0000897101-18-000036.txt : 20180110
0000897101-18-000036.hdr.sgml : 20180110
20180110095302
ACCESSION NUMBER: 0000897101-18-000036
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180110
DATE AS OF CHANGE: 20180110
EFFECTIVENESS DATE: 20180110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 18520500
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
12-31-2017
12-31-2017
false
SIT INVESTMENT ASSOCIATES INC
3300 Ids Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/ Paul E. Rasmussen
Minneapolis
MN
01-10-2018
1
621
4192142
1
0001086316
028-04373
SIT INVESTMENT FIXED INCOME ADVISORS INC
INFORMATION TABLE
2
infotable.xml
ABB LTD - ADR
DEPOSITARY RECEI
000375204
9
346
SH
SOLE
1
346
0
0
AFLAC INC
COMMON
001055102
188
2137
SH
SOLE
1
2137
0
0
AIA GROUP LTD ADR
DEPOSITARY RECEI
001317205
13
379
SH
SOLE
1
379
0
0
ABBOTT LABORATORIES
COMMON
002824100
35325
618970
SH
SOLE
1
618970
0
0
ADVANCED MICRO DEVICES IN
COMMON
007903107
1416
137700
SH
SOLE
1
137700
0
0
AFFILIATED MANAGERS GROUP INC
COMMON
008252108
4090
19925
SH
SOLE
1
19925
0
0
AIRBUS SE ADR
DEPOSITARY RECEI
009279100
7
302
SH
SOLE
1
302
0
0
ALASKA AIR GROUP INC
COMMON
011659109
6220
84610
SH
SOLE
1
84610
0
0
ALEXION PHARMACEUTICALS INC
COMMON
015351109
3584
29970
SH
SOLE
1
29970
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
4152
18685
SH
SOLE
1
18685
0
0
ALLIANZ SE ADR
DEPOSITARY RECEI
018805101
3869
168470
SH
SOLE
1
168470
0
0
ALLSTATE CORP/THE
COMMON
020002101
16546
158015
SH
SOLE
1
158015
0
0
ALTABA INC
CLOSED-END FUND
021346101
6
79
SH
SOLE
1
79
0
0
ALUMINA LTD ADR
DEPOSITARY RECEI
022205108
5
709
SH
SOLE
1
709
0
0
AMAZON.COM INC
COMMON
023135106
8116
6940
SH
SOLE
1
6940
0
0
AMERICAN EXPRESS CO
COMMON
025816109
6
60
SH
SOLE
1
60
0
0
AMERICAN FINL GROUP INC
COMMON
025932104
7081
65235
SH
SOLE
1
65235
0
0
AMETEK INC
COMMON
031100100
1739
24000
SH
SOLE
1
24000
0
0
ANALOG DEVICES INC
COMMON
032654105
114
1275
SH
SOLE
1
1275
0
0
ANIXTER INTERNATIONAL INC
COMMON
035290105
4093
53861
SH
SOLE
1
53861
0
0
APOGEE ENTERPRISES INC
COMMON
037598109
2105
46025
SH
SOLE
1
46025
0
0
APPLE INC
COMMON
037833100
74585
440730
SH
SOLE
1
440730
0
0
APPLIED MATERIALS INC
COMMON
038222105
35699
698335
SH
SOLE
1
698335
0
0
ARISTA NETWORKS INC
COMMON
040413106
8752
37150
SH
SOLE
1
37150
0
0
ASHTEAD GROUP PLC ADR
DEPOSITARY RECEI
045055100
4
34
SH
SOLE
1
34
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
3896
58850
SH
SOLE
1
58850
0
0
ATLAS AIR WORLDWIDE HLDGS
COMMON
049164205
789
13460
SH
SOLE
1
13460
0
0
ATLAS COPCO AB
DEPOSITARY RECEI
049255706
9
210
SH
SOLE
1
210
0
0
ATMOS ENERGY CORP
COMMON
049560105
71
825
SH
SOLE
1
825
0
0
AUSTRALIA&NEW ZEALAND BKG
DEPOSITARY RECEI
052528304
10
461
SH
SOLE
1
461
0
0
AUTODESK INC
COMMON
052769106
4728
45104
SH
SOLE
1
45104
0
0
AVERY DENNISON CORP
COMMON
053611109
949
8265
SH
SOLE
1
8265
0
0
AXA ADR
DEPOSITARY RECEI
054536107
4
119
SH
SOLE
1
119
0
0
BAIDU INC-SPON ADR
DEPOSITARY RECEI
056752108
302
1290
SH
SOLE
1
1290
0
0
BANK OF AMERICA CORP
COMMON
060505104
43596
1476826
SH
SOLE
1
1476826
0
0
BANK OF NEW YORK MELLON CORP
COMMON
064058100
607
11270
SH
SOLE
1
11270
0
0
BAXTER INTERNATIONAL INC
COMMON
071813109
55
850
SH
SOLE
1
850
0
0
BAYER AG
DEPOSITARY RECEI
072730302
10
336
SH
SOLE
1
336
0
0
BECTON DICKINSON AND CO
COMMON
075887109
30667
143265
SH
SOLE
1
143265
0
0
BEST BUY CO INC
COMMON
086516101
12876
188049
SH
SOLE
1
188049
0
0
BHP BILLITON ADR
DEPOSITARY RECEI
088606108
14
311
SH
SOLE
1
311
0
0
BIG LOTS INC
COMMON
089302103
915
16295
SH
SOLE
1
16295
0
0
BLACK HILLS CORP
COMMON
092113109
413
6875
SH
SOLE
1
6875
0
0
BOC HONG KONG HOLDINGS LTD
DEPOSITARY RECEI
096813209
5
53
SH
SOLE
1
53
0
0
BOEING CO/THE
COMMON
097023105
16754
56809
SH
SOLE
1
56809
0
0
BOOZ ALLEN HAMILTON HLDG
COMMON
099502106
4541
119100
SH
SOLE
1
119100
0
0
BOSTON SCIENTIFIC CORP
COMMON
101137107
3555
143410
SH
SOLE
1
143410
0
0
BRINKS CO
COMMON
109696104
2902
36875
SH
SOLE
1
36875
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
562
9175
SH
SOLE
1
9175
0
0
BRITISH AMER TOBACCO ADR
DEPOSITARY RECEI
110448107
2169
32379
SH
SOLE
1
32379
0
0
CBS CORP CLASS B
COMMON
124857202
17031
288660
SH
SOLE
1
288660
0
0
CNOOC LTD ADR
DEPOSITARY RECEI
126132109
97
675
SH
SOLE
1
675
0
0
CSX CORP
COMMON
126408103
19
349
SH
SOLE
1
349
0
0
CVS HEALTH CORP
COMMON
126650100
1017
14030
SH
SOLE
1
14030
0
0
CAPELLA EDUCATION CO
COMMON
139594105
1482
19150
SH
SOLE
1
19150
0
0
CARLISLE COS INC
COMMON
142339100
2941
25875
SH
SOLE
1
25875
0
0
CARNIVAL CORP
COMMON
143658300
14100
212450
SH
SOLE
1
212450
0
0
CARTER'S INC
COMMON
146229109
428
3645
SH
SOLE
1
3645
0
0
CASEY'S GENERAL STORES INC
COMMON
147528103
2088
18650
SH
SOLE
1
18650
0
0
CATERPILLAR INC
COMMON
149123101
543
3446
SH
SOLE
1
3446
0
0
CELGENE CORP
COMMON
151020104
6556
62825
SH
SOLE
1
62825
0
0
CENTURY COMMUNITIES INC
COMMON
156504300
1034
33250
SH
SOLE
1
33250
0
0
CENTURYLINK INC
COMMON
156700106
9575
574025
SH
SOLE
1
574025
0
0
CHEVRON CORP
COMMON
166764100
923
7369
SH
SOLE
1
7369
0
0
CHRISTIAN DIOR SE ADR
DEPOSITARY RECEI
170715106
8
93
SH
SOLE
1
93
0
0
CIENA CORP
COMMON
171779309
4126
197150
SH
SOLE
1
197150
0
0
CITIGROUP INC
COMMON
172967424
490
6581
SH
SOLE
1
6581
0
0
CITY DEVELOPMENTS LTD ADR
DEPOSITARY RECEI
177797305
5
591
SH
SOLE
1
591
0
0
COBIZ FINANCIAL INC
COMMON
190897108
505
25275
SH
SOLE
1
25275
0
0
COCA-COLA CO/THE
COMMON
191216100
1857
40475
SH
SOLE
1
40475
0
0
COGNEX CORP
COMMON
192422103
985
16100
SH
SOLE
1
16100
0
0
COGNIZANT TECH SOLUTIONS CL A
COMMON
192446102
7998
112620
SH
SOLE
1
112620
0
0
COLFAX CORPORATION
COMMON
194014106
1
26
SH
SOLE
1
26
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
30
400
SH
SOLE
1
400
0
0
COLUMBIA BANKING SYSTEM INC
COMMON
197236102
621
14300
SH
SOLE
1
14300
0
0
COMERICA INC
COMMON
200340107
4
47
SH
SOLE
1
47
0
0
COMMERCIAL METALS CO
COMMON
201723103
289
13550
SH
SOLE
1
13550
0
0
COMMERZBANK A G ADR
DEPOSITARY RECEI
202597605
8
564
SH
SOLE
1
564
0
0
CONAGRA BRANDS INC
COMMON
205887102
23392
620975
SH
SOLE
1
620975
0
0
CONNECTICUT WATER SERVICE INC
COMMON
207797101
304
5300
SH
SOLE
1
5300
0
0
CONTINENTAL RESOURCES INC/OK
COMMON
212015101
2368
44698
SH
SOLE
1
44698
0
0
CORCEPT THERAPEUTICS INC
COMMON
218352102
1727
95650
SH
SOLE
1
95650
0
0
CORNING INC
COMMON
219350105
5
165
SH
SOLE
1
165
0
0
CRANE CO
COMMON
224399105
2413
27050
SH
SOLE
1
27050
0
0
CUBESMART
REIT
229663109
1784
61700
SH
SOLE
1
61700
0
0
CUMMINS INC
COMMON
231021106
2
10
SH
SOLE
1
10
0
0
DST SYSTEMS INC
COMMON
233326107
4418
71175
SH
SOLE
1
71175
0
0
DTE ENERGY CO
COMMON
233331107
20069
183350
SH
SOLE
1
183350
0
0
DANAHER CORP
COMMON
235851102
3
27
SH
SOLE
1
27
0
0
DANSKE BK A/S ADR
DEPOSITARY RECEI
236363206
8
391
SH
SOLE
1
391
0
0
DASSAULT SYS S A ADR
DEPOSITARY RECEI
237545108
4
35
SH
SOLE
1
35
0
0
DELTA AIR LINES INC
COMMON
247361702
27915
498490
SH
SOLE
1
498490
0
0
DELUXE CORP
COMMON
248019101
1941
25265
SH
SOLE
1
25265
0
0
WALT DISNEY CO/THE
COMMON
254687106
20684
192390
SH
SOLE
1
192390
0
0
DOMTAR CORP
COMMON
257559203
3831
77360
SH
SOLE
1
77360
0
0
DONEGAL GROUP INC-CL A
COMMON
257701201
419
24200
SH
SOLE
1
24200
0
0
DUNKIN' BRANDS GROUP INC
COMMON
265504100
6856
106340
SH
SOLE
1
106340
0
0
EATON VANCE CORP
COMMON
278265103
94
1675
SH
SOLE
1
1675
0
0
ECOLAB INC
COMMON
278865100
13238
98655
SH
SOLE
1
98655
0
0
ELECTRONIC ARTS INC
COMMON
285512109
6068
57755
SH
SOLE
1
57755
0
0
EMERSON ELECTRIC CO
COMMON
291011104
343
4915
SH
SOLE
1
4915
0
0
ERICSSON L M TEL CO ADR
DEPOSITARY RECEI
294821608
5
726
SH
SOLE
1
726
0
0
ERSTE GROUP BK AG ADR
DEPOSITARY RECEI
296036304
6
297
SH
SOLE
1
297
0
0
ETHAN ALLEN INTERIORS INC
COMMON
297602104
1486
51950
SH
SOLE
1
51950
0
0
EURONET WORLDWIDE INC
COMMON
298736109
5033
59725
SH
SOLE
1
59725
0
0
FMC CORP
COMMON
302491303
1
15
SH
SOLE
1
15
0
0
FIFTH THIRD BANCORP
COMMON
316773100
4
126
SH
SOLE
1
126
0
0
FORTIS INC
COMMON
349553107
586
15974
SH
SOLE
1
15974
0
0
FRANKLIN RESOURCES INC
COMMON
354613101
464
10700
SH
SOLE
1
10700
0
0
ARTHUR J GALLAGHER & CO
COMMON
363576109
3214
50795
SH
SOLE
1
50795
0
0
GENERAL DYNAMICS CORP
COMMON
369550108
194
953
SH
SOLE
1
953
0
0
GENERAL ELECTRIC CO
COMMON
369604103
244
14000
SH
SOLE
1
14000
0
0
GENUINE PARTS CO
COMMON
372460105
380
4000
SH
SOLE
1
4000
0
0
GILEAD SCIENCES INC
COMMON
375558103
19476
271860
SH
SOLE
1
271860
0
0
GLOBAL LOGISTIC PPTYS LTD ADR
DEPOSITARY RECEI
379411101
7
269
SH
SOLE
1
269
0
0
GODADDY INC-CLASS A
COMMON
380237107
867
17250
SH
SOLE
1
17250
0
0
GREAT WESTERN BANCORP INC
COMMON
391416104
601
15100
SH
SOLE
1
15100
0
0
HSBC HOLDINGS PLC ADR
DEPOSITARY RECEI
404280406
4095
79290
SH
SOLE
1
79290
0
0
HALLIBURTON CO
COMMON
406216101
4
87
SH
SOLE
1
87
0
0
HANESBRANDS INC
COMMON
410345102
66
3175
SH
SOLE
1
3175
0
0
HANOVER INSURANCE GROUP INC/TH
COMMON
410867105
538
4975
SH
SOLE
1
4975
0
0
HARTFORD FINL SVCS GROUP
COMMON
416515104
2
43
SH
SOLE
1
43
0
0
HEALTHCARE SERVICES GROUP INC
COMMON
421906108
2310
43815
SH
SOLE
1
43815
0
0
HEALTHSOUTH CORP
COMMON
421924309
3733
75555
SH
SOLE
1
75555
0
0
HERCULES CAPITAL INC
COMMON
427096508
323
24650
SH
SOLE
1
24650
0
0
HOME DEPOT INC/THE
COMMON
437076102
54782
289040
SH
SOLE
1
289040
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
39493
257515
SH
SOLE
1
257515
0
0
HOYA CORP ADR
DEPOSITARY RECEI
443251103
6
123
SH
SOLE
1
123
0
0
HUBBELL INC
COMMON
443510607
3231
23875
SH
SOLE
1
23875
0
0
HUBSPOT INC
COMMON
443573100
809
9150
SH
SOLE
1
9150
0
0
HUNTSMAN CORP
COMMON
447011107
639
19200
SH
SOLE
1
19200
0
0
IBERDROLA SA ADR
DEPOSITARY RECEI
450737101
2821
91179
SH
SOLE
1
91179
0
0
ILLINOIS TOOL WORKS INC
COMMON
452308109
12
69
SH
SOLE
1
69
0
0
INDUSTRIA DE DISENO TEXTIL SA
DEPOSITARY RECEI
455793109
774
44455
SH
SOLE
1
44455
0
0
ING GROEP NV ADR
DEPOSITARY RECEI
456837103
4913
266150
SH
SOLE
1
266150
0
0
INGREDION INC
COMMON
457187102
675
4825
SH
SOLE
1
4825
0
0
INTEL CORP
COMMON
458140100
38701
838407
SH
SOLE
1
838407
0
0
INTERNATIONAL PAPER CO
COMMON
460146103
20294
350260
SH
SOLE
1
350260
0
0
INTUIT INC
COMMON
461202103
13545
85850
SH
SOLE
1
85850
0
0
IONIS PHARMACEUTICALS INC
COMMON
462222100
1219
24225
SH
SOLE
1
24225
0
0
JOHNSON & JOHNSON
COMMON
478160104
63069
451395
SH
SOLE
1
451395
0
0
KENNAMETAL INC
COMMON
489170100
2
31
SH
SOLE
1
31
0
0
KERING S A ADR
DEPOSITARY RECEI
492089107
6
131
SH
SOLE
1
131
0
0
KEYCORP
COMMON
493267108
23943
1187080
SH
SOLE
1
1187080
0
0
KIMBERLY CLARK CORP
COMMON
494368103
8950
74175
SH
SOLE
1
74175
0
0
KINGSTONE COS INC
COMMON
496719105
417
22200
SH
SOLE
1
22200
0
0
KOMATSU LTD ADR
DEPOSITARY RECEI
500458401
9
259
SH
SOLE
1
259
0
0
KONINKLIJKE PHILIPS NV ADR
DEPOSITARY RECEI
500472303
1660
43923
SH
SOLE
1
43923
0
0
KRAFT HEINZ CO/THE
COMMON
500754106
24577
316065
SH
SOLE
1
316065
0
0
LVMH MOET HENNESSY LOU VU ADR
DEPOSITARY RECEI
502441306
7
120
SH
SOLE
1
120
0
0
ESTEE LAUDER COS INC/THE
COMMON
518439104
7036
55300
SH
SOLE
1
55300
0
0
LAUREATE EDUCATION INC
COMMON
518613203
131
9650
SH
SOLE
1
9650
0
0
LEGG MASON INC
COMMON
524901105
22823
543663
SH
SOLE
1
543663
0
0
LINCOLN ELECTRIC HOLDINGS INC
COMMON
533900106
1726
18845
SH
SOLE
1
18845
0
0
LINCOLN NATIONAL CORP
COMMON
534187109
18559
241432
SH
SOLE
1
241432
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
19422
60494
SH
SOLE
1
60494
0
0
LOWES COS INC
COMMON
548661107
156
1675
SH
SOLE
1
1675
0
0
MSA SAFETY INC
COMMON
553498106
1839
23725
SH
SOLE
1
23725
0
0
MTS SYSTEMS CORP
COMMON
553777103
738
13750
SH
SOLE
1
13750
0
0
MANTECH INTERNATIONAL CORP/VA
COMMON
564563104
467
9300
SH
SOLE
1
9300
0
0
MARRIOTT INTERNATIONAL INC CL
COMMON
571903202
9063
66772
SH
SOLE
1
66772
0
0
MARTEN TRANSPORT LTD
COMMON
573075108
994
48984
SH
SOLE
1
48984
0
0
MCDONALDS CORP
COMMON
580135101
912
5300
SH
SOLE
1
5300
0
0
MERCURY GENERAL CORP
COMMON
589400100
262
4900
SH
SOLE
1
4900
0
0
MICRO FOCUS INTERNATIONAL
COMMON
594837304
1
23
SH
SOLE
1
23
0
0
MICROSOFT CORP
COMMON
594918104
76650
896075
SH
SOLE
1
896075
0
0
HERMAN MILLER INC
COMMON
600544100
828
20675
SH
SOLE
1
20675
0
0
MITSUBISHI UFJ FINL GROUP ADR
DEPOSITARY RECEI
606822104
3118
428826
SH
SOLE
1
428826
0
0
MONOLITHIC POWER SYSTEMS INC
COMMON
609839105
2438
21700
SH
SOLE
1
21700
0
0
MORGAN STANLEY
COMMON
617446448
32409
617675
SH
SOLE
1
617675
0
0
MURPHY USA INC
COMMON
626755102
94
1175
SH
SOLE
1
1175
0
0
NATIONAL PRESTO INDUSTRIES INC
COMMON
637215104
636
6400
SH
SOLE
1
6400
0
0
NEENAH INC
COMMON
640079109
526
5800
SH
SOLE
1
5800
0
0
NESTLE SA ADR
DEPOSITARY RECEI
641069406
5917
68825
SH
SOLE
1
68825
0
0
NEW JERSEY RESOURCES CORP
COMMON
646025106
385
9575
SH
SOLE
1
9575
0
0
NEWCREST MNG LTD ADR
DEPOSITARY RECEI
651191108
3
178
SH
SOLE
1
178
0
0
NEWMONT MINING CORP
COMMON
651639106
3
92
SH
SOLE
1
92
0
0
NICE LTD ADR
DEPOSITARY RECEI
653656108
340
3700
SH
SOLE
1
3700
0
0
NIKE INC CL B
COMMON
654106103
2226
35585
SH
SOLE
1
35585
0
0
NINTENDO LTD ADR
DEPOSITARY RECEI
654445303
4
98
SH
SOLE
1
98
0
0
NORFOLK SOUTHERN CORP
COMMON
655844108
5
33
SH
SOLE
1
33
0
0
NORTHROP GRUMMAN CORP
COMMON
666807102
11
37
SH
SOLE
1
37
0
0
OMV AG ADR
DEPOSITARY RECEI
670875509
4
56
SH
SOLE
1
56
0
0
OCCIDENTAL PETROLEUM CORP
COMMON
674599105
30978
420560
SH
SOLE
1
420560
0
0
OLD NATIONAL BANCORP/IN
COMMON
680033107
306
17550
SH
SOLE
1
17550
0
0
ON ASSIGNMENT INC
COMMON
682159108
2164
33675
SH
SOLE
1
33675
0
0
OSHKOSH CORP
COMMON
688239201
3155
34715
SH
SOLE
1
34715
0
0
PACWEST BANCORP
COMMON
695263103
2729
54150
SH
SOLE
1
54150
0
0
PARKER HANNIFIN CORP
COMMON
701094104
32685
163770
SH
SOLE
1
163770
0
0
PATTERSON COS INC
COMMON
703395103
3107
86000
SH
SOLE
1
86000
0
0
PEPSICO INC
COMMON
713448108
45743
381450
SH
SOLE
1
381450
0
0
PERKINELMER INC
COMMON
714046109
1294
17700
SH
SOLE
1
17700
0
0
PFIZER INC
COMMON
717081103
35790
988120
SH
SOLE
1
988120
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
19880
188167
SH
SOLE
1
188167
0
0
PINNACLE WEST CAP CORP
COMMON
723484101
98
1155
SH
SOLE
1
1155
0
0
PIONEER NATURAL RESOURCES CO
COMMON
723787107
533
3085
SH
SOLE
1
3085
0
0
PIPER JAFFRAY COS
COMMON
724078100
871
10100
SH
SOLE
1
10100
0
0
POTLATCH CORP
REIT
737630103
324
6500
SH
SOLE
1
6500
0
0
POWER INTEGRATIONS INC
COMMON
739276103
820
11150
SH
SOLE
1
11150
0
0
PRICELINE GROUP INC/THE
COMMON
741503403
9851
5669
SH
SOLE
1
5669
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
3359
36554
SH
SOLE
1
36554
0
0
PRUDENTIAL FINANCIAL INC
COMMON
744320102
5934
51605
SH
SOLE
1
51605
0
0
RPM INTERNATIONAL INC
COMMON
749685103
96
1825
SH
SOLE
1
1825
0
0
RAYTHEON CO
COMMON
755111507
36489
194248
SH
SOLE
1
194248
0
0
RED HAT INC
COMMON
756577102
1218
10140
SH
SOLE
1
10140
0
0
REINSURANCE GROUP AMER IN
COMMON
759351604
122
780
SH
SOLE
1
780
0
0
RIO TINTO PLC ADR
DEPOSITARY RECEI
767204100
2092
39531
SH
SOLE
1
39531
0
0
ROCHE HOLDING AG ADR
DEPOSITARY RECEI
771195104
1408
44600
SH
SOLE
1
44600
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
20792
105890
SH
SOLE
1
105890
0
0
ROSS STORES INC
COMMON
778296103
152
1900
SH
SOLE
1
1900
0
0
ROYAL BK SCOTLAND GROUP PLC AD
DEPOSITARY RECEI
780097689
7
857
SH
SOLE
1
857
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITARY RECEI
780259107
2177
31875
SH
SOLE
1
31875
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITARY RECEI
780259206
300
4500
SH
SOLE
1
4500
0
0
RYANAIR HLDGS PLC
DEPOSITARY RECEI
783513203
4
41
SH
SOLE
1
41
0
0
RYDER SYSTEM INC
COMMON
783549108
391
4650
SH
SOLE
1
4650
0
0
SAFRAN S A
DEPOSITARY RECEI
786584102
9
356
SH
SOLE
1
356
0
0
SANDVIK AB
DEPOSITARY RECEI
800212201
4
250
SH
SOLE
1
250
0
0
SAP AKTIENGESELLSCHAFT ADR
DEPOSITARY RECEI
803054204
12
106
SH
SOLE
1
106
0
0
SAREPTA THERAPEUTICS INC
COMMON
803607100
1523
27375
SH
SOLE
1
27375
0
0
SASOL LTD ADR
DEPOSITARY RECEI
803866300
171
5000
SH
SOLE
1
5000
0
0
SCHLUMBERGER LTD
COMMON
806857108
1243
18450
SH
SOLE
1
18450
0
0
SCOTTS MIRACLE-GRO CO/THE
COMMON
810186106
22372
209100
SH
SOLE
1
209100
0
0
SECOM LTD
DEPOSITARY RECEI
813113206
6
298
SH
SOLE
1
298
0
0
SERVICE CORP INTERNATIONAL/US
COMMON
817565104
4185
112150
SH
SOLE
1
112150
0
0
SHERWIN-WILLIAMS CO/THE
COMMON
824348106
19821
48340
SH
SOLE
1
48340
0
0
SHIN ETSU CHEM CO LTD
DEPOSITARY RECEI
824551105
9
358
SH
SOLE
1
358
0
0
SHISEIDO
DEPOSITARY RECEI
824841407
8
170
SH
SOLE
1
170
0
0
SIEMENS AG ADR
DEPOSITARY RECEI
826197501
2896
41805
SH
SOLE
1
41805
0
0
JM SMUCKER CO/THE
COMMON
832696405
110
885
SH
SOLE
1
885
0
0
SNAP-ON INC
COMMON
833034101
10641
61050
SH
SOLE
1
61050
0
0
SONY CORP ADR
DEPOSITARY RECEI
835699307
5
116
SH
SOLE
1
116
0
0
SOUTHERN CO/THE
COMMON
842587107
6254
130050
SH
SOLE
1
130050
0
0
SPLUNK INC
COMMON
848637104
2400
28975
SH
SOLE
1
28975
0
0
STANLEY BLACK & DECKER INC
COMMON
854502101
14619
86150
SH
SOLE
1
86150
0
0
STARBUCKS CORP
COMMON
855244109
27606
480685
SH
SOLE
1
480685
0
0
STATE STREET CORP
COMMON
857477103
4
45
SH
SOLE
1
45
0
0
STEEL DYNAMICS INC
COMMON
858119100
3
69
SH
SOLE
1
69
0
0
STORE CAPITAL CORP
REIT
862121100
464
17800
SH
SOLE
1
17800
0
0
STRYKER CORP
COMMON
863667101
128
825
SH
SOLE
1
825
0
0
SUNCOR ENERGY INC
COMMON
867224107
30310
825435
SH
SOLE
1
825435
0
0
TJX COS INC/THE
COMMON
872540109
36669
479590
SH
SOLE
1
479590
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITARY RECEI
874039100
214
5400
SH
SOLE
1
5400
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COMMON
874054109
3011
27425
SH
SOLE
1
27425
0
0
TAL EDUCATION GROUP ADR
DEPOSITARY RECEI
874080104
847
28500
SH
SOLE
1
28500
0
0
TATA MOTORS LTD ADR
DEPOSITARY RECEI
876568502
341
10300
SH
SOLE
1
10300
0
0
TELEFLEX INC
COMMON
879369106
450
1809
SH
SOLE
1
1809
0
0
TENNECO INC
COMMON
880349105
1573
26875
SH
SOLE
1
26875
0
0
TERADYNE INC
COMMON
880770102
2
49
SH
SOLE
1
49
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
7269
38282
SH
SOLE
1
38282
0
0
THOR INDUSTRIES INC
COMMON
885160101
5725
37985
SH
SOLE
1
37985
0
0
TIME WARNER INC
COMMON
887317303
2488
27205
SH
SOLE
1
27205
0
0
TORO CO/THE
COMMON
891092108
236
3625
SH
SOLE
1
3625
0
0
TOTAL SYSTEM SERVICES INC
COMMON
891906109
2561
32377
SH
SOLE
1
32377
0
0
TUPPERWARE BRANDS CORP
COMMON
899896104
423
6740
SH
SOLE
1
6740
0
0
TYSON FOODS INC
CL A
902494103
72
885
SH
SOLE
1
885
0
0
US BANCORP
COMMON
902973304
5466
102020
SH
SOLE
1
102020
0
0
UNIBAIL-RODAMCO SE ADR
DEPOSITARY RECEI
904587102
2737
108900
SH
SOLE
1
108900
0
0
UNILEVER PLC ADR
DEPOSITARY RECEI
904767704
9
170
SH
SOLE
1
170
0
0
UNION PACIFIC CORP
COMMON
907818108
27499
205060
SH
SOLE
1
205060
0
0
UNITED PARCEL SERVICE INC CL B
COMMON
911312106
2925
24545
SH
SOLE
1
24545
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
6385
50050
SH
SOLE
1
50050
0
0
UPM KYMMENE CORP ADR
DEPOSITARY RECEI
915436109
5
152
SH
SOLE
1
152
0
0
VALEO SA ADR
DEPOSITARY RECEI
919134304
7
175
SH
SOLE
1
175
0
0
VERMILION ENERGY INC
COMMON
923725105
2110
58090
SH
SOLE
1
58090
0
0
VINCI SA ADR
DEPOSITARY RECEI
927320101
7
276
SH
SOLE
1
276
0
0
WAL-MART STORES INC
COMMON
931142103
22
225
SH
SOLE
1
225
0
0
WATSCO INC
COMMON
942622200
2133
12545
SH
SOLE
1
12545
0
0
WELLS FARGO & CO
COMMON
949746101
1697
27975
SH
SOLE
1
27975
0
0
WEST PHARMACEUTICAL SVSC
COMMON
955306105
1835
18600
SH
SOLE
1
18600
0
0
WESTERN ALLIANCE BANCORP
COMMON
957638109
878
15500
SH
SOLE
1
15500
0
0
WESTPAC BANKING CORP ADR
DEPOSITARY RECEI
961214301
1701
69750
SH
SOLE
1
69750
0
0
WHARF HOLDINGS LTD/THE ADR
DEPOSITARY RECEI
962257408
2
307
SH
SOLE
1
307
0
0
XPO LOGISTICS INC
COMMON
983793100
2336
25505
SH
SOLE
1
25505
0
0
XILINX INC
COMMON
983919101
7838
116260
SH
SOLE
1
116260
0
0
ZIONS BANCORPORATION
COMMON
989701107
3
68
SH
SOLE
1
68
0
0
ZURICH INSURANCE GROUP AG ADR
DEPOSITARY RECEI
989825104
2574
84650
SH
SOLE
1
84650
0
0
BT GROUP PLC ADR
DEPOSITARY RECEI
05577E101
1527
83800
SH
SOLE
1
83800
0
0
PETROCHINA CO LTD ADR
DEPOSITARY RECEI
71646E100
66
950
SH
SOLE
1
950
0
0
COVANTA HOLDING CORP
COMMON
22282E102
399
23600
SH
SOLE
1
23600
0
0
DNB ASA ADR
DEPOSITARY RECEI
23328E106
6
310
SH
SOLE
1
310
0
0
TARGET CORP
COMMON
87612E106
7941
121704
SH
SOLE
1
121704
0
0
DR PEPPER SNAPPLE GROUP INC
COMMON
26138E109
17250
177730
SH
SOLE
1
177730
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
570
4200
SH
SOLE
1
4200
0
0
RWE AG
DEPOSITARY RECEI
74975E303
6
296
SH
SOLE
1
296
0
0
A.P. MOLLER-MAERSK A/S
DEPOSITARY RECEI
00202F102
5
591
SH
SOLE
1
591
0
0
ABBVIE INC
COMMON
00287Y109
41265
426690
SH
SOLE
1
426690
0
0
ADIDAS AG ADR
DEPOSITARY RECEI
00687A107
3
33
SH
SOLE
1
33
0
0
ADOBE SYSTEMS INC
COMMON
00724F101
10322
58900
SH
SOLE
1
58900
0
0
ADVANCED DISP SVCS INC DE
COMMON
00790X101
1353
56525
SH
SOLE
1
56525
0
0
AETNA INC
COMMON
00817Y108
12547
69557
SH
SOLE
1
69557
0
0
AGILENT TECHNOLOGIES INC
COMMON
00846U101
3
52
SH
SOLE
1
52
0
0
ALIBABA GROUP HOLDING LTD ADR
DEPOSITARY RECEI
01609W102
1295
7510
SH
SOLE
1
7510
0
0
ALLEGHENY TECHNOLOGIES INC
COMMON
01741R102
1
62
SH
SOLE
1
62
0
0
ALPHABET INC - CL C
COMMON
02079K107
13637
13032
SH
SOLE
1
13032
0
0
ALPHABET INC - CL A
COMMON
02079K305
24151
22927
SH
SOLE
1
22927
0
0
AMBEV SA ADR
DEPOSITARY RECEI
02319V103
261
40425
SH
SOLE
1
40425
0
0
AMCOR LTD/AUSTRALIA ADR
DEPOSITARY RECEI
02341R302
1077
22424
SH
SOLE
1
22424
0
0
AMERICAN AIRLS GROUP INC
COMMON
02376R102
3
54
SH
SOLE
1
54
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
3134
18495
SH
SOLE
1
18495
0
0
ANDEAVOR
COMMON
03349M105
1177
10294
SH
SOLE
1
10294
0
0
ANHEUSER-BUSCH INBEV SA/NV ADR
DEPOSITARY RECEI
03524A108
4620
41413
SH
SOLE
1
41413
0
0
ANSYS INC
COMMON
03662Q105
6678
45245
SH
SOLE
1
45245
0
0
APPLIED INDL TECHNOLOGIES
COMMON
03820C105
1615
23715
SH
SOLE
1
23715
0
0
ATOS ORIGIN SA ADR
DEPOSITARY RECEI
04962A105
5
167
SH
SOLE
1
167
0
0
AVIVA PLC
DEPOSITARY RECEI
05382A104
7
536
SH
SOLE
1
536
0
0
B&G FOODS INC
COMMON
05508R106
1385
39400
SH
SOLE
1
39400
0
0
BAE SYS PLC -ADR
DEPOSITARY RECEI
05523R107
4
140
SH
SOLE
1
140
0
0
BCE INC
COMMON
05534B760
4787
99715
SH
SOLE
1
99715
0
0
BNP PARIBAS - ADR
DEPOSITARY RECEI
05565A202
6
171
SH
SOLE
1
171
0
0
BANCO BILBAO VIZCAYA ARG ADR
DEPOSITARY RECEI
05946K101
8
942
SH
SOLE
1
942
0
0
BANCO SANTANDER CHILE ADR
DEPOSITARY RECEI
05964H105
11
1716
SH
SOLE
1
1716
0
0
BANCO SANTANDER CHILE ADR
DEPOSITARY RECEI
05965X109
122
3900
SH
SOLE
1
3900
0
0
BERRY GLOBAL GROUP INC
COMMON
08579W103
85
1450
SH
SOLE
1
1450
0
0
BIO-TECHNE CORP
COMMON
09073M104
936
7225
SH
SOLE
1
7225
0
0
BLACKBAUD INC
COMMON
09227Q100
2317
24525
SH
SOLE
1
24525
0
0
BRIXMOR PROPERTY GROUP INC
REIT
11120U105
255
13650
SH
SOLE
1
13650
0
0
BROADRIDGE FINANCIAL SOLUTIONS
COMMON
11133T103
202
2225
SH
SOLE
1
2225
0
0
CH ROBINSON WORLDWIDE INC
COMMON
12541W209
69
775
SH
SOLE
1
775
0
0
CME GROUP INC
COMMON
12572Q105
12710
87025
SH
SOLE
1
87025
0
0
CRH PLC ADR
DEPOSITARY RECEI
12626K203
1311
36325
SH
SOLE
1
36325
0
0
CAMPING WORLD HOLDINGS INC
COMMON
13462K109
3149
70400
SH
SOLE
1
70400
0
0
CENTENE CORP
COMMON
15135B101
5718
56685
SH
SOLE
1
56685
0
0
CENTERPOINT ENERGY INC
COMMON
15189T107
1131
39870
SH
SOLE
1
39870
0
0
CHINA LIFE INSURANCE CO LTD AD
DEPOSITARY RECEI
16939P106
301
19300
SH
SOLE
1
19300
0
0
CHINA MOBILE LTD ADR
DEPOSITARY RECEI
16941M109
359
7100
SH
SOLE
1
7100
0
0
CHINA PETE & CHEM CORP ADR
DEPOSITARY RECEI
16941R108
205
2800
SH
SOLE
1
2800
0
0
CINEMARK HOLDINGS INC
COMMON
17243V102
3349
96185
SH
SOLE
1
96185
0
0
CISCO SYSTEMS INC
COMMON
17275R102
21
554
SH
SOLE
1
554
0
0
COMCAST CORP
COMMON
20030N101
17454
435809
SH
SOLE
1
435809
0
0
COMSCORE INC
COMMON
20564W105
3
100
SH
SOLE
1
100
0
0
CONOCOPHILLIPS
COMMON
20825C104
7
132
SH
SOLE
1
132
0
0
COSTCO WHOLESALE CORP
COMMON
22160K105
13022
69965
SH
SOLE
1
69965
0
0
CTRIP.COM INTERNATIONAL LTD AD
DEPOSITARY RECEI
22943F100
248
5625
SH
SOLE
1
5625
0
0
DBV TECHNOLOGIES SPON ADR
DEPOSITARY RECEI
23306J101
464
18850
SH
SOLE
1
18850
0
0
DSW INC
COMMON
23334L102
100
4650
SH
SOLE
1
4650
0
0
DXC TECHNOLOGY CO
COMMON
23355L106
1
14
SH
SOLE
1
14
0
0
DAIKIN INDS LTD ADR
DEPOSITARY RECEI
23381B106
7
30
SH
SOLE
1
30
0
0
DANONE SA ADR
DEPOSITARY RECEI
23636T100
11
633
SH
SOLE
1
633
0
0
DEUTSCHE POST AG ADR
DEPOSITARY RECEI
25157Y202
11
228
SH
SOLE
1
228
0
0
DIAGEO PLC ADR
DEPOSITARY RECEI
25243Q205
5874
40228
SH
SOLE
1
40228
0
0
DOWDUPONT INC
COMMON
26078J100
40522
568970
SH
SOLE
1
568970
0
0
EOG RESOURCES INC
COMMON
26875P101
1294
11987
SH
SOLE
1
11987
0
0
EQT CORP
COMMON
26884L109
353
6200
SH
SOLE
1
6200
0
0
EAST WEST BANCORP INC
COMMON
27579R104
17549
288500
SH
SOLE
1
288500
0
0
EMCOR GROUP INC
COMMON
29084Q100
2681
32800
SH
SOLE
1
32800
0
0
ENVISION HEALTHCARE CORP
COMMON
29414D100
1280
37025
SH
SOLE
1
37025
0
0
EVERCORE PARTNERS INC-CL A
COMMON
29977A105
695
7725
SH
SOLE
1
7725
0
0
EVERSOURCE ENERGY
COMMON
30040W108
32
500
SH
SOLE
1
500
0
0
EXACT SCIENCES CORP
COMMON
30063P105
1240
23600
SH
SOLE
1
23600
0
0
EXXON MOBIL CORP
COMMON
30231G102
1117
13360
SH
SOLE
1
13360
0
0
FACEBOOK INC-A
COMMON
30303M102
13907
78810
SH
SOLE
1
78810
0
0
FARMLAND PARTNERS INC
REIT
31154R109
230
26475
SH
SOLE
1
26475
0
0
FEDEX CORP
COMMON
31428X106
25545
102370
SH
SOLE
1
102370
0
0
FIRST REPUBLIC BANK/CA
COMMON
33616C100
4076
47050
SH
SOLE
1
47050
0
0
GOLDMAN SACHS GROUP INC/THE
COMMON
38141G104
6148
24133
SH
SOLE
1
24133
0
0
GRAND CANYON EDUCATION INC
COMMON
38526M106
938
10475
SH
SOLE
1
10475
0
0
GUIDEWIRE SOFTWARE INC
COMMON
40171V100
2230
30025
SH
SOLE
1
30025
0
0
HDFC BANK LTD ADR
DEPOSITARY RECEI
40415F101
468
4600
SH
SOLE
1
4600
0
0
HEWLETT-PACKARD CO
COMMON
40434L105
5
224
SH
SOLE
1
224
0
0
IDEX CORP
COMMON
45167R104
1465
11100
SH
SOLE
1
11100
0
0
INCYTE CORP
COMMON
45337C102
4895
51685
SH
SOLE
1
51685
0
0
INFINEON TECHNOLOGIES AG ADR
DEPOSITARY RECEI
45662N103
5
196
SH
SOLE
1
196
0
0
INTEGER HLDGS CORP
COMMON
45826H109
4
81
SH
SOLE
1
81
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON
45866F104
2094
29680
SH
SOLE
1
29680
0
0
ISHARES MSCI INDIA ETF
EXCHANGE TRADED
46429B598
980
27175
SH
SOLE
1
27175
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
63017
589270
SH
SOLE
1
589270
0
0
JD.COM INC ADR
DEPOSITARY RECEI
47215P106
387
9350
SH
SOLE
1
9350
0
0
KBC GROUP NV ADR
DEPOSITARY RECEI
48241F104
8
177
SH
SOLE
1
177
0
0
KBR INC
COMMON
48242W106
230
11575
SH
SOLE
1
11575
0
0
K2M GROUP HOLDINGS INC
COMMON
48273J107
1413
78500
SH
SOLE
1
78500
0
0
KINDER MORGAN INC
COMMON
49456B101
122
6725
SH
SOLE
1
6725
0
0
LOGMEIN INC
COMMON
54142L109
4225
36900
SH
SOLE
1
36900
0
0
MKS INSTRUMENTS INC
COMMON
55306N104
3714
39300
SH
SOLE
1
39300
0
0
MACOM TECH SOLUTIONS HLDG
COMMON
55405Y100
1752
53850
SH
SOLE
1
53850
0
0
MACQUARIE GROUP LIMITED ADR
DEPOSITARY RECEI
55607P204
4
51
SH
SOLE
1
51
0
0
MACQUARIE INFRASTRUCTURE CORP
COMMON
55608B105
11230
174920
SH
SOLE
1
174920
0
0
MARATHON PETROLEUM CORP
COMMON
56585A102
24692
374235
SH
SOLE
1
374235
0
0
MERCK & CO INC
COMMON
58933Y105
9320
165625
SH
SOLE
1
165625
0
0
MESA LABS INC
COMMON
59064R109
578
4650
SH
SOLE
1
4650
0
0
METLIFE INC
COMMON
59156R108
7
139
SH
SOLE
1
139
0
0
MONSANTO CO
COMMON
61166W101
350
3000
SH
SOLE
1
3000
0
0
MOSAIC CO/THE
COMMON
61945C103
263
10250
SH
SOLE
1
10250
0
0
NETAPP INC
COMMON
64110D104
2
42
SH
SOLE
1
42
0
0
NEXSTAR MEDIA GROUP INC
COMMON
65336K103
617
7890
SH
SOLE
1
7890
0
0
NEXTERA ENERGY INC
COMMON
65339F101
29179
186815
SH
SOLE
1
186815
0
0
NOVARTIS AG ADR
DEPOSITARY RECEI
66987V109
1595
18995
SH
SOLE
1
18995
0
0
NVIDIA CORP
COMMON
67066G104
5069
26195
SH
SOLE
1
26195
0
0
ONE GAS INC
COMMON
68235P108
3
39
SH
SOLE
1
39
0
0
ORACLE CORP
COMMON
68389X105
21377
452129
SH
SOLE
1
452129
0
0
ORBITAL ATK INC
COMMON
68557N103
2909
22120
SH
SOLE
1
22120
0
0
PTC INC
COMMON
69370C100
4102
67500
SH
SOLE
1
67500
0
0
PAYCOM SOFTWARE INC
COMMON
70432V102
2093
26060
SH
SOLE
1
26060
0
0
PAYPAL HOLDINGS INC
COMMON
70450Y103
4472
60750
SH
SOLE
1
60750
0
0
PHIBRO ANIMAL HEALTH CORP
COMMON
71742Q106
2385
71200
SH
SOLE
1
71200
0
0
PHYSICIANS REALTY TRUST
REIT
71943U104
25445
1414375
SH
SOLE
1
1414375
0
0
PINNACLE FOODS INC
COMMON
72348P104
19381
325900
SH
SOLE
1
325900
0
0
T ROWE PRICE GROUP INC
COMMON
74144T108
20650
196800
SH
SOLE
1
196800
0
0
PRINCIPAL FINL GROUP INC
COMMON
74251V102
80
1136
SH
SOLE
1
1136
0
0
PROLOGIS INC
REIT
74340W103
6
97
SH
SOLE
1
97
0
0
PROVIDENT FINL SVCS INC
COMMON
74386T105
1400
51900
SH
SOLE
1
51900
0
0
QTS REALTY TR INC-CL A
COMMON
74736A103
1492
27550
SH
SOLE
1
27550
0
0
QUEST DIAGNOSTICS INC
COMMON
74834L100
19672
199732
SH
SOLE
1
199732
0
0
REGIONS FINL CORP NEW
COMMON
7591EP100
5
304
SH
SOLE
1
304
0
0
RELX NV-SPON ADR
DEPOSITARY RECEI
75955B102
2970
128755
SH
SOLE
1
128755
0
0
SBA COMMUNICATIONS CORP
REIT
78410G104
3440
21055
SH
SOLE
1
21055
0
0
SVB FINANCIAL GROUP
COMMON
78486Q101
4184
17900
SH
SOLE
1
17900
0
0
SALESFORCE.COM INC
COMMON
79466L302
2541
24860
SH
SOLE
1
24860
0
0
SCHNEIDER ELECTRIC SE-UNSP ADR
DEPOSITARY RECEI
80687P106
1
75
SH
SOLE
1
75
0
0
SENSIENT TECHNOLOGIES CORP
COMMON
81725T100
678
9275
SH
SOLE
1
9275
0
0
SHENANDOAH TELECOMMUNICATIONS
COMMON
82312B106
1933
57200
SH
SOLE
1
57200
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
25485
268405
SH
SOLE
1
268405
0
0
SOFTBANK GROUP CORP
DEPOSITARY RECEI
83404D109
10
261
SH
SOLE
1
261
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
218
4600
SH
SOLE
1
4600
0
0
SPIRE INC
COMMON
84857L101
1157
15400
SH
SOLE
1
15400
0
0
SUMITOMO MITSUI FINL GROUP
DEPOSITARY RECEI
86562M209
11
1276
SH
SOLE
1
1276
0
0
SYNOVUS FINANCIAL CORP
COMMON
87161C501
506
10562
SH
SOLE
1
10562
0
0
SYNCHRONY FINANCIAL
COMMON
87165B103
86
2225
SH
SOLE
1
2225
0
0
3M CO
COMMON
88579Y101
24322
103335
SH
SOLE
1
103335
0
0
TRANSCANADA CORP
COMMON
89353D107
21483
441665
SH
SOLE
1
441665
0
0
ULTA BEAUTY INC
COMMON
90384S303
9345
41780
SH
SOLE
1
41780
0
0
ULTIMATE SOFTWARE GROUP INC/TH
COMMON
90385D107
4503
20635
SH
SOLE
1
20635
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
39186
177745
SH
SOLE
1
177745
0
0
VAIL RESORTS INC
COMMON
91879Q109
2724
12820
SH
SOLE
1
12820
0
0
VEOLIA ENVIRONNEMENT ADR
DEPOSITARY RECEI
92334N103
7
266
SH
SOLE
1
266
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
67153
1268706
SH
SOLE
1
1268706
0
0
VISA INC
COMMON
92826C839
36952
324080
SH
SOLE
1
324080
0
0
WPP PLC - SPON ADR
DEPOSITARY RECEI
92937A102
883
9745
SH
SOLE
1
9745
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
4278
64395
SH
SOLE
1
64395
0
0
WASTE CONNECTIONS INC
COMMON
94106B101
7185
101280
SH
SOLE
1
101280
0
0
WASTE MANAGEMENT INC
COMMON
94106L109
63
725
SH
SOLE
1
725
0
0
WINTRUST FINANCIAL CORP
COMMON
97650W108
1142
13860
SH
SOLE
1
13860
0
0
WYNN MACAU LTD ADR
DEPOSITARY RECEI
98313R106
3
107
SH
SOLE
1
107
0
0
ADIENT PLC
COMMON
G0084W101
835
10614
SH
SOLE
1
10614
0
0
ALLERGAN PLC
COMMON
G0177J108
15520
94875
SH
SOLE
1
94875
0
0
AMBARELLA INC
COMMON
G037AX101
667
11350
SH
SOLE
1
11350
0
0
ACCENTURE PLC CL A
COMMON
G1151C101
24266
158505
SH
SOLE
1
158505
0
0
COCA-COLA EUROPEAN PARTNERS PL
COMMON
G25839104
1921
48200
SH
SOLE
1
48200
0
0
EATON CORP PLC
COMMON
G29183103
88
1109
SH
SOLE
1
1109
0
0
EVEREST RE GROUP LTD
COMMON
G3223R108
11041
49900
SH
SOLE
1
49900
0
0
FRESH DEL MONTE PRODUCE INC
COMMON
G36738105
467
9800
SH
SOLE
1
9800
0
0
GEOPARK LTD
COMMON
G38327105
165
16700
SH
SOLE
1
16700
0
0
GENPACT LTD
COMMON
G3922B107
1178
37100
SH
SOLE
1
37100
0
0
JANUS HENDERSON GROUP PLC
COMMON
G4474Y214
598
15623
SH
SOLE
1
15623
0
0
INGERSOLL-RAND PLC
COMMON
G47791101
22091
247681
SH
SOLE
1
247681
0
0
INVESCO LTD
COMMON
G491BT108
2800
76615
SH
SOLE
1
76615
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
768
5700
SH
SOLE
1
5700
0
0
MARVELL TECHNOLOGY GROUP LTD
COMMON
G5876H105
2
87
SH
SOLE
1
87
0
0
STERIS PLC
COMMON
G84720104
2621
29965
SH
SOLE
1
29965
0
0
VALIDUS HOLDINGS LTD
COMMON
G9319H102
13707
292140
SH
SOLE
1
292140
0
0
GOLAR LNG LTD
COMMON
G9456A100
525
17600
SH
SOLE
1
17600
0
0
XL GROUP LTD
COMMON
G98294104
967
27500
SH
SOLE
1
27500
0
0
CHUBB LTD
COMMON
H1467J104
5177
35426
SH
SOLE
1
35426
0
0
TE CONNECTIVITY LTD
COMMON
H84989104
13467
141700
SH
SOLE
1
141700
0
0
ORION ENGINEERED CARBONS SA
COMMON
L72967109
1418
55382
SH
SOLE
1
55382
0
0
CHECK POINT SOFTWARE TECH
COMMON
M22465104
4
41
SH
SOLE
1
41
0
0
ASML HOLDING NV
NY REG SHRS
N07059210
300
1726
SH
SOLE
1
1726
0
0
FERRARI N V
COMMON
N3167Y103
7
64
SH
SOLE
1
64
0
0
LYONDELLBASELL INDUSTRIES NV
COMMON
N53745100
14447
130955
SH
SOLE
1
130955
0
0
BROADCOM LTD
COMMON
Y09827109
54297
211355
SH
SOLE
1
211355
0
0
ABERDEEN INCOME CRED STRAT FD
COMMON
003057106
1163
82865
SH
SOLE
1
0
82865
0
ADVENT CLAYMORE CV SEC AND INC
COMMON
007639107
5528
922928
SH
SOLE
1
0
922928
0
ALPINE TOTAL DYNAMIC DIV FD A
COMMON
021060207
8608
909024
SH
SOLE
1
0
909024
0
APOLLO SR FLOATING RATE FD AFT
COMMON
037636107
4380
270061
SH
SOLE
1
0
270061
0
BLACKROCK MUNICIPAL INC QUALIT
COMMON
092479104
887
62486
SH
SOLE
1
0
62486
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
49497
3715994
SH
SOLE
1
0
3715994
0
CLEARBRIDGE AMERICAN ENERGY ML
COMMON
184691103
5242
633044
SH
SOLE
1
0
633044
0
CLEARBRIDGE ENERGY MLP FUND IN
COMMON
184692101
21283
1393775
SH
SOLE
1
0
1393775
0
CREDIT SUISSE ASSET MANAGEMENT
COMMON
224916106
482
145682
SH
SOLE
1
0
145682
0
CUSHING MLP TOTAL RETURN FUND/
COMMON
231631201
4815
403226
SH
SOLE
1
0
403226
0
DELAWARE ENH GBL DIV & INC FD
COMMON
246060107
12065
994608
SH
SOLE
1
0
994608
0
DOUBLELINE INCOME SOLUTIO DSL
COMMON
258622109
997
49378
SH
SOLE
1
0
49378
0
DOUBLELINE OPP CRED FD DBL
COMMON
258623107
2237
100800
SH
SOLE
1
0
100800
0
DREYFUS STRATEGIC MUNICIPALS I
COMMON
261932107
144
16700
SH
SOLE
1
0
16700
0
EATON VANCE FLT RT INC TR EFT
COMMON
278279104
1669
116457
SH
SOLE
1
0
116457
0
EATON VANCE FLTG RATE INC EFF
COMMON
278284104
2752
168730
SH
SOLE
1
0
168730
0
FEDERAL REALTY INVESTMENT
COMMON
313747701
503
20000
SH
SOLE
1
0
20000
0
FIRST TRUST ABERDEEN GLOBAL OP
COMMON
337319107
13807
1184133
SH
SOLE
1
0
1184133
0
FIRST TR STRAT HIGH INC FD FHY
COMMON
337353304
1063
82587
SH
SOLE
1
0
82587
0
FLAHERTY & CRUMRINE PREFERRED
COMMON
338478100
307
15000
SH
SOLE
1
0
15000
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
216
10000
SH
SOLE
1
0
10000
0
GABELLI EQUITY TR INC GAB
COMMON
362397101
158
25461
SH
SOLE
1
0
25461
0
GENERAL AMERN INVS CO GAM
COMMON
368802104
7233
210265
SH
SOLE
1
0
210265
0
GUGGENHEIM TAXABLE MUNI TR GBA
COMMON
401664107
8659
380960
SH
SOLE
1
0
380960
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
21796
1467719
SH
SOLE
1
0
1467719
0
KAYNE ANDERSON MLP INVESTMENT
COMMON
486606106
19323
1014356
SH
SOLE
1
0
1014356
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
9694
1143148
SH
SOLE
1
0
1143148
0
MFS MULTIMARKET INCOME TRUST M
COMMON
552737108
6168
1016073
SH
SOLE
1
0
1016073
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
12849
2682386
SH
SOLE
1
0
2682386
0
NUVEEN AMT-FREE MUNICIPAL INCO
COMMON
670657105
11053
803890
SH
SOLE
1
0
803890
0
NUVEEN MN QUALITY MUNI INCOME
COMMON
670734102
2120
144128
SH
SOLE
1
0
144128
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
670735109
4585
185720
SH
SOLE
1
0
185720
0
NUVEEN PA INV QUALITY MUNICIPA
COMMON
670972108
694
52779
SH
SOLE
1
0
52779
0
NUVEEN MI QUALITY INCOME MUNIC
COMMON
670979103
212
15963
SH
SOLE
1
0
15963
0
PIONEER DIVERSIFIED HIGH INC H
COMMON
723653101
4253
270062
SH
SOLE
1
0
270062
0
PUTMAN HIGH INC SEC PCF
COMMON
746779107
8081
895932
SH
SOLE
1
0
895932
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
24637
4622297
SH
SOLE
1
0
4622297
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
49239
10322659
SH
SOLE
1
0
10322659
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
3981
322320
SH
SOLE
1
0
322320
0
REAVES UTIL INCOME FD UTG
COMMON
756158101
67666
2186999
SH
SOLE
1
0
2186999
0
TCW STRATEGIC INCOME FUND TSI
COMMON
872340104
7979
1359315
SH
SOLE
1
0
1359315
0
WELLS FARGO & COMPANY
Perp PFD CNV A
949746804
524
400
SH
SOLE
1
0
400
0
WESTERN ASSET PREMIER BOND FUN
COMMON
957664105
5866
424795
SH
SOLE
1
0
424795
0
WESTERN ASSET VARIABLE RATE ST
COMMON
957667108
20059
1154801
SH
SOLE
1
0
1154801
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
25079
1786263
SH
SOLE
1
0
1786263
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
401
31000
SH
SOLE
1
0
31000
0
DEUTSCHE MULTI-MKT INCOME KMM
COMMON
25160E102
59
6647
SH
SOLE
1
0
6647
0
ADVENT/CLAYMORE ENHANCED GROWT
COMMON
00765E104
731
87660
SH
SOLE
1
0
87660
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254E103
2619
189643
SH
SOLE
1
0
189643
0
FIRST TRUST MORTGAGE INCOME FU
COMMON
33734E103
23926
1673162
SH
SOLE
1
0
1673162
0
INVESCO ADVANTAGE MUNI INC TRU
COMMON
46132E103
8386
736867
SH
SOLE
1
0
736867
0
CLOUGH GLOBAL OPP FD GLO
COMMON
18914E106
7083
651049
SH
SOLE
1
0
651049
0
KAYNE ANDERSON MIDSTREAM ENE F
COMMON
48661E108
1764
127843
SH
SOLE
1
0
127843
0
FIRST TR HI INC FD FSD
COMMON
33738E109
1558
94057
SH
SOLE
1
0
94057
0
ALPINE GLOBAL DYNAMIC DIV FD
COMMON
02082E205
11954
1106606
SH
SOLE
1
0
1106606
0
ADVENT CLAYMORE CV SEC AND INC
COMMON
00764C109
4114
259076
SH
SOLE
1
0
259076
0
ALLIANCEBERNSTEIN NATIONAL MUN
COMMON
01864U106
1704
127175
SH
SOLE
1
0
127175
0
BARINGS GLOBAL SHORT DURA HI Y
COMMON
06760L100
1736
89598
SH
SOLE
1
0
89598
0
BLACKROCK INCOME TRUST INC BKT
COMMON
09247F100
51896
8410947
SH
SOLE
1
0
8410947
0
BLACKROCK MUNICIPAL 2018 TERM
COMMON
09248C106
1622
109804
SH
SOLE
1
0
109804
0
BLACKROCK STRATEGIC MUNI TR B
COMMON
09248T109
252
18441
SH
SOLE
1
0
18441
0
BLACKROCK TAXABLE MUNI BOND TR
COMMON
09248X100
1209
52140
SH
SOLE
1
0
52140
0
BLACKROCK MUNICIPAL INCOME TRU
COMMON
09249N101
659
45693
SH
SOLE
1
0
45693
0
BLACKROCK LONG-TERM MUNI ADVAN
COMMON
09250B103
10084
840294
SH
SOLE
1
0
840294
0
BLACKROCK MUNI INC INV QUAL TR
COMMON
09250G102
1951
131741
SH
SOLE
1
0
131741
0
BLACKROCK FL MUNI 2020 TERM TR
COMMON
09250M109
361
25038
SH
SOLE
1
0
25038
0
BLACKROCK MUNIHOLDINGS FUND II
COMMON
09253P109
1607
108724
SH
SOLE
1
0
108724
0
BLACKROCK MUNIYIELD FUND INC M
COMMON
09253W104
1079
74302
SH
SOLE
1
0
74302
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254A101
4537
339109
SH
SOLE
1
0
339109
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
4693
337406
SH
SOLE
1
0
337406
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254G108
4258
325001
SH
SOLE
1
0
325001
0
BLACKROCK MUNIHOLDINGS INV QUA
COMMON
09254P108
2441
166949
SH
SOLE
1
0
166949
0
BLACKROCK MUNIYIELD INV QUALIT
COMMON
09254T100
5013
359597
SH
SOLE
1
0
359597
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
5782
413026
SH
SOLE
1
0
413026
0
BLACKROCK MUNIHOLDINGS NJ QUAL
COMMON
09254X101
780
53921
SH
SOLE
1
0
53921
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
167
12500
SH
SOLE
1
0
12500
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
742
51700
SH
SOLE
1
0
51700
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
30808
2299110
SH
SOLE
1
0
2299110
0
BLACKROCK DEBT STRATEGIES FUND
COMMON
09255R202
13391
1144555
SH
SOLE
1
0
1144555
0
BLACKSTONE GSO LNG SHRT CRED I
COMMON
09257D102
1026
64466
SH
SOLE
1
0
64466
0
CLEARBRIDGE ENERGY MLP OPP FD
COMMON
18469P100
7754
657154
SH
SOLE
1
0
657154
0
CLEARBRIDGE ENERGY MLP TOTAL R
COMMON
18469Q108
5598
481751
SH
SOLE
1
0
481751
0
CLOUGH GLOBAL DIV ALLC FD GLV
COMMON
18913Y103
1338
100292
SH
SOLE
1
0
100292
0
CLOUGH GLOBAL EQUITY FD GLQ
COMMON
18914C100
3700
276705
SH
SOLE
1
0
276705
0
COHEN & STEERS MLP INC AND ENE
COMMON
19249B106
2497
243656
SH
SOLE
1
0
243656
0
CORNERSTONE STRATEGIC VAL FD I
COMMON
21924B302
73065
4723021
SH
SOLE
1
0
4723021
0
CORNERSTONE TOTAL RETURN FUND
COMMON
21924U300
41625
2723278
SH
SOLE
1
0
2723278
0
DELAWARE INVS MN MUNI INC FD I
COMMON
24610V103
4505
334436
SH
SOLE
1
0
334436
0
DEUTSCHE HIGH INCOME OPPORTUNI
COMMON
25158Y102
15954
1062180
SH
SOLE
1
0
1062180
0
DEUTSCHE MUNICIPAL INCOME TRUS
COMMON
25160C106
1445
121465
SH
SOLE
1
0
121465
0
DREYFUS HI YLD STRAT DHF
COMMON
26200S101
2465
737983
SH
SOLE
1
0
737983
0
DREYFUS STRATEGIC MUNICIPAL BO
COMMON
26202F107
2019
236174
SH
SOLE
1
0
236174
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
36828
4161364
SH
SOLE
1
0
4161364
0
EATON VANCE MUNICIPAL BOND FUN
COMMON
27827X101
1658
132534
SH
SOLE
1
0
132534
0
EATON VANCE CA MUNICIPAL BOND
COMMON
27828C106
214
18592
SH
SOLE
1
0
18592
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
47014
3444237
SH
SOLE
1
0
3444237
0
EATON VANCE SR FLT RT EFR
COMMON
27828Q105
5714
395699
SH
SOLE
1
0
395699
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
51872
3614745
SH
SOLE
1
0
3614745
0
FEDERATED PREMIER MUNICIPAL IN
COMMON
31423P108
914
65108
SH
SOLE
1
0
65108
0
FIDUCIARY/CLAYMORE MLP OPP FD
COMMON
31647Q106
15501
1178811
SH
SOLE
1
0
1178811
0
FIRST TRUST ENERGY INC AND GRO
COMMON
33738G104
11870
447738
SH
SOLE
1
0
447738
0
FRANKLIN LIMITED DURATION INCO
COMMON
35472T101
17895
1512656
SH
SOLE
1
0
1512656
0
GABELLI GLOBAL SMALL & M
COMMON
36249W104
204
15979
SH
SOLE
1
0
15979
0
GUGGENHEIM CR ALLOC FD GGM
COMMON
40168G108
641
29221
SH
SOLE
1
0
29221
0
INSIGHT SELECT INCOME FUND INS
COMMON
45781W109
21992
1105132
SH
SOLE
1
0
1105132
0
INVESCO VAN KAMPEN HIGH INC II
COMMON
46131F101
2571
174793
SH
SOLE
1
0
174793
0
INVESCO SR INCOME TR VVR
COMMON
46131H107
1832
417247
SH
SOLE
1
0
417247
0
INVESCO MUNICIPAL TRUST VKQ
COMMON
46131J103
7276
582093
SH
SOLE
1
0
582093
0
INVESCO TRUST FOR INV GRADE MU
COMMON
46131M106
10006
759169
SH
SOLE
1
0
759169
0
INVESCO TRUST FOR INV GRADE NY
COMMON
46131T101
213
15500
SH
SOLE
1
0
15500
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
6604
532571
SH
SOLE
1
0
532571
0
INVESCO PA VALUE MUNICIPAL INC
COMMON
46132K109
7925
652277
SH
SOLE
1
0
652277
0
INVESCO BOND FUND VBF
COMMON
46132L107
12630
634983
SH
SOLE
1
0
634983
0
INVESCO DYNAMIC CR OPP FD VTA
COMMON
46132R104
8489
724908
SH
SOLE
1
0
724908
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
7295
583141
SH
SOLE
1
0
583141
0
KKR INCOME OPPORTUNITIES FD KI
COMMON
48249T106
3796
236514
SH
SOLE
1
0
236514
0
KAYNE ANDERSON ENRGY TOT RET F
COMMON
48660P104
2544
252847
SH
SOLE
1
0
252847
0
KAYNE ANDERSON ENERGY DEVELOPM
COMMON
48660Q102
6473
371792
SH
SOLE
1
0
371792
0
LAZARD GLB TOT RET & INC FD L
COMMON
52106W103
6873
381861
SH
SOLE
1
0
381861
0
MFS INTERMEDIATE INCOME TRUST
COMMON
55273C107
53074
12788972
SH
SOLE
1
0
12788972
0
MANAGED DUR INV GRADE MUNICIPA
COMMON
56165R103
1973
146873
SH
SOLE
1
0
146873
0
MORGAN STANLEY EM MKTS FD MSD
COMMON
61744H105
6636
664963
SH
SOLE
1
0
664963
0
MORGAN STANLEY INCOME SECURITI
COMMON
61745P874
10674
581682
SH
SOLE
1
0
581682
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67066V101
14168
1007714
SH
SOLE
1
0
1007714
0
NUVEEN SENIOR INC FD NSL
COMMON
67067Y104
2275
349480
SH
SOLE
1
0
349480
0
NUVEEN NJ DIVIDEND ADVANTAGE M
COMMON
67069Y102
3373
246278
SH
SOLE
1
0
246278
0
NUVEEN FLTNG RTE INCM OPP JRO
COMMON
6706EN100
1279
112152
SH
SOLE
1
0
112152
0
NUVEEN ENHANCED MUNI CREDIT OP
COMMON
67070X101
3400
223083
SH
SOLE
1
0
223083
0
NUVEEN AMT-FREE MUNI CREDIT IN
COMMON
67071L106
7708
499201
SH
SOLE
1
0
499201
0
NUVEEN PREFERRED SECURITIES IN
COMMON
67072C105
329
32213
SH
SOLE
1
0
32213
0
NUVEEN FLOATING RATE INC JFR
COMMON
67072T108
1108
98810
SH
SOLE
1
0
98810
0
NUVEEN CRED STRAT INC FD JQC
COMMON
67073D102
1974
240201
SH
SOLE
1
0
240201
0
NUVEEN BUILD AMERICA BOND OPP
COMMON
67074Q102
17831
773559
SH
SOLE
1
0
773559
0
NUVEEN MTG OPP TERM FD 2 JMT
COMMON
67074R100
4401
185392
SH
SOLE
1
0
185392
0
NUVEEN ENERGY MLP TOTAL RETURN
COMMON
67074U103
5571
489108
SH
SOLE
1
0
489108
0
NUVEEN SHT DUR CR OPP FD JSD
COMMON
67074X107
201
12100
SH
SOLE
1
0
12100
0
NUVEEN PFD & INCOME TERM FD JP
COMMON
67075A106
812
32807
SH
SOLE
1
0
32807
0
NUVEEN GLOBAL HIGH INCOME JGH
COMMON
67075G103
592
35027
SH
SOLE
1
0
35027
0
NUVEEN MULTI-MARKET INCOME FUN
COMMON
67075J107
23396
3070357
SH
SOLE
1
0
3070357
0
NUVEEN HIGH INC DEC 18 TGT TER
COMMON
67075P103
4600
464209
SH
SOLE
1
0
464209
0
PIMCO INCOME OPPORTUNITY FUND
COMMON
72202B100
80
3083
SH
SOLE
1
0
3083
0
PIMCO DYNAMIC CREDIT AND MTG I
COMMON
72202D106
32511
1448785
SH
SOLE
1
0
1448785
0
PIONEER HIGH INCOME TR PHT
COMMON
72369H106
3111
320356
SH
SOLE
1
0
320356
0
PRUDENTIAL SHORT DUR HI YLD FD
COMMON
74442F107
2879
194935
SH
SOLE
1
0
194935
0
RIVERNORTH OPPRTUNITIES FD RIV
COMMON
76881Y109
1107
55285
SH
SOLE
1
0
55285
0
SALIENT MIDSTREAM & MLP FUND S
COMMON
79471V105
2701
245100
SH
SOLE
1
0
245100
0
SPECIAL OPPORTUNITIES FUND INC
COMMON
84741T104
6878
462206
SH
SOLE
1
0
462206
0
THL CR SR LN FD TSLF
COMMON
87244R103
1567
92958
SH
SOLE
1
0
92958
0
TORTOISE ENERGY INFRASTRUCTURE
COMMON
89147L100
20351
699841
SH
SOLE
1
0
699841
0
TORTOISE MLP FUND INC NTG
COMMON
89148B101
13678
778951
SH
SOLE
1
0
778951
0
VOYA PRIME RATE TR PPR
COMMON
92913A100
2706
533768
SH
SOLE
1
0
533768
0
WELLS FARGO INC OPPORT FD EAD
COMMON
94987B105
3097
368642
SH
SOLE
1
0
368642
0
WELLS FARGO GLOB DIVD OPP FD E
COMMON
94987C103
2253
379869
SH
SOLE
1
0
379869
0
WELLS FARGO MULTI-SECTOR INCOM
COMMON
94987D101
19632
1503246
SH
SOLE
1
0
1503246
0
WESTERN ASSET EMERGING MARKETS
COMMON
95766A101
8823
567368
SH
SOLE
1
0
567368
0
WESTERN ASSET GLOBAL HIGH INCO
COMMON
95766B109
5226
511357
SH
SOLE
1
0
511357
0
WESTERN ASSET MUNICIPAL PARTNE
COMMON
95766P108
299
19613
SH
SOLE
1
0
19613
0
WA/CLAY INFLATION-LINKED SEC &
COMMON
95766Q106
8094
686501
SH
SOLE
1
0
686501
0
WA/CLAY INFLATION-LINKED OPP &
COMMON
95766R104
8329
729337
SH
SOLE
1
0
729337
0
WESTERN ASSET HGH YLD DFN FD H
COMMON
95768B107
2303
152345
SH
SOLE
1
0
152345
0
WA GLOBAL CORPORATE DEFINED OP
COMMON
95790C107
961
53404
SH
SOLE
1
0
53404
0
WESTERN ASSET CORPORATE TLI
COMMON
95790J102
1656
157451
SH
SOLE
1
0
157451
0