Vice President

0000897101-22-000754.txt : 20220811 0000897101-22-000754.hdr.sgml : 20220811 20220811070018 ACCESSION NUMBER: 0000897101-22-000754 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 EFFECTIVENESS DATE: 20220811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 221153598 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 06-30-2022 06-30-2022 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 08-11-2022 1 515 3287200 1 0001053046 028-19972 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml 13F-HR 3M CO COMMON 88579Y101 302 2335 SH SOLE 1 2335 0 0 908 DEVICES INC COMMON 65443P102 792 38450 SH SOLE 1 38450 0 0 ABBOTT LABORATORIES COMMON 002824100 21558 198419 SH SOLE 1 198419 0 0 ABBVIE INC COMMON 00287Y109 6970 45509 SH SOLE 1 45509 0 0 ABIOMED INC COMMON 003654100 11 45 SH SOLE 1 45 0 0 ACCENTURE PLC CL A COMMON G1151C101 25778 92843 SH SOLE 1 92843 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 5184 66585 SH SOLE 1 66585 0 0 ADDUS HOMECARE CORP COMMON 006739106 2210 26540 SH SOLE 1 26540 0 0 ADIDAS AG ADR DEPOSITARY RECEI 00687A107 58 650 SH SOLE 1 650 0 0 ADOBE INC COMMON 00724F101 8226 22471 SH SOLE 1 22471 0 0 AES CORP. 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835699307 2332 28525 SH SOLE 1 28525 0 0 SOUTHERN COPPER CORP COMMON 84265V105 194 3900 SH SOLE 1 3900 0 0 SPIRE INC COMMON 84857L101 859 11550 SH SOLE 1 11550 0 0 SPLUNK INC COMMON 848637104 3467 39195 SH SOLE 1 39195 0 0 STAAR SURGICAL CO COMMON 852312305 2136 30120 SH SOLE 1 30120 0 0 STARBUCKS CORP COMMON 855244109 2795 36595 SH SOLE 1 36595 0 0 STELLANTIS NV COMMON N82405106 694 56150 SH SOLE 1 56150 0 0 STERIS PLC COMMON G8473T100 2434 11805 SH SOLE 1 11805 0 0 STIFEL FINANCIAL CORP COMMON 860630102 1842 32875 SH SOLE 1 32875 0 0 STORE CAPITAL CORP REIT 862121100 313 12000 SH SOLE 1 12000 0 0 STRATASYS LTD COMMON M85548101 433 23125 SH SOLE 1 23125 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 116 1650 SH SOLE 1 1650 0 0 SURMODICS INC COMMON 868873100 619 16624 SH SOLE 1 16624 0 0 SVB FINANCIAL GROUP COMMON 78486Q101 1294 3275 SH SOLE 1 3275 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C501 190 5281 SH SOLE 1 5281 0 0 SYSCO CORP COMMON 871829107 18 208 SH SOLE 1 208 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 802 7055 SH SOLE 1 7055 0 0 TAIWAN SEMICONDUCTOR ADR DEPOSITARY RECEI 874039100 1155 14125 SH SOLE 1 14125 0 0 TAKE-TWO INTERACTIVE SOFTWARE COMMON 874054109 1190 9712 SH SOLE 1 9712 0 0 TARGA RESOURCES CORP COMMON 87612G101 1229 20600 SH SOLE 1 20600 0 0 TARGET CORP COMMON 87612E106 7463 52846 SH SOLE 1 52846 0 0 TC ENERGY CORP COMMON 87807B107 660 12740 SH SOLE 1 12740 0 0 TE CONNECTIVITY LTD COMMON H84989104 10731 94839 SH SOLE 1 94839 0 0 TENET HEALTHCARE CORP COMMON 88033G407 5634 107200 SH SOLE 1 107200 0 0 TESLA MTRS INC COMMON 88160R101 946 1405 SH SOLE 1 1405 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TEXAS PACIFIC LAND CORPOR COMMON 88262P102 893 600 SH SOLE 1 600 0 0 TFI INTL INC COMMON 87241L109 2834 35300 SH SOLE 1 35300 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 25185 46358 SH SOLE 1 46358 0 0 THOMSON REUTERS CORP COMMON 884903709 659 6325 SH SOLE 1 6325 0 0 THOR INDUSTRIES INC COMMON 885160101 1609 21525 SH SOLE 1 21525 0 0 TJX COS INC/THE COMMON 872540109 15567 278730 SH SOLE 1 278730 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1241 9555 SH SOLE 1 9555 0 0 TRAVELERS COS INC/THE COMMON 89417E109 38 226 SH SOLE 1 226 0 0 TREX CO INC COMMON 89531P105 3439 63200 SH SOLE 1 63200 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 231 8400 SH SOLE 1 8400 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 3574 75345 SH SOLE 1 75345 0 0 TWIST BIOSCIENCE CORP COMMON 90184D100 642 18350 SH SOLE 1 18350 0 0 TYSON FOODS INC - CL A COMMON 902494103 232 2700 SH SOLE 1 2700 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 538 26295 SH SOLE 1 26295 0 0 ULTA BEAUTY INC COMMON 90384S303 7831 20315 SH SOLE 1 20315 0 0 UNION PACIFIC CORP COMMON 907818108 19930 93444 SH SOLE 1 93444 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 37390 72795 SH SOLE 1 72795 0 0 URBAN OUTFITTERS INC COMMON 917047102 80 4275 SH SOLE 1 4275 0 0 US BANCORP COMMON 902973304 1772 38510 SH SOLE 1 38510 0 0 VAIL RESORTS INC COMMON 91879Q109 3507 16085 SH SOLE 1 16085 0 0 VESTAS WIND SYS-UNSP ADR DEPOSITARY RECEI 925458101 578 82425 SH SOLE 1 82425 0 0 VISA INC COMMON 92826C839 21019 106754 SH SOLE 1 106754 0 0 VITAL FARMS INC COMMON 92847W103 428 48925 SH SOLE 1 48925 0 0 WALMART INC COMMON 931142103 30 250 SH SOLE 1 250 0 0 WALT DISNEY CO/THE COMMON 254687106 182 1930 SH SOLE 1 1930 0 0 WASTE CONNECTIONS INC COMMON 94106B101 7428 59924 SH SOLE 1 59924 0 0 WASTE MANAGEMENT INC COMMON 94106L109 7783 50879 SH SOLE 1 50879 0 0 WEC ENERGY GROUP INC COMMON 92939U106 4191 41640 SH SOLE 1 41640 0 0 WELLS FARGO & CO COMMON 949746101 6907 176325 SH SOLE 1 176325 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 1634 23150 SH SOLE 1 23150 0 0 WESTPAC BANKING CORP ADR DEPOSITARY RECEI 961214301 105 7775 SH SOLE 1 7775 0 0 WILLIAMS COS INC DEL COMMON 969457100 10423 333950 SH SOLE 1 333950 0 0 WOLVERINE WORLD WIDE INC COMMON 978097103 545 27050 SH SOLE 1 27050 0 0 WOODSIDE ENERGY GROUP LTD ADR DEPOSITARY RECEI 980228308 454 21054 SH SOLE 1 21054 0 0 WORLD FUEL SVCS CORP COMMON 981475106 679 33200 SH SOLE 1 33200 0 0 XCEL ENERGY INC COMMON 98389B100 10417 147215 SH SOLE 1 147215 0 0 YETI HOLDINGS INC COMMON 98585X104 6431 148630 SH SOLE 1 148630 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 256 2432 SH SOLE 1 2432 0 0 ZIMVIE INC COMMON 98888T107 4 242 SH SOLE 1 242 0 0 ZOETIS INC COMMON 98978V103 181 1052 SH SOLE 1 1052 0 0 ZURICH INSURANCE GROUP AG ADR DEPOSITARY RECEI 989825104 1433 32900 SH SOLE 1 32900 0 0 ZURN WATER SOLUTIONS CORP COMMON 98983L108 621 22800 SH SOLE 1 22800 0 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1672 40200 SH SOLE 1 0 40200 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 239 20687 SH SOLE 1 0 20687 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 7596 1170477 SH SOLE 1 0 1170477 0 ANGEL OAK DYN FIN STRAT INC DY COMMON 03462A102 8411 493873 SH SOLE 1 0 493873 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 8679 595281 SH SOLE 1 0 595281 0 APOLLO SR FLOATING RATE FD AFT COMMON 037636107 3045 237319 SH SOLE 1 0 237319 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 8477 694808 SH SOLE 1 0 694808 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 11516 885191 SH SOLE 1 0 885191 0 BGIO LIQUIDATING TRUST BGIO COMMON 092ESC037 3 74876 SH SOLE 1 0 74876 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 16983 1159280 SH SOLE 1 0 1159280 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 9238 816085 SH SOLE 1 0 816085 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 48154 4421847 SH SOLE 1 0 4421847 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 18071 1720519 SH SOLE 1 0 1720519 0 BLACKROCK INCOME TRUST INC BKT COMMON 09247F100 21276 4686265 SH SOLE 1 0 4686265 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 2235 201681 SH SOLE 1 0 201681 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 1161 93696 SH SOLE 1 0 93696 0 BLACKROCK MUNICIPAL INCOME FD COMMON 09253X102 3218 270173 SH SOLE 1 0 270173 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 271 24561 SH SOLE 1 0 24561 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 1185 98989 SH SOLE 1 0 98989 0 BLACKROCK MUNIHOLDINGS FD MHD COMMON 09253N104 5465 430668 SH SOLE 1 0 430668 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 2032 154088 SH SOLE 1 0 154088 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 168 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 4803 435808 SH SOLE 1 0 435808 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 2716 206561 SH SOLE 1 0 206561 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 331 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 653 51700 SH SOLE 1 0 51700 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 3023 263799 SH SOLE 1 0 263799 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 2197 173130 SH SOLE 1 0 173130 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 4181 358544 SH SOLE 1 0 358544 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 38 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 473 24673 SH SOLE 1 0 24673 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 6178 537205 SH SOLE 1 0 537205 0 BLACKSTONE STRAT CREDIT FD BGB COMMON 09257R101 17220 1541585 SH SOLE 1 0 1541585 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 2765 1217982 SH SOLE 1 0 1217982 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 1563 251269 SH SOLE 1 0 251269 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 884 134341 SH SOLE 1 0 134341 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 11788 714403 SH SOLE 1 0 714403 0 CLEARBRIDGE ENERGY MLP FD CEM COMMON 184692200 8141 283348 SH SOLE 1 0 283348 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P209 12186 516138 SH SOLE 1 0 516138 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q207 4325 168893 SH SOLE 1 0 168893 0 CLOUGH GLOBAL DIV & INC FD GLV COMMON 18913Y103 492 60404 SH SOLE 1 0 60404 0 COHEN & STEERS LTD DUR PFD & I COMMON 19248C105 198 10000 SH SOLE 1 0 10000 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 18529 972121 SH SOLE 1 0 972121 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 149103 17377976 SH SOLE 1 0 17377976 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 53984 6480699 SH SOLE 1 0 6480699 0 CREDIT SUISSE ASSET MANAGEMENT COMMON 224916106 674 246721 SH SOLE 1 0 246721 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 4957 2622577 SH SOLE 1 0 2622577 0 CUSHING MLP & INF TOTAL RETURN COMMON 231631300 328 11800 SH SOLE 1 0 11800 0 DELAWARE ENHANCED GLOBAL DIVD COMMON 246060107 4379 575394 SH SOLE 1 0 575394 0 DELAWARE INVESTMENTS NATL MUNI COMMON 24610T108 4968 439240 SH SOLE 1 0 439240 0 DELAWARE IVY HIGH INC OPP FD I COMMON 246107106 9074 886157 SH SOLE 1 0 886157 0 DIVIDEND AND INCOME FUND DNI COMMON 25538A204 2666 229208 SH SOLE 1 0 229208 0 DOUBLELINE INCOME SOLUTIO DSL COMMON 258622109 8533 703457 SH SOLE 1 0 703457 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 36466 2340592 SH SOLE 1 0 2340592 0 DOUBLELINE YIELD OPP FD DLY COMMON 25862D105 4809 335321 SH SOLE 1 0 335321 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 2115 178662 SH SOLE 1 0 178662 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 16553 1760953 SH SOLE 1 0 1760953 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 1749 191817 SH SOLE 1 0 191817 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 52139 5047350 SH SOLE 1 0 5047350 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 239 22371 SH SOLE 1 0 22371 0 EATON VANCE NEW YORK MUNI ENX COMMON 27827Y109 440 47285 SH SOLE 1 0 47285 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 14129 1314296 SH SOLE 1 0 1314296 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 364 32902 SH SOLE 1 0 32902 0 FIRST TR DYNAMIC EUROPE EQ INC COMMON 33740D107 9640 866127 SH SOLE 1 0 866127 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 8650 758813 SH SOLE 1 0 758813 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 265 14200 SH SOLE 1 0 14200 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 20736 1779879 SH SOLE 1 0 1779879 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 48 3000 SH SOLE 1 0 3000 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 140 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 124 21500 SH SOLE 1 0 21500 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 25004 3698815 SH SOLE 1 0 3698815 0 GABELLI GLOBAL UTIL & INC TR COMMON 36242L105 640 39691 SH SOLE 1 0 39691 0 GABELLI GLOBAL UTL & INC GLU-R COMMON 36242L139 1 293921 SH SOLE 1 0 293921 0 GABELLI UTILITY TRUST GUT COMMON 36240A101 8965 1318332 SH SOLE 1 0 1318332 0 GOLDMAN SACHS MLP ENERGY GER COMMON 38148G206 154 13798 SH SOLE 1 0 13798 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 25170 1566258 SH SOLE 1 0 1566258 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 7525 797162 SH SOLE 1 0 797162 0 INVESCO BOND FUND VBF COMMON 46132L107 14040 862922 SH SOLE 1 0 862922 0 INVESCO DYNAMIC CREDIT OPP FD COMMON 46091B207 30420 2708830 SH SOLE 1 0 2708830 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 3744 434827 SH SOLE 1 0 434827 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 3650 349300 SH SOLE 1 0 349300 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 7344 710954 SH SOLE 1 0 710954 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 7631 751127 SH SOLE 1 0 751127 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 6161 588994 SH SOLE 1 0 588994 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 9304 911268 SH SOLE 1 0 911268 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 608 56473 SH SOLE 1 0 56473 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 9280 881332 SH SOLE 1 0 881332 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 6548 508745 SH SOLE 1 0 508745 0 ISHARES MSCI INDIA ETF COMMON 46429B598 1042 26475 SH SOLE 1 0 26475 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 15390 1352397 SH SOLE 1 0 1352397 0 KAYNE ANDERSON MIDSTREAM/ENERG COMMON 48661E108 450 59972 SH SOLE 1 0 59972 0 KAYNE ANDERSON MLP INVESTMENT COMMON 486606106 511 60975 SH SOLE 1 0 60975 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 8162 701190 SH SOLE 1 0 701190 0 MACQUARIE GLBL INFRASTRUCTURE COMMON 55608D101 9677 417093 SH SOLE 1 0 417093 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 2561 406500 SH SOLE 1 0 406500 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 9260 2630585 SH SOLE 1 0 2630585 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 321 85240 SH SOLE 1 0 85240 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 44435 14961303 SH SOLE 1 0 14961303 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 233 51098 SH SOLE 1 0 51098 0 MILLER HOWARD HIGH INC EQ HIE COMMON 600379101 6422 689808 SH SOLE 1 0 689808 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 4264 626133 SH SOLE 1 0 626133 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 3785 288716 SH SOLE 1 0 288716 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 25003 2127897 SH SOLE 1 0 2127897 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 227 12744 SH SOLE 1 0 12744 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 253 20500 SH SOLE 1 0 20500 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 6693 571076 SH SOLE 1 0 571076 0 NUVEEN CORPORATE INCOME 2023 J COMMON 67079F101 461 51990 SH SOLE 1 0 51990 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 18680 3592322 SH SOLE 1 0 3592322 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 380 45549 SH SOLE 1 0 45549 0 NUVEEN FLOATING RATE INC OPP F COMMON 6706EN100 2426 296900 SH SOLE 1 0 296900 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 14294 1234375 SH SOLE 1 0 1234375 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 2057 139006 SH SOLE 1 0 139006 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 25145 1522546 SH SOLE 1 0 1522546 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 25134 4120260 SH SOLE 1 0 4120260 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 686 54656 SH SOLE 1 0 54656 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 8317 660598 SH SOLE 1 0 660598 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 808 73163 SH SOLE 1 0 73163 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 4507 369696 SH SOLE 1 0 369696 0 NUVEEN PREFERRED & INCOME SEC COMMON 67072C105 25770 3549526 SH SOLE 1 0 3549526 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 14378 1879504 SH SOLE 1 0 1879504 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 26890 2156382 SH SOLE 1 0 2156382 0 NUVEEN SENIOR INC FD NSL COMMON 67067Y104 210 43934 SH SOLE 1 0 43934 0 NUVEEN SHORT DUR CREDIT OPP FD COMMON 67074X107 3034 252183 SH SOLE 1 0 252183 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 247 13400 SH SOLE 1 0 13400 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 26296 2292624 SH SOLE 1 0 2292624 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 17951 1203930 SH SOLE 1 0 1203930 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 10765 874497 SH SOLE 1 0 874497 0 PIMCO ENRGY & TACT CRDT NRGX COMMON 69346N107 151 11730 SH SOLE 1 0 11730 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 12258 2389378 SH SOLE 1 0 2389378 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 3861 356176 SH SOLE 1 0 356176 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 101 11420 SH SOLE 1 0 11420 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 3081 436353 SH SOLE 1 0 436353 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 11397 941107 SH SOLE 1 0 941107 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 51426 15080839 SH SOLE 1 0 15080839 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 57477 15125608 SH SOLE 1 0 15125608 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 4232 388650 SH SOLE 1 0 388650 0 SALIENT MIDSTREAM & MLP FUND S COMMON 79471V105 7628 1007673 SH SOLE 1 0 1007673 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 16129 3339271 SH SOLE 1 0 3339271 0 TEMPLETON GLOBAL INCOME FUND G COMMON 880198106 10902 2472046 SH SOLE 1 0 2472046 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 5985 202343 SH SOLE 1 0 202343 0 TORTOISE MLP FUND INC NTG COMMON 89148B200 2519 78299 SH SOLE 1 0 78299 0 TORTOISE PWR & ENERGY INF TPZ COMMON 89147X104 3677 293894 SH SOLE 1 0 293894 0 VERTICAL CAP INCOME FUND VCIF COMMON 92535C104 4275 457242 SH SOLE 1 0 457242 0 VIRTUS CONV & INCOME FD II NCZ COMMON 92838U108 2846 900684 SH SOLE 1 0 900684 0 VIRTUS TOTAL RETURN FUND INC Z COMMON 92835W107 366 45173 SH SOLE 1 0 45173 0 WA INFLATION - LINKED SEC & IN COMMON 95766Q106 22216 2271538 SH SOLE 1 0 2271538 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 68927 6545789 SH SOLE 1 0 6545789 0 WELLS FARGO MULTI-SECTOR INC F COMMON 94987D101 1592 166335 SH SOLE 1 0 166335 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 21682 1564354 SH SOLE 1 0 1564354 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 4710 668080 SH SOLE 1 0 668080 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 88 7200 SH SOLE 1 0 7200 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 2980 752554 SH SOLE 1 0 752554 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 254 15052 SH SOLE 1 0 15052 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 5343 457438 SH SOLE 1 0 457438 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 10191 963249 SH SOLE 1 0 963249 0