1 5281 0 0 TFI INTL INC COMMON 87241L109 2932 32400 SH SOLE 1 32400 0 0 TARGA RESOURCES CORP COMMON 87612G101 1199 19875 SH SOLE 1 19875 0 0 TC ENERGY CORP COMMON 87807B107 513 12740 SH SOLE 1 12740 0 0 TENET HEALTHCARE CORP COMMON 88033G407 5529 107200 SH SOLE 1 107200 0 0 TESLA MTRS INC COMMON 88160R101 1231 4640 SH SOLE 1 4640 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TEXAS PACIFIC LAND CORPOR COMMON 88262P102 1066 600 SH SOLE 1 600 0 0 TREX CO INC COMMON 89531P105 2777 63200 SH SOLE 1 63200 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 229 8400 SH SOLE 1 8400 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 3373 77470 SH SOLE 1 77470 0 0 TWIST BIOSCIENCE CORP COMMON 90184D100 830 23550 SH SOLE 1 23550 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 663 25025 SH SOLE 1 25025 0 0 ULTA BEAUTY INC COMMON 90384S303 7685 19155 SH SOLE 1 19155 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 34427 68167 SH SOLE 1 68167 0 0 VAIL RESORTS INC COMMON 91879Q109 3469 16085 SH SOLE 1 16085 0 0 VISA INC COMMON 92826C839 18028 101480 SH SOLE 1 101480 0 0 VITAL FARMS INC COMMON 92847W103 586 48925 SH SOLE 1 48925 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3695 41315 SH SOLE 1 41315 0 0 WASTE CONNECTIONS INC COMMON 94106B101 8098 59924 SH SOLE 1 59924 0 0 WASTE MANAGEMENT INC COMMON 94106L109 9657 60280 SH SOLE 1 60280 0 0 XCEL ENERGY INC COMMON 98389B100 9592 149875 SH SOLE 1 149875 0 0 YETI HOLDINGS INC COMMON 98585X104 4216 147820 SH SOLE 1 147820 0 0 ZIMVIE INC COMMON 98888T107 2 242 SH SOLE 1 242 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 281 2692 SH SOLE 1 2692 0 0 ZOETIS INC COMMON 98978V103 156 1052 SH SOLE 1 1052 0 0 ZURN WATER SOLUTIONS CORP COMMON 98983L108 559 22800 SH SOLE 1 22800 0 0 AMCOR PLC COMMON G0250X107 175 16275 SH SOLE 1 16275 0 0 AON PLC COMMON G0403H108 14 54 SH SOLE 1 54 0 0 ARCH CAPITAL GROUP LTD COMMON G0450A105 233 5125 SH SOLE 1 5125 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 2156 43875 SH SOLE 1 43875 0 0 ACCENTURE PLC CL A COMMON G1151C101 23116 89839 SH SOLE 1 89839 0 0 COCA-COLA EUROPACIFIC PARTNERS COMMON G25839104 2613 61300 SH SOLE 1 61300 0 0 EATON CORP PLC COMMON G29183103 8278 62069 SH SOLE 1 62069 0 0 ESSENT GROUP LTD COMMON G3198U102 124 3550 SH SOLE 1 3550 0 0 EVEREST RE GROUP LTD COMMON G3223R108 8289 31584 SH SOLE 1 31584 0 0 GENPACT LTD COMMON G3922B107 7217 164875 SH SOLE 1 164875 0 0 HELEN OF TROY LTD COMMON G4388N106 726 7530 SH SOLE 1 7530 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 760 5700 SH SOLE 1 5700 0 0 LINDE PLC COMMON G5494J103 6665 24723 SH SOLE 1 24723 0 0 MEDTRONIC PLC COMMON G5960L103 19004 235345 SH SOLE 1 235345 0 0 APTIV PLC COMMON G6095L109 3302 42220 SH SOLE 1 42220 0 0 STERIS PLC COMMON G8473T100 1917 11530 SH SOLE 1 11530 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1333 9205 SH SOLE 1 9205 0 0 GOLAR LNG LTD COMMON G9456A100 2022 81150 SH SOLE 1 81150 0 0 CHUBB LTD COMMON H1467J104 25907 142438 SH SOLE 1 142438 0 0 GARMIN LTD COMMON H2906T109 153 1909 SH SOLE 1 1909 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 2796 60775 SH SOLE 1 60775 0 0 TE CONNECTIVITY LTD COMMON H84989104 10152 91994 SH SOLE 1 91994 0 0 GLOBANT SA COMMON L44385109 5131 27425 SH SOLE 1 27425 0 0 INMODE LTD COMMON M5425M103 3757 129050 SH SOLE 1 129050 0 0 STRATASYS LTD COMMON M85548101 1221 84700 SH SOLE 1 84700 0 0 ASML HOLDING NV NY REG SHRS N07059210 2828 6808 SH SOLE 1 6808 0 0 STELLANTIS NV COMMON N82405106 818 69075 SH SOLE 1 69075 0 0 FLEX LTD COMMON Y2573F102 67 4000 SH SOLE 1 4000 0 0 APOLLO SR FLOATING RATE FD AFT COMMON 037636107 3094 247319 SH SOLE 1 0 247319 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 914 83353 SH SOLE 1 0 83353 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 45551 4774724 SH SOLE 1 0 4774724 0 CLEARBRIDGE ENERGY MLP FD CEM COMMON 184692200 1333 44736 SH SOLE 1 0 44736 0 CUSHING MLP & INF TOTAL RETURN COMMON 231631300 33 1000 SH SOLE 1 0 1000 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 28817 3463568 SH SOLE 1 0 3463568 0 DELAWARE ENHANCED GLOBAL DIVD COMMON 246060107 3567 521551 SH SOLE 1 0 521551 0 DELAWARE IVY HIGH INC OPP FD I COMMON 246107106 15908 1576587 SH SOLE 1 0 1576587 0 DOUBLELINE INCOME SOLUTIO DSL COMMON 258622109 6179 572113 SH SOLE 1 0 572113 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 37185 2573351 SH SOLE 1 0 2573351 0 GUGGENHEIM TAXABLE MUNI MANAGE COMMON 401664107 535 34724 SH SOLE 1 0 34724 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 16973 1596704 SH SOLE 1 0 1596704 0 KAYNE ANDERSON MLP INVESTMENT COMMON 486606106 534 65975 SH SOLE 1 0 65975 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 6796 1142144 SH SOLE 1 0 1142144 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 216 51098 SH SOLE 1 0 51098 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 11575 3561630 SH SOLE 1 0 3561630 0 MILLER HOWARD HIGH INC EQ HIE COMMON 600379101 8680 957013 SH SOLE 1 0 957013 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 3375 518412 SH SOLE 1 0 518412 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 718 73163 SH SOLE 1 0 73163 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 41953 3957810 SH SOLE 1 0 3957810 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 1633 135710 SH SOLE 1 0 135710 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 25921 1612019 SH SOLE 1 0 1612019 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 8605 784396 SH SOLE 1 0 784396 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 3613 350418 SH SOLE 1 0 350418 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 12082 1191519 SH SOLE 1 0 1191519 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 58348 16298259 SH SOLE 1 0 16298259 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 55344 17028881 SH SOLE 1 0 17028881 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 19782 4191203 SH SOLE 1 0 4191203 0 TEMPLETON GLOBAL INCOME FUND G COMMON 880198106 12077 2967386 SH SOLE 1 0 2967386 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 11348 1159149 SH SOLE 1 0 1159149 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 9422 942183 SH SOLE 1 0 942183 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 292 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 3740 358544 SH SOLE 1 0 358544 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 21263 1886366 SH SOLE 1 0 1886366 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 9001 1108489 SH SOLE 1 0 1108489 0 KAYNE ANDERSON MIDSTREAM/ENERG COMMON 48661E108 478 67679 SH SOLE 1 0 67679 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 2555 451444 SH SOLE 1 0 451444 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 8721 804556 SH SOLE 1 0 804556 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 180 17398 SH SOLE 1 0 17398 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1409 40200 SH SOLE 1 0 40200 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 16474 1229386 SH SOLE 1 0 1229386 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 8606 732464 SH SOLE 1 0 732464 0 BNY MELLON ALCENTRA GLOBAL CRE COMMON 05588N108 257 37650 SH SOLE 1 0 37650 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 881 144841 SH SOLE 1 0 144841 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 11061 905191 SH SOLE 1 0 905191 0 BLACKROCK INCOME TRUST INC BKT COMMON 09247F100 26099 6304006 SH SOLE 1 0 6304006 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 191 20000 SH SOLE 1 0 20000 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 34 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 405 24673 SH SOLE 1 0 24673 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 927 92720 SH SOLE 1 0 92720 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 1888 191881 SH SOLE 1 0 191881 0 BLACKROCK MUNIHOLDINGS FD MHD COMMON 09253N104 4845 430668 SH SOLE 1 0 430668 0 BLACKROCK MUNIYIELD FD MYD COMMON 09253W104 911 91652 SH SOLE 1 0 91652 0 BLACKROCK MUNICIPAL INCOME FD COMMON 09253X102 2934 270173 SH SOLE 1 0 270173 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 3913 402559 SH SOLE 1 0 402559 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 1881 170230 SH SOLE 1 0 170230 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 2613 260540 SH SOLE 1 0 260540 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 2452 228337 SH SOLE 1 0 228337 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 2254 182057 SH SOLE 1 0 182057 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 1080 91964 SH SOLE 1 0 91964 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 150 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 579 48800 SH SOLE 1 0 48800 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 16870 1764693 SH SOLE 1 0 1764693 0 BLACKROCK CORP. HIGH YIELD FD RIGHT 09255L114 0 236165 SH SOLE 1 0 236165 0 BLACKROCK CORP HIGH YIELD FD H COMMON 09255P107 2019 236165 SH SOLE 1 0 236165 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 5868 538352 SH SOLE 1 0 538352 0 BLACKSTONE STRAT CREDIT FD BGB COMMON 09257R101 16050 1509848 SH SOLE 1 0 1509848 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 20253 1488108 SH SOLE 1 0 1488108 0 BGIO LIQUIDATING TRUST BGIO COMMON 092ESC037 3 74876 SH SOLE 1 0 74876 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 3485 1651754 SH SOLE 1 0 1651754 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 11844 792214 SH SOLE 1 0 792214 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P209 6843 273623 SH SOLE 1 0 273623 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q207 556 21141 SH SOLE 1 0 21141 0 CLOUGH GLOBAL DIV & INC FD GLV COMMON 18913Y103 402 60404 SH SOLE 1 0 60404 0 COHEN & STEERS LTD DUR PFD & I COMMON 19248C105 181 10000 SH SOLE 1 0 10000 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 19856 1097043 SH SOLE 1 0 1097043 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 166871 19471553 SH SOLE 1 0 19471553 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 54213 6676464 SH SOLE 1 0 6676464 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 4564 2593436 SH SOLE 1 0 2593436 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 2011 181190 SH SOLE 1 0 181190 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 1839 232533 SH SOLE 1 0 232533 0 DELAWARE INVESTMENTS NATL MUNI COMMON 24610T108 4959 455387 SH SOLE 1 0 455387 0 DIVIDEND AND INCOME FUND DNI COMMON 25538A204 2379 229208 SH SOLE 1 0 229208 0 DOUBLELINE YIELD OPP FD DLY COMMON 25862D105 3066 227315 SH SOLE 1 0 227315 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 6936 716509 SH SOLE 1 0 716509 0 EATON VANCE NEW YORK MUNI ENX COMMON 27827Y109 3891 460492 SH SOLE 1 0 460492 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 49726 5399118 SH SOLE 1 0 5399118 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 10865 1108681 SH SOLE 1 0 1108681 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 340 32902 SH SOLE 1 0 32902 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 45 3000 SH SOLE 1 0 3000 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 130 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 118 21500 SH SOLE 1 0 21500 0 FIRST TR DYNAMIC EUROPE EQ INC COMMON 33740D107 11173 1171146 SH SOLE 1 0 1171146 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 23993 3882359 SH SOLE 1 0 3882359 0 GABELLI UTILITY TRUST GUT COMMON 36240A101 3592 520533 SH SOLE 1 0 520533 0 GABELLI GLOBAL UTIL & INC TR COMMON 36242L105 3518 251496 SH SOLE 1 0 251496 0 GOLDMAN SACHS MLP ENERGY GER COMMON 38148G206 166 13798 SH SOLE 1 0 13798 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 27371 1780795 SH SOLE 1 0 1780795 0 INVESCO DYNAMIC CREDIT OPP FD COMMON 46091B207 27624 2431699 SH SOLE 1 0 2431699 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 3662 374864 SH SOLE 1 0 374864 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 14250 1559128 SH SOLE 1 0 1559128 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 15878 1696329 SH SOLE 1 0 1696329 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 540 56473 SH SOLE 1 0 56473 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 9545 1047726 SH SOLE 1 0 1047726 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 10602 1098389 SH SOLE 1 0 1098389 0 INVESCO BOND FUND VBF COMMON 46132L107 14945 1037122 SH SOLE 1 0 1037122 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 4555 395784 SH SOLE 1 0 395784 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 8344 913922 SH SOLE 1 0 913922 0 INVESCO HIGH INC 2023 TARGET T COMMON 46135X108 3290 407229 SH SOLE 1 0 407229 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 4337 561030 SH SOLE 1 0 561030 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 8893 777338 SH SOLE 1 0 777338 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 52485 18677863 SH SOLE 1 0 18677863 0 MACQUARIE GLBL INFRASTRUCTURE COMMON 55608D101 7946 417093 SH SOLE 1 0 417093 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 341 101162 SH SOLE 1 0 101162 0 MFS INTERMEDIATE HIGH INCOME F COMMON 59318T109 214 125000 SH SOLE 1 0 125000 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 27939 2539889 SH SOLE 1 0 2539889 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 225 20500 SH SOLE 1 0 20500 0 NUVEEN SENIOR INC FD NSL COMMON 67067Y104 205 43934 SH SOLE 1 0 43934 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 11549 1048992 SH SOLE 1 0 1048992 0 NUVEEN FLOATING RATE INC OPP F COMMON 6706EN100 2332 289357 SH SOLE 1 0 289357 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 7480 657833 SH SOLE 1 0 657833 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 2669 228740 SH SOLE 1 0 228740 0 NUVEEN PREFERRED & INCOME SEC COMMON 67072C105 35247 5364818 SH SOLE 1 0 5364818 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 369 45549 SH SOLE 1 0 45549 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 13379 1925072 SH SOLE 1 0 1925072 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 15482 3029713 SH SOLE 1 0 3029713 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 514 32744 SH SOLE 1 0 32744 0 NUVEEN SHORT DUR CREDIT OPP FD COMMON 67074X107 3364 284403 SH SOLE 1 0 284403 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 299 16240 SH SOLE 1 0 16240 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 12960 1229569 SH SOLE 1 0 1229569 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 24577 4172717 SH SOLE 1 0 4172717 0 NUVEEN PFD INCOME 2022 TERM FD COMMON 67075T105 74 4044 SH SOLE 1 0 4044 0 NUVEEN CORPORATE INCOME 2023 J COMMON 67079F101 468 51990 SH SOLE 1 0 51990 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 7534 735706 SH SOLE 1 0 735706 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 1184 67795 SH SOLE 1 0 67795 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 10743 930902 SH SOLE 1 0 930902 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 23287 2201067 SH SOLE 1 0 2201067 0 PIMCO ENRGY & TACT CRDT NRGX COMMON 69346N107 159 11730 SH SOLE 1 0 11730 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 17300 1203930 SH SOLE 1 0 1203930 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 11787 2486754 SH SOLE 1 0 2486754 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 4666 722307 SH SOLE 1 0 722307 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 98 11420 SH SOLE 1 0 11420 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 27570 2996702 SH SOLE 1 0 2996702 0 SALEIAN MLP & ENERGY INFRA FD COMMON 79471L404 2688 396410 SH SOLE 1 0 396410 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 8367 279352 SH SOLE 1 0 279352 0 TORTOISE PWR & ENERGY INF TPZ COMMON 89147X104 3810 305077 SH SOLE 1 0 305077 0 TORTOISE MLP FUND INC NTG COMMON 89148B200 529 16363 SH SOLE 1 0 16363 0 TORTOISE PIPELINE & ENERGY TTP COMMON 89148H207 2018 80664 SH SOLE 1 0 80664 0 TORTOISE ENERGY INDEPENDENCE N COMMON 89148K200 705 24905 SH SOLE 1 0 24905 0 VERTICAL CAP INCOME FUND VCIF COMMON 92535C104 4319 484198 SH SOLE 1 0 484198 0 VIRTUS GLOBAL MULTI-SECTOR INC COMMON 92829B101 3891 520225 SH SOLE 1 0 520225 0 VIRTUS TOTAL RETURN FUND INC Z COMMON 92835W107 35154 5642700 SH SOLE 1 0 5642700 0 VIRTUS CONV & INCOME FD II NCZ COMMON 92838U108 2427 860684 SH SOLE 1 0 860684 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 6645 1071712 SH SOLE 1 0 1071712 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 5257 801430 SH SOLE 1 0 801430 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 3527 958475 SH SOLE 1 0 958475 0 WA INFLATION - LINKED SEC & IN COMMON 95766Q106 22222 2482918 SH SOLE 1 0 2482918 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 61364 6765647 SH SOLE 1 0 6765647 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 3151 205967 SH SOLE 1 0 205967 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 5229 470702 SH SOLE 1 0 470702 0 WA GLOBAL CORPORATE DEFINED OP COMMON 95790C107 566 50764 SH SOLE 1 0 50764 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 21552 1713178 SH SOLE 1 0 1713178 0