Vice President

0000897101-21-000410.txt : 20210513 0000897101-21-000410.hdr.sgml : 20210513 20210513090236 ACCESSION NUMBER: 0000897101-21-000410 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 21917510 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2021 03-31-2021 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 05-13-2021 1 527 3820943 1 0001053046 028-19972 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml 13F-HR AFLAC INC COMMON 001055102 215 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 255 1775 SH SOLE 1 1775 0 0 AZZ INC COMMON 002474104 1250 24825 SH SOLE 1 24825 0 0 ABBOTT LABORATORIES COMMON 002824100 25841 215629 SH SOLE 1 215629 0 0 ABIOMED INC COMMON 003654100 14 45 SH SOLE 1 45 0 0 ACUSHNET HOLDINGS CORP COMMON 005098108 1032 24975 SH SOLE 1 24975 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 11375 40431 SH SOLE 1 40431 0 0 ALASKA AIR GROUP INC COMMON 011659109 2116 30575 SH SOLE 1 30575 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 5681 10490 SH SOLE 1 10490 0 0 ALLIANT ENERGY CORP COMMON 018802108 9149 168917 SH SOLE 1 168917 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 5609 219267 SH SOLE 1 219267 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 3741 59783 SH SOLE 1 59783 0 0 AMAZON.COM INC COMMON 023135106 22417 7245 SH SOLE 1 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MEDICAL INC COMMON 82710M100 1436 28351 SH SOLE 1 28351 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 20015 109084 SH SOLE 1 109084 0 0 SOUTHERN COPPER CORP COMMON 84265V105 265 3900 SH SOLE 1 3900 0 0 SPIRE INC COMMON 84857L101 1550 20975 SH SOLE 1 20975 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 152 1650 SH SOLE 1 1650 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C501 242 5281 SH SOLE 1 5281 0 0 SYNCHRONY FINANCIAL COMMON 87165B103 2394 58875 SH SOLE 1 58875 0 0 TFI INTL INC COMMON 87241L109 2723 36425 SH SOLE 1 36425 0 0 TPI COMPOSITES INC COMMON 87266J104 860 15240 SH SOLE 1 15240 0 0 TC ENERGY CORP COMMON 87807B107 7458 163010 SH SOLE 1 163010 0 0 TELADOC HEALTH INC COMMON 87918A105 5491 30210 SH SOLE 1 30210 0 0 TENET HEALTHCARE CORP COMMON 88033G407 5714 109875 SH SOLE 1 109875 0 0 TENCENT MUSIC ENTMT ADR COMMON 88034P109 226 11025 SH SOLE 1 11025 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 3M CO COMMON 88579Y101 2068 10735 SH SOLE 1 10735 0 0 TREX CO INC COMMON 89531P105 8145 88975 SH SOLE 1 88975 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 192 4850 SH SOLE 1 4850 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 1778 30495 SH SOLE 1 30495 0 0 TWILIO INC COMMON 90138F102 2732 8017 SH SOLE 1 8017 0 0 ULTA BEAUTY INC COMMON 90384S303 6791 21965 SH SOLE 1 21965 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 30837 82879 SH SOLE 1 82879 0 0 VAIL RESORTS INC COMMON 91879Q109 4947 16960 SH SOLE 1 16960 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 16742 287915 SH SOLE 1 287915 0 0 VISA INC COMMON 92826C839 29654 140055 SH SOLE 1 140055 0 0 VITAL FARMS INC COMMON 92847W103 727 33275 SH SOLE 1 33275 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3904 41710 SH SOLE 1 41710 0 0 WASTE CONNECTIONS INC COMMON 94106B101 7458 69065 SH SOLE 1 69065 0 0 WASTE MANAGEMENT INC COMMON 94106L109 4452 34510 SH SOLE 1 34510 0 0 YETI HOLDINGS INC COMMON 98585X104 13530 187375 SH SOLE 1 187375 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 8085 50507 SH SOLE 1 50507 0 0 ZOETIS INC COMMON 98978V103 166 1052 SH SOLE 1 1052 0 0 AMCOR PLC COMMON G0250X107 455 38940 SH SOLE 1 38940 0 0 AON PLC COMMON G0403H108 13754 59770 SH SOLE 1 59770 0 0 ATLASSIAN CORP PLC COMMON G06242104 13811 65530 SH SOLE 1 65530 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 2124 42850 SH SOLE 1 42850 0 0 ACCENTURE PLC CL A COMMON G1151C101 25889 93715 SH SOLE 1 93715 0 0 COCA-COLA EUROPEAN PARTNERS PL COMMON G25839104 3197 61300 SH SOLE 1 61300 0 0 DRAGON JADE INTERNAT LTD COMMON G2830W104 0 462 SH SOLE 1 462 0 0 EATON CORP PLC COMMON G29183103 5987 43294 SH SOLE 1 43294 0 0 EVEREST RE GROUP LTD COMMON G3223R108 5974 24109 SH SOLE 1 24109 0 0 GENPACT LTD COMMON G3922B107 218 5100 SH SOLE 1 5100 0 0 HELEN OF TROY LTD COMMON G4388N106 1829 8680 SH SOLE 1 8680 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 937 5700 SH SOLE 1 5700 0 0 LINDE PLC COMMON G5494J103 4390 15671 SH SOLE 1 15671 0 0 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 7532 153781 SH SOLE 1 153781 0 0 MEDTRONIC PLC COMMON G5960L103 23489 198844 SH SOLE 1 198844 0 0 PAGSEGURO DIGITAL LTD-CL A COMMON G68707101 176 3800 SH SOLE 1 3800 0 0 SIRIUSPOINT LTD COMMON G8192H106 383 37675 SH SOLE 1 37675 0 0 STERIS PLC COMMON G8473T100 2888 15160 SH SOLE 1 15160 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 9851 59501 SH SOLE 1 59501 0 0 CHUBB LTD COMMON H1467J104 30265 191590 SH SOLE 1 191590 0 0 GARMIN LTD COMMON H2906T109 14880 112859 SH SOLE 1 112859 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 6422 61450 SH SOLE 1 61450 0 0 TE CONNECTIVITY LTD COMMON H84989104 12202 94509 SH SOLE 1 94509 0 0 GLOBANT SA COMMON L44385109 3908 18825 SH SOLE 1 18825 0 0 ASML HOLDING NV NY REG SHRS N07059210 2485 4026 SH SOLE 1 4026 0 0 LYONDELLBASELL INDUSTRIES NV COMMON N53745100 133 1275 SH SOLE 1 1275 0 0 STELLANTIS N.V COMMON N82405106 755 42450 SH SOLE 1 42450 0 0 FLEX LTD ORD Y2573F102 73 4000 SH SOLE 1 4000 0 0 ABERDEEN INC CREDIT STRATEGIES ACP 003057106 3674 317823 SH SOLE 1 0 317823 0 ADAMS DIVERSIFIED EQUITY ADX ADX 006212104 15988 875579 SH SOLE 1 0 875579 0 APOLLO SR FLOATING RATE FD AFT AFT 037636107 9333 628036 SH SOLE 1 0 628036 0 APOLLO TACTICAL INCOME FD AIF AIF 037638103 7998 537506 SH SOLE 1 0 537506 0 BLACKROCK MUNICIPAL INC QUALIT BYM 092479104 1996 132120 SH SOLE 1 0 132120 0 BLACKROCK CREDIT ALLOCATION IN BTZ 092508100 72923 4967539 SH SOLE 1 0 4967539 0 CENTER COAST MLP & INFRASTRUCT CEN 151461209 22 1971 SH SOLE 1 0 1971 0 CLEARBRIDGE ENERGY MLP FD CEM CEM 184692200 4212 180390 SH SOLE 1 0 180390 0 CREDIT SUISSE ASSET MANAGEMENT CIK 224916106 6487 1919208 SH SOLE 1 0 1919208 0 CUBESMART REIT 229663109 376 9950 SH SOLE 1 0 9950 0 CUSHING MLP & INF TOTAL RETURN SRV 231631300 9 376 SH SOLE 1 0 376 0 CUSHING RENAISSANCE FD/THE SZC SZC 231647207 3058 75726 SH SOLE 1 0 75726 0 DWS MUNICIPAL INCOME TRUST KTF KTF 233368109 11911 1022391 SH SOLE 1 0 1022391 0 DELAWARE ENHANCED GLOBAL DIVD DEX 246060107 9426 960827 SH SOLE 1 0 960827 0 DOUBLELINE INCOME SOLUTIO DSL DSL 258622109 9161 504486 SH SOLE 1 0 504486 0 DOUBLELINE OPP CREDIT FD DBL DBL 258623107 38216 1935980 SH SOLE 1 0 1935980 0 EATON VANCE FLOATING-RATE INC EFT 278279104 3266 231644 SH SOLE 1 0 231644 0 EATON VANCE FLOATING-RATE INC EFF 278284104 3760 230974 SH SOLE 1 0 230974 0 FIRST TR ABERDEEN GLOBAL OPP I FAM 337319107 1658 165491 SH SOLE 1 0 165491 0 FLAHERTY & CRUMRINE TOTAL RETU FLC 338479108 305 12508 SH SOLE 1 0 12508 0 GENERAL AMERICAN INVESTORS CO GAM 368802104 30304 760638 SH SOLE 1 0 760638 0 JOHN HANCOCK INCOME SECURITIES JHS 410123103 22884 1465965 SH SOLE 1 0 1465965 0 IVY HIGH INC OPPORTUNITIES FD IVH 465893105 7952 582978 SH SOLE 1 0 582978 0 KAYNE ANDERSON MLP INVESTMENT KYN 486606106 294 40975 SH SOLE 1 0 40975 0 LIBERTY ALL-STAR GROWTH FD ASG ASG 529900102 344 40000 SH SOLE 1 0 40000 0 MFS CHARTER INCOME TRUST MCR MCR 552727109 21268 2490442 SH SOLE 1 0 2490442 0 MFS MULTIMARKET INCOME TRUST M MMT 552737108 983 151684 SH SOLE 1 0 151684 0 MFS GOVERNMENT MARKETS INCOME MGF 552939100 5555 1262550 SH SOLE 1 0 1262550 0 NEW AMERICA HIGH INC FD HYB HYB 641876800 5517 608958 SH SOLE 1 0 608958 0 NUVEEN NY AMT-FREE MUNICIPAL I NRK 670656107 16 1200 SH SOLE 1 0 1200 0 NUVEEN AMT-FREE QUALITY MUNI I NEA 670657105 29521 1992003 SH SOLE 1 0 1992003 0 NUVEEN NY MUNI VALUE FD 2 NYV NYV 670706100 400 27239 SH SOLE 1 0 27239 0 NUVEEN MN QUALITY MUNI INC FD NMS 670734102 2366 159408 SH SOLE 1 0 159408 0 NUVEEN MORTGAGE & INCOME FD JL JLS 670735109 23317 1123726 SH SOLE 1 0 1123726 0 NUVEEN PA QUALITY MUNI INC FD NQP 670972108 4010 279223 SH SOLE 1 0 279223 0 NUVEEN OHIO QUALITY INCOME MUN NUO 670980101 7209 462145 SH SOLE 1 0 462145 0 PIONEER DIVERSIFIED HIGH INC T HNW 723653101 13780 940590 SH SOLE 1 0 940590 0 POTLATCHDELTIC CORP REIT 737630103 223 4210 SH SOLE 1 0 4210 0 PUTNAM PREMIER INCOME TRUST PP PPT 746853100 71472 14675913 SH SOLE 1 0 14675913 0 PUTNAM MASTER INTERMEDIATE INC PIM 746909100 55752 12905646 SH SOLE 1 0 12905646 0 PUTNAM MUNICIPAL OPPORTUNITIES PMO 746922103 361 26931 SH SOLE 1 0 26931 0 REALTY INCOME CORP REIT 756109104 8684 136761 SH SOLE 1 0 136761 0 STORE CAPITAL CORP REIT 862121100 402 12000 SH SOLE 1 0 12000 0 TCW STRATEGIC INCOME FD TSI TSI 872340104 12825 2253929 SH SOLE 1 0 2253929 0 TEMPLETON GLOBAL INCOME FUND G GIM 880198106 17758 3344193 SH SOLE 1 0 3344193 0 WESTERN ASSET PREMIER BOND FUN WEA 957664105 8479 603516 SH SOLE 1 0 603516 0 FIRST EAGLE SENIOR LOAN FSLF FSLF 32010E100 5826 406302 SH SOLE 1 0 406302 0 BLACKROCK CORE BOND TRUST BHK BHK 09249E101 19145 1219444 SH SOLE 1 0 1219444 0 BLACKROCK CA MUNICIPAL INCOME BFZ 09248E102 8080 562661 SH SOLE 1 0 562661 0 BLACKROCK MUNIYIELD NY QUALITY MYN 09255E102 417 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD QUALITY FD MYI 09254E103 4906 344045 SH SOLE 1 0 344045 0 FIRST TR MORTGAGE INCOME FD FM FMY 33734E103 22555 1680061 SH SOLE 1 0 1680061 0 INVESCO ADVANTAGE MUNI INC TRU VKI 46132E103 12776 1078146 SH SOLE 1 0 1078146 0 CLOUGH GLOBAL OPP FD GLO GLO 18914E106 11797 963024 SH SOLE 1 0 963024 0 KAYNE ANDERSON MIDSTREAM/ENERG KMF 48661E108 291 43676 SH SOLE 1 0 43676 0 BNY MELLON STRATEGIC MUNI BOND DSM 09662E109 2292 292778 SH SOLE 1 0 292778 0 FIRST TR HIGH INC LONG/SHORT F FSD 33738E109 22313 1475735 SH SOLE 1 0 1475735 0 ABERDEEN GLOBAL DYNAMIC DIVD F AGD 00302M106 5139 461342 SH SOLE 1 0 461342 0 ABERDEEN TOTAL DYNAMIC DIVD FD AOD 00326L100 7068 741664 SH SOLE 1 0 741664 0 ALLIANCEBERNSTEIN HOLDING LP MLP 01881G106 1608 40200 SH SOLE 1 0 40200 0 AMERICAN TOWER CORP REIT 03027X100 19977 83564 SH SOLE 1 0 83564 0 ARES DYNAMIC CRED ALLOC FD AR ARDC 04014F102 10572 703364 SH SOLE 1 0 703364 0 BNYM STRATEGIC MUNICIPALS INC LEO 05588W108 792 92727 SH SOLE 1 0 92727 0 BARINGS GLOBAL SHORT DUR HI YL BGH 06760L100 10386 645874 SH SOLE 1 0 645874 0 BLACKROCK INCOME TRUST INC BKT BKT 09247F100 49588 8115887 SH SOLE 1 0 8115887 0 BLACKROCK MUNIC INCM INVS BBF BBF 09248H105 4213 303118 SH SOLE 1 0 303118 0 BLACKROCK STRATEGIC MUNI TR BS BSD 09248T109 266 18195 SH SOLE 1 0 18195 0 BLACKROCK NY MUNI INC TR II BF BFY 09249R102 202 13328 SH SOLE 1 0 13328 0 BLACKROCK NY MUNI INC QLT TRUS BSE 09249U105 5340 371340 SH SOLE 1 0 371340 0 BLACKROCK LONG-TERM MUNI ADVAN BTA 09250B103 4961 391839 SH SOLE 1 0 391839 0 BLACKROCK MUNIHOLDINGS FD MHD MHD 09253N104 8292 518255 SH SOLE 1 0 518255 0 BLACKROCK MUNIENHANCED FD MEN MEN 09253Y100 4061 343535 SH SOLE 1 0 343535 0 BLACKROCK MUNIHOLDINGS QUALITY MUE 09254C107 7563 564368 SH SOLE 1 0 564368 0 BLACKROCK MUNIYIELD QUALITY FD MQT 09254G108 4550 327841 SH SOLE 1 0 327841 0 BLACKROCK MUNIHOLDINGS INV QUA MFL 09254P108 4581 320603 SH SOLE 1 0 320603 0 BLACKROCK MUNIYIELD INVESTMENT MYF 09254R104 401 28740 SH SOLE 1 0 28740 0 BLACKROCK MUNIYIELD INV QUALIT MFT 09254T100 1748 120544 SH SOLE 1 0 120544 0 BLACKROCK MUNIYIELD MI QUALITY MIY 09254V105 5195 345673 SH SOLE 1 0 345673 0 BLACKROCK MUNIHOLDINGS NJ QUAL MUJ 09254X101 3359 226032 SH SOLE 1 0 226032 0 BLACKROCK MUNIYIELD NJ FUND MY MYJ 09254Y109 421 29022 SH SOLE 1 0 29022 0 BLACKROCK MUNIHOLDINGS NY QUAL MHN 09255C106 216 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY MPA 09255G107 762 51700 SH SOLE 1 0 51700 0 BLACKROCK ENHANCED GOVERNMENT EGF 09255K108 22146 1735599 SH SOLE 1 0 1735599 0 BLACKROCK CORP HIGH YIELD FD H HYT 09255P107 352 30000 SH SOLE 1 0 30000 0 BLACKROCK DEBT STRATEGIES FD D DSU 09255R202 5242 476508 SH SOLE 1 0 476508 0 BLACKSTONE LNG SHRT CRED INC F BGX 09257D102 10489 741803 SH SOLE 1 0 741803 0 BLACKSTONE STRAT CREDIT FD BGB BGB 09257R101 10714 803778 SH SOLE 1 0 803778 0 BNY MELLON HIGH YIELD STRATEGI DHF 09660L105 7079 2291016 SH SOLE 1 0 2291016 0 CALAMOS LNG/SHRT EQ & DYN CPZ CPZ 12812C106 11805 584995 SH SOLE 1 0 584995 0 CLEARBRIDGE ENERGY MLP OPP FD EMO 18469P209 4935 264162 SH SOLE 1 0 264162 0 CLEARBRIDGE ENERGY MLP TOTAL R CTR 18469Q207 1186 59202 SH SOLE 1 0 59202 0 CLOUGH GLOBAL EQUITY FD GLQ GLQ 18914C100 6723 442582 SH SOLE 1 0 442582 0 COHEN & STEERS QUAL INC RLTY R RQI 19247L106 15266 1096717 SH SOLE 1 0 1096717 0 COHEN & STEERS MLP INC AND ENE MIE 19249B106 106 33230 SH SOLE 1 0 33230 0 CREDIT SUISSE HIGH YIELD BOND DHY 22544F103 7610 3157648 SH SOLE 1 0 3157648 0 DWS STRATEGIC MUNI INCOME KSM KSM 23342Q101 1500 126773 SH SOLE 1 0 126773 0 DELAWARE INVS MN MUNI INC FD I VMM 24610V103 4453 337636 SH SOLE 1 0 337636 0 DIVIDEND AND INCOME FUND DNI DNI 25538A204 807 62777 SH SOLE 1 0 62777 0 DUFF & PHELPS SELECT ENERGY ML DSE 26433F207 48 6539 SH SOLE 1 0 6539 0 EATON VANCE SR INCOME TR EVF EVF 27826S103 7523 1134747 SH SOLE 1 0 1134747 0 EATON VANCE NY MUNI INC EVY EVY 27826W104 16 1133 SH SOLE 1 0 1133 0 EATON VANCE MUNICIPAL BOND FUN EIM 27827X101 369 27731 SH SOLE 1 0 27731 0 EATON VANCE NEW YORK MUNI ENX ENX 27827Y109 4140 339334 SH SOLE 1 0 339334 0 EATON VANCE LIMITED DURATION I EVV 27828H105 110973 8786459 SH SOLE 1 0 8786459 0 EATON VANCE SENIOR FLOATING-RA EFR 27828Q105 1323 95975 SH SOLE 1 0 95975 0 EATON VANCE SHORT DUR DIVERSIF EVG 27828V104 94358 7170066 SH SOLE 1 0 7170066 0 EATON VANCE HIGH INCOME 2021 E EHT 27829W101 126 12846 SH SOLE 1 0 12846 0 FEDERATED PREMIER MUNI INC FD FMN 31423P108 546 37594 SH SOLE 1 0 37594 0 FIDUCIARY/CLAYMORE MLP OPP FD FMO 31647Q205 314 31772 SH SOLE 1 0 31772 0 FIRST TR INTER DUR PFD & FPF FPF 33718W103 400 16684 SH SOLE 1 0 16684 0 FIRST TRUST ENERGY INC AND GRO FEN 33738G104 89 6625 SH SOLE 1 0 6625 0 FIRST TRUST MLP AND ENERGY INC FEI 33739B104 82 11893 SH SOLE 1 0 11893 0 FIRST TRUST NEW OPPORTUNITIES FPL 33739M100 470 88229 SH SOLE 1 0 88229 0 FRANKLIN LIMITED DURATION INCO FTF 35472T101 48710 5300274 SH SOLE 1 0 5300274 0 GABELLI UTILITY TRUST GUT GUT 36240A101 69 10010 SH SOLE 1 0 10010 0 GABELLI UTIL TRUST GUT-R GUT-R 36240A168 117 1052909 SH SOLE 1 0 1052909 0 GABELLI DIVD & INCOME TR GDV GDV 36242H104 19943 832362 SH SOLE 1 0 832362 0 GOLDMAN SACHS MLP ENERGY GER GER 38148G206 153 15834 SH SOLE 1 0 15834 0 JOHN HANCOCK TAX-ADV GLB SHARE HTY 41013P749 7002 1090678 SH SOLE 1 0 1090678 0 INSIGHT SELECT INCOME FD INSI INSI 45781W109 24505 1198301 SH SOLE 1 0 1198301 0 INVESCO HIGH INCOME TR II VLT VLT 46131F101 4087 293586 SH SOLE 1 0 293586 0 INVESCO SENIOR INCOME TR VVR VVR 46131H107 25 5986 SH SOLE 1 0 5986 0 INVESCO MUNICIPAL TRUST VKQ VKQ 46131J103 9857 746713 SH SOLE 1 0 746713 0 INVESCO TRUST FOR INV GRADE MU VGM 46131M106 12025 892091 SH SOLE 1 0 892091 0 INVESCO TR FOR INV GRADE NY MU VTN 46131T101 203 15500 SH SOLE 1 0 15500 0 INVESCO MUNICIPAL OPPORTUNITY VMO 46132C107 9656 732591 SH SOLE 1 0 732591 0 INVESCO PA VALUE MUNI INC TR V VPV 46132K109 518 39659 SH SOLE 1 0 39659 0 INVESCO BOND FUND VBF VBF 46132L107 8401 420685 SH SOLE 1 0 420685 0 INVESCO VALUE MUNICIPAL INCOME IIM 46132P108 10907 696042 SH SOLE 1 0 696042 0 INVESCO DYNAMIC CREDIT OPPORTU VTA 46132R104 29749 2616458 SH SOLE 1 0 2616458 0 INVESCO QUALITY MUNICIPAL INCO IQI 46133G107 10759 829511 SH SOLE 1 0 829511 0 INVESCO HIGH INC 2023 TARGET T IHIT 46135X108 6393 691130 SH SOLE 1 0 691130 0 INVESCO HIGH INC 2024 TARGET T IHTA 46136K105 3403 351226 SH SOLE 1 0 351226 0 ISHARES MSCI INDIA ETF EXCHANGE TRADED 46429B598 1146 27175 SH SOLE 1 0 27175 0 KKR INCOME OPPORTUNITIES FD KI KIO 48249T106 7812 493825 SH SOLE 1 0 493825 0 LAZARD GLOBAL TOTAL RETURN AND LGI 52106W103 4179 217307 SH SOLE 1 0 217307 0 MFS INTERMEDIATE INCOME TRUST MIN 55273C107 46102 12392889 SH SOLE 1 0 12392889 0 MACQUARIE GLBL INFRASTRUCTURE MGU 55608D101 19927 911582 SH SOLE 1 0 911582 0 NUVEEN MD PREMIUM INCOME MUNIC NMY 67061Q107 6283 443723 SH SOLE 1 0 443723 0 NUVEEN CALIFORNIA MUNI FD NCA NCA 67062C107 126 12289 SH SOLE 1 0 12289 0 NUVEEN QUALITY MUNICIPAL INC F NAD 67066V101 26867 1774600 SH SOLE 1 0 1774600 0 NUVEEN CA DIVIDEND ADV MUNI NA NAC 67066Y105 305 20500 SH SOLE 1 0 20500 0 NUVEEN SENIOR INC FD NSL NSL 67067Y104 457 81408 SH SOLE 1 0 81408 0 NUVEEN NJ QUALITY MUNI INC FD NXJ 67069Y102 8925 616349 SH SOLE 1 0 616349 0 NUVEEN FLOATING RATE INC OPP F JRO 6706EN100 6362 666918 SH SOLE 1 0 666918 0 NUVEEN MUNICIPAL CREDIT INC FD NZF 67070X101 398 24608 SH SOLE 1 0 24608 0 NUVEEN AMT-FREE MUNI CREDIT IN NVG 67071L106 6979 412954 SH SOLE 1 0 412954 0 NUVEEN PREFERRED & INCOME SEC JPS 67072C105 37255 3832809 SH SOLE 1 0 3832809 0 NUVEEN FLOATING RATE INC FD JF JFR 67072T108 1740 180145 SH SOLE 1 0 180145 0 NUVEEN PREFERRED INCOME OPPORT JPC 67073B106 18005 1897288 SH SOLE 1 0 1897288 0 NUVEEN CREDIT STRATEGIES INC F JQC 67073D102 16406 2524045 SH SOLE 1 0 2524045 0 NUVEEN BUILD AMERICA BOND FD N NBB 67074C103 7835 346816 SH SOLE 1 0 346816 0 NUVEEN SHORT DUR CREDIT OPP FD JSD 67074X107 9321 660124 SH SOLE 1 0 660124 0 NUVEEN REAL ASSET INC & GRW JR JRI 67074Y105 8597 584023 SH SOLE 1 0 584023 0 NUVEEN PFD & INCOME TERM FD JP JPI 67075A106 9186 367287 SH SOLE 1 0 367287 0 NUVEEN GLOBAL HIGH INCOME FD J JGH 67075G103 20484 1324089 SH SOLE 1 0 1324089 0 NUVEEN MULTI-MARKET INC FD JMM JMM 67075J107 27715 3814903 SH SOLE 1 0 3814903 0 NUVEEN PERFD INCOME 2022 JPT JPT 67075T105 1011 41271 SH SOLE 1 0 41271 0 NUVEEN CREDIT OPP 2022 TARGET JCO 67075U102 4 536 SH SOLE 1 0 536 0 PGIM SHORT DURATION HI YLD FD ISD 69346H100 11393 727525 SH SOLE 1 0 727525 0 PGIM GLOBAL SHORT DURATION HIG GHY 69346J106 31292 2097331 SH SOLE 1 0 2097331 0 PIMCO ENRGY & TACT CRDT NRGX NRGX 69346N107 211 20390 SH SOLE 1 0 20390 0 PHYSICIANS REALTY TRUST REIT 71943U104 3347 189411 SH SOLE 1 0 189411 0 PIMCO MUNICIPAL INCOME FD PMF PMF 72200R107 107 7408 SH SOLE 1 0 7408 0 PIMCO STRATEGIC INCOME FUND RC RCS 72200X104 19850 2708109 SH SOLE 1 0 2708109 0 PIONEER HIGH INCOME TR PHT PHT 72369H106 108 11473 SH SOLE 1 0 11473 0 QTS REALTY TRUST INC - CL A REIT 74736A103 1483 23900 SH SOLE 1 0 23900 0 RIVERNORTH DOUBLELINE STR OPP OPP 76882G107 29 1942 SH SOLE 1 0 1942 0 SPECIAL OPPORTUNITIES FUND INC SPE 84741T104 3913 266925 SH SOLE 1 0 266925 0 TORTOISE ENERGY INFRASTRUCTURE TYG 89147L886 289 11830 SH SOLE 1 0 11830 0 TORTOISE MLP FUND INC NTG NTG 89148B200 304 11832 SH SOLE 1 0 11832 0 VERTICAL CAP INCOME FUND VCIF VCIF 92535C104 763 74112 SH SOLE 1 0 74112 0 VIRTUS DIVD, INT & PREM STRATE NFJ 92840R101 7348 533230 SH SOLE 1 0 533230 0 VOYA GLBL ADV & PREM OPP FD IG IGA 92912R104 7601 794277 SH SOLE 1 0 794277 0 VOYA GLBL EQTY DIV & PREM INC IGD 92912T100 4729 829652 SH SOLE 1 0 829652 0 VOYA INTL HIGH DIV EQTY INC FD IID 92912Y109 1095 196236 SH SOLE 1 0 196236 0 VOYA PRIME RATE TR PPR PPR 92913A100 6168 1329388 SH SOLE 1 0 1329388 0 WELLS FARGO INC OPPORTUNITIES EAD 94987B105 7508 889615 SH SOLE 1 0 889615 0 WELLS FARGO MULTI-SECTOR INC F ERC 94987D101 1512 120945 SH SOLE 1 0 120945 0 WESTERN ASSET HIGH INC OPP FD HIO 95766K109 500 98471 SH SOLE 1 0 98471 0 WA INFLATION - LINKED SEC & IN WIA 95766Q106 18619 1455720 SH SOLE 1 0 1455720 0 WA INFLATION-LINKED OPP & INC WIW 95766R104 43157 3549074 SH SOLE 1 0 3549074 0 WESTERN ASSET MUNI DEF OPP TRU MTT 95768A109 59 2790 SH SOLE 1 0 2790 0 WESTERN ASSET HGH YLD DFN FD H HYI 95768B107 334 21672 SH SOLE 1 0 21672 0 WESTERN ASSET INV GRA DEF OPP IGI 95790A101 2632 122926 SH SOLE 1 0 122926 0 WESTERN ASSET MORTGAGE DEFINED DMO 95790B109 5930 405066 SH SOLE 1 0 405066 0