Vice President

0000897101-16-002190.txt : 20160414 0000897101-16-002190.hdr.sgml : 20160414 20160414104825 ACCESSION NUMBER: 0000897101-16-002190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 161570783 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2016 03-31-2016 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 04-14-2016 1 473 5455654 1 0001086316 028-04373 SIT INVESTMENT FIXED INCOME ADVISORS INC INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 175 2775 SH SOLE 1 2775 0 0 AMN HEALTHCARE SERVICES INC COMMON 001744101 643 19125 SH SOLE 1 19125 0 0 ABBOTT LABORATORIES COMMON 002824100 33267 795280 SH SOLE 1 795280 0 0 ADECCO SA-ADR COMMON 006754204 543 16715 SH SOLE 1 16715 0 0 AFFILIATED MANAGERS GROUP INC COMMON 008252108 2805 17275 SH SOLE 1 17275 0 0 AGRIUM INC COMMON 008916108 31953 361905 SH SOLE 1 361905 0 0 ALASKA AIR GROUP INC COMMON 011659109 5063 61725 SH SOLE 1 61725 0 0 ALEXANDRIA REAL ESTATE EQ COMMON 015271109 36875 405705 SH SOLE 1 405705 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 6231 44755 SH SOLE 1 44755 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 2471 34000 SH SOLE 1 34000 0 0 ALLSTATE CORP COMMON 020002101 18660 276974 SH SOLE 1 276974 0 0 AMETEK INC COMMON 031100100 1200 24000 SH SOLE 1 24000 0 0 ANIXTER INTERNATIONAL INC COMMON 035290105 1133 21750 SH SOLE 1 21750 0 0 APPLE INC COMMON 037833100 80756 740950 SH SOLE 1 740950 0 0 APPLIED MATERIALS INC COMMON 038222105 66734 3150785 SH SOLE 1 3150785 0 0 ARISTA NETWORKS INC COMMON 040413106 2843 45050 SH SOLE 1 45050 0 0 ASPEN TECHNOLOGY INC COMMON 045327103 4038 111755 SH SOLE 1 111755 0 0 AUTODESK INC COMMON 052769106 1096 18800 SH SOLE 1 18800 0 0 AUTOMATIC DATA PROCESSING INC COMMON 053015103 19010 211905 SH SOLE 1 211905 0 0 AVERY DENNISON CORP COMMON 053611109 79 1100 SH SOLE 1 1100 0 0 BANK OF NEW YORK MELLON CORP COMMON 064058100 415 11270 SH SOLE 1 11270 0 0 BECTON DICKINSON AND CO COMMON 075887109 46736 307840 SH SOLE 1 307840 0 0 BERKSHIRE HILLS BANCORP INC COMMON 084680107 84 3125 SH SOLE 1 3125 0 0 BIG LOTS INC COMMON 089302103 80 1775 SH SOLE 1 1775 0 0 BLACKROCK CAPITAL CORP COMMON 092533108 41 4350 SH SOLE 1 4350 0 0 BLOCK H & R INC COMMON 093671105 30335 1148185 SH SOLE 1 1148185 0 0 BOOZ ALLEN HAMILTON HLDG COMMON 099502106 1884 62225 SH SOLE 1 62225 0 0 BRINKER INTERNATIONAL INC COMMON 109641100 818 17800 SH SOLE 1 17800 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 556 8700 SH SOLE 1 8700 0 0 BUFFALO WILD WINGS INC COMMON 119848109 1313 8865 SH SOLE 1 8865 0 0 CBS CORP CLASS B COMMON 124857202 22137 401825 SH SOLE 1 401825 0 0 CEB INC COMMON 125134106 61 950 SH SOLE 1 950 0 0 CF INDUSTRIES HOLDINGS INC COMMON 125269100 964 30775 SH SOLE 1 30775 0 0 CNOOC LTD ADR DEPOSITORY RECEI 126132109 123 1050 SH SOLE 1 1050 0 0 CSX CORP COMMON 126408103 113 4375 SH SOLE 1 4375 0 0 CVS HEALTH CORPORATION COMMON 126650100 80068 771890 SH SOLE 1 771890 0 0 CAL MAINE FOODS INC COMMON 128030202 49 950 SH SOLE 1 950 0 0 CAPELLA EDUCATION CO COMMON 139594105 1113 21150 SH SOLE 1 21150 0 0 CARLISLE COS INC COMMON 142339100 1604 16125 SH SOLE 1 16125 0 0 CARTER'S INC COMMON 146229109 84 800 SH SOLE 1 800 0 0 CASEYS GENERAL STORES INC COMMON 147528103 1937 17090 SH SOLE 1 17090 0 0 CATERPILLAR INC COMMON 149123101 260 3400 SH SOLE 1 3400 0 0 CATO CORP COMMON 149205106 54 1400 SH SOLE 1 1400 0 0 CELGENE CORP COMMON 151020104 10862 108520 SH SOLE 1 108520 0 0 CENTURY CMNTYS INC COMMON 156504300 798 46750 SH SOLE 1 46750 0 0 CHEVRON CORP COMMON 166764100 691 7245 SH SOLE 1 7245 0 0 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 4846 10289 SH SOLE 1 10289 0 0 CIENA CORP COMMON 171779309 7074 371910 SH SOLE 1 371910 0 0 CITIGROUP INC COMMON 172967424 265 6350 SH SOLE 1 6350 0 0 CLARCOR INC COMMON 179895107 1185 20500 SH SOLE 1 20500 0 0 COCA-COLA CO/THE COMMON 191216100 1513 32625 SH SOLE 1 32625 0 0 COGNIZANT TECH SOLUTIONS CL A 192446102 8662 138155 SH SOLE 1 138155 0 0 COLUMBIA BKG SYS INC COMMON 197236102 88 2950 SH SOLE 1 2950 0 0 COMMERCIAL METALS CO COMMON 201723103 43 2550 SH SOLE 1 2550 0 0 CONNECTICUT WTR SVC INC COMMON 207797101 34 750 SH SOLE 1 750 0 0 CONTINENTAL RESOURCES INC COMMON 212015101 2837 93460 SH SOLE 1 93460 0 0 CRANE CO COMMON 224399105 1456 27025 SH SOLE 1 27025 0 0 DST SYS INC DEL COMMON 233326107 2450 21725 SH SOLE 1 21725 0 0 DTE ENERGY CO COMMON 233331107 33107 365175 SH SOLE 1 365175 0 0 DANAHER CORP COMMON 235851102 2558 26965 SH SOLE 1 26965 0 0 DELTA AIR LINES INC COMMON 247361702 48052 987105 SH SOLE 1 987105 0 0 DELUXE CORP COMMON 248019101 125 2000 SH SOLE 1 2000 0 0 DEXCOM INC COMMON 252131107 788 11600 SH SOLE 1 11600 0 0 DICKS SPORTING GOODS INC COMMON 253393102 3295 70475 SH SOLE 1 70475 0 0 DISNEY WALT CO COMMON 254687106 3931 39585 SH SOLE 1 39585 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 38936 764650 SH SOLE 1 764650 0 0 DONEGAL GROUP INC-CL A COMMON 257701201 76 5300 SH SOLE 1 5300 0 0 DONNELLEY R R & SONS CO COMMON 257867101 107 6525 SH SOLE 1 6525 0 0 DOW CHEM CO COMMON 260543103 45023 885235 SH SOLE 1 885235 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 5167 109550 SH SOLE 1 109550 0 0 ECOLAB INC COMMON 278865100 13288 119150 SH SOLE 1 119150 0 0 ELECTRONIC ARTS INC COMMON 285512109 3078 46565 SH SOLE 1 46565 0 0 EMERSON ELECTRIC CO COMMON 291011104 231 4240 SH SOLE 1 4240 0 0 EQUIFAX INC COMMON 294429105 7175 62780 SH SOLE 1 62780 0 0 ETHAN ALLEN INTERIORS INC COMMON 297602104 1284 40350 SH SOLE 1 40350 0 0 EURONET WORLDWIDE INC COMMON 298736109 5505 74275 SH SOLE 1 74275 0 0 FINISH LINE INC COMMON 317923100 1692 80200 SH SOLE 1 80200 0 0 FRANKLIN RESOURCES INC COMMON 354613101 418 10700 SH SOLE 1 10700 0 0 GALLAGHER ARTHUR J & CO COMMON 363576109 25986 584223 SH SOLE 1 584223 0 0 GENERAL ELECTRIC CO COMMON 369604103 54698 1720595 SH SOLE 1 1720595 0 0 GENERAL MILLS INC COMMON 370334104 760 12000 SH SOLE 1 12000 0 0 GENUINE PARTS CO COMMON 372460105 31726 319300 SH SOLE 1 319300 0 0 GILEAD SCIENCES INC COMMON 375558103 50999 555185 SH SOLE 1 555185 0 0 GODADDY INC-CLASS A COMMON 380237107 986 30500 SH SOLE 1 30500 0 0 GRACO INC COMMON 384109104 55 650 SH SOLE 1 650 0 0 HSBC HOLDINGS PLC ADR DEPOSITORY RECEI 404280406 2406 77300 SH SOLE 1 77300 0 0 HANESBRANDS INC COMMON 410345102 4678 165070 SH SOLE 1 165070 0 0 HARTFORD FINL SVCS GROUP COMMON 416515104 50600 1098100 SH SOLE 1 1098100 0 0 HEALTHCARE SERVICES GRP INC COMMON 421906108 2586 70250 SH SOLE 1 70250 0 0 HEALTHSOUTH CORP COMMON 421924309 94 2500 SH SOLE 1 2500 0 0 HOME DEPOT INC COMMON 437076102 77627 581784 SH SOLE 1 581784 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 57438 512610 SH SOLE 1 512610 0 0 HORACE MANN EDUCATORS COR COMMON 440327104 79 2500 SH SOLE 1 2500 0 0 HUBBELL INC COMMON 443510607 1189 11225 SH SOLE 1 11225 0 0 HUMANA INC COMMON 444859102 2860 15630 SH SOLE 1 15630 0 0 HUNTSMAN CORP COMMON 447011107 33 2475 SH SOLE 1 2475 0 0 IBERDROLA SA ADR DEPOSITORY RECEI 450737101 1232 46040 SH SOLE 1 46040 0 0 ITT CORP COMMON 450911201 2521 68325 SH SOLE 1 68325 0 0 ING GROEP N V ADR DEPOSITORY RECEI 456837103 1887 158135 SH SOLE 1 158135 0 0 INGREDION INC COMMON 457187102 85 800 SH SOLE 1 800 0 0 INTEL CORP COMMON 458140100 74560 2304790 SH SOLE 1 2304790 0 0 INTERNATIONAL PAPER CO COMMON 460146103 32466 791085 SH SOLE 1 791085 0 0 IONIS PHARMACEUTICALS INC COMMON 462222100 1564 38625 SH SOLE 1 38625 0 0 ITC HOLDINGS CORP COMMON 465685105 1302 29875 SH SOLE 1 29875 0 0 JOHNSON & JOHNSON COMMON 478160104 85794 792920 SH SOLE 1 792920 0 0 KIMBERLY CLARK CORP COMMON 494368103 49245 366110 SH SOLE 1 366110 0 0 KINDRED HEALTHCARE INC COMMON 494580103 64 5200 SH SOLE 1 5200 0 0 KINGSTONE COS INC COMMON 496719105 75 9100 SH SOLE 1 9100 0 0 KNIGHT TRANSPORTATION INC COMMON 499064103 851 32550 SH SOLE 1 32550 0 0 LACLEDE GROUP INC COMMON 505597104 1225 18075 SH SOLE 1 18075 0 0 LAUDER ESTEE COS INC COMMON 518439104 6107 64750 SH SOLE 1 64750 0 0 LEGG MASON INC COMMON 524901105 51095 1473328 SH SOLE 1 1473328 0 0 LINCOLN ELECTRIC HLDGS INC COMMON 533900106 851 14525 SH SOLE 1 14525 0 0 LIONS GATE ENTMNT CORP COMMON 535919203 766 35075 SH SOLE 1 35075 0 0 LOCKHEED MARTIN CORP COMMON 539830109 40654 183540 SH SOLE 1 183540 0 0 MANHATTAN ASSOCIATES INC COMMON 562750109 2494 43850 SH SOLE 1 43850 0 0 MANTECH INTL CORP COMMON 564563104 859 26850 SH SOLE 1 26850 0 0 MARSH & MCLENNAN COS INC COMMON 571748102 1053 17315 SH SOLE 1 17315 0 0 MARRIOTT INTERNATIONAL INC/DE CL A 571903202 2408 33832 SH SOLE 1 33832 0 0 MARTEN TRANSPORT LTD COMMON 573075108 308 16450 SH SOLE 1 16450 0 0 MCDONALDS CORP COMMON 580135101 339 2700 SH SOLE 1 2700 0 0 MICROSOFT CORP COMMON 594918104 127059 2300535 SH SOLE 1 2300535 0 0 MONOLITHIC PWR SYS INC COMMON 609839105 842 13225 SH SOLE 1 13225 0 0 MOODYS CORP COMMON 615369105 1101 11400 SH SOLE 1 11400 0 0 MURPHY USA INC COMMON 626755102 72 1175 SH SOLE 1 1175 0 0 NEENAH PAPER INC COMMON 640079109 78 1225 SH SOLE 1 1225 0 0 NESTLE SA-SPONS ADR DEPOSITORY RECEI 641069406 3378 45280 SH SOLE 1 45280 0 0 NEW JERSEY RESOURCES CORP COMMON 646025106 77 2125 SH SOLE 1 2125 0 0 NICE SYSTEMS LTD ADR DEPOSITORY RECEI 653656108 238 3675 SH SOLE 1 3675 0 0 NIKE INC CL B 654106103 7610 123805 SH SOLE 1 123805 0 0 NORDSTROM INC COMMON 655664100 978 17100 SH SOLE 1 17100 0 0 NOVAVAX INC COMMON 670002104 967 187400 SH SOLE 1 187400 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 47148 688990 SH SOLE 1 688990 0 0 OLD NATL BANCORP IND COMMON 680033107 77 6350 SH SOLE 1 6350 0 0 ON ASSIGNMENT INC COMMON 682159108 2341 63400 SH SOLE 1 63400 0 0 PACWEST BANCORP DEL COMMON 695263103 1980 53300 SH SOLE 1 53300 0 0 PEPSICO INC COMMON 713448108 80287 783440 SH SOLE 1 783440 0 0 PERKINELMER INC COMMON 714046109 727 14700 SH SOLE 1 14700 0 0 PFIZER INC COMMON 717081103 100232 3381650 SH SOLE 1 3381650 0 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 38628 393725 SH SOLE 1 393725 0 0 POLARIS INDUSTRIES INC COMMON 731068102 24321 246960 SH SOLE 1 246960 0 0 POTLATCH CORP NEW COMMON 737630103 48 1525 SH SOLE 1 1525 0 0 POWER INTEGRATIONS INC COMMON 739276103 103 2075 SH SOLE 1 2075 0 0 PRICELINE.COM INC COMMON 741503403 9524 7389 SH SOLE 1 7389 0 0 PROCTER & GAMBLE CO COMMON 742718109 61449 746550 SH SOLE 1 746550 0 0 PROTO LABS INC COMMON 743713109 1095 14200 SH SOLE 1 14200 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 2522 34925 SH SOLE 1 34925 0 0 RAYTHEON CO COMMON 755111507 46093 375870 SH SOLE 1 375870 0 0 REALTY INCOME CORP COMMON 756109104 31293 500600 SH SOLE 1 500600 0 0 ROCHE HLDG LTD- SPONS ADR DEPOSITORY RECEI 771195104 2060 67275 SH SOLE 1 67275 0 0 ROCKWELL COLLINS INC COMMON 774341101 1309 14200 SH SOLE 1 14200 0 0 ROYAL DUTCH SHELL PLC ADR DEPOSITORY RECEI 780259107 207 4200 SH SOLE 1 4200 0 0 ROYAL DUTCH SHELL PLC-ADR DEPOSITORY RECEI 780259206 390 8050 SH SOLE 1 8050 0 0 RYDER SYS INC COMMON 783549108 29083 448950 SH SOLE 1 448950 0 0 SANGAMO BIOSCIENCES INC COMMON 800677106 162 26725 SH SOLE 1 26725 0 0 SASOL LTD - ADR DEPOSITORY RECEI 803866300 83 2800 SH SOLE 1 2800 0 0 SCHLUMBERGER LTD COMMON 806857108 25722 348775 SH SOLE 1 348775 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 29065 399415 SH SOLE 1 399415 0 0 SERVICE CORP INTL COMMON 817565104 67 2700 SH SOLE 1 2700 0 0 SIEMENS A G - ADR DEPOSITORY RECEI 826197501 798 7540 SH SOLE 1 7540 0 0 SKECHERS U S A INC COMMON 830566105 1583 52000 SH SOLE 1 52000 0 0 JM SMUCKER CO COMMON 832696405 49365 380200 SH SOLE 1 380200 0 0 SNAP-ON INC COMMON 833034101 40917 260637 SH SOLE 1 260637 0 0 STARBUCKS CORP COMMON 855244109 38588 646370 SH SOLE 1 646370 0 0 STERICYCLE INC COMMON 858912108 3723 29500 SH SOLE 1 29500 0 0 SUNCOR ENERGY INC COMMON 867224107 34299 1233350 SH SOLE 1 1233350 0 0 TJX COS INC COMMON 872540109 46052 587775 SH SOLE 1 587775 0 0 TAIWAN SEMICONDUCTOR ADR DEPOSITORY RECEI 874039100 86 3300 SH SOLE 1 3300 0 0 TAKE-TWO INTERACTIVE SOFTWARE COMMON 874054109 1256 33350 SH SOLE 1 33350 0 0 TAL ED GROUP ADR DEPOSITORY RECEI 874080104 391 7875 SH SOLE 1 7875 0 0 TANDEM DIABETES CARE INC COMMON 875372104 989 113500 SH SOLE 1 113500 0 0 TATA MOTORS LTD-SPON ADR DEPOSITORY RECEI 876568502 268 9225 SH SOLE 1 9225 0 0 TELEFLEX INC COMMON 879369106 114 725 SH SOLE 1 725 0 0 TENNECO INC COMMON 880349105 1087 21100 SH SOLE 1 21100 0 0 TEVA PHARMACEUTICAL-SP ADR DEPOSITORY RECEI 881624209 52598 982950 SH SOLE 1 982950 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 6932 48955 SH SOLE 1 48955 0 0 THOR INDS INC COMMON 885160101 1314 20600 SH SOLE 1 20600 0 0 TIME INC COMMON 887228104 79 5125 SH SOLE 1 5125 0 0 TIME WARNER INC COMMON 887317303 5917 81560 SH SOLE 1 81560 0 0 TORO CO COMMON 891092108 96 1115 SH SOLE 1 1115 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 18414 317600 SH SOLE 1 317600 0 0 US BANCORP COMMON 902973304 52476 1292840 SH SOLE 1 1292840 0 0 UMPQUA HLDGS CORP COMMON 904214103 16492 1039875 SH SOLE 1 1039875 0 0 UNIBAIL-RODAMCO SE-ADR COMMON 904587102 792 28770 SH SOLE 1 28770 0 0 UNION PACIFIC CORP COMMON 907818108 31548 396575 SH SOLE 1 396575 0 0 UNITED PARCEL SERVICE INC CL B 911312106 32031 303695 SH SOLE 1 303695 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 29119 290895 SH SOLE 1 290895 0 0 VERMILION ENERGY INC COMMON 923725105 48 1650 SH SOLE 1 1650 0 0 WABTEC CORP/DE COMMON 929740108 1094 13800 SH SOLE 1 13800 0 0 WAL-MART STORES INC COMMON 931142103 202 2950 SH SOLE 1 2950 0 0 WASTE CONNECTIONS INC COMMON 941053100 5936 91900 SH SOLE 1 91900 0 0 WATSCO INC COMMON 942622200 57 425 SH SOLE 1 425 0 0 WELLS FARGO & CO COMMON 949746101 73723 1524470 SH SOLE 1 1524470 0 0 WESTERN REFINING INC COMMON 959319104 1421 48850 SH SOLE 1 48850 0 0 WESTPAC BANKING CORP-ADR DEPOSITORY RECEI 961214301 112 4800 SH SOLE 1 4800 0 0 XILINX INC COMMON 983919101 15666 330300 SH SOLE 1 330300 0 0 ZURICH INS GROUP LTD-ADR DEPOSITORY RECEI 989825104 997 46620 SH SOLE 1 46620 0 0 DUN & BRADSTREET CORP DEL COMMON 26483E100 82 800 SH SOLE 1 800 0 0 PETROCHINA CO LTD ADR DEPOSITORY RECEI 71646E100 152 2300 SH SOLE 1 2300 0 0 COVANTA HLDG CORP COMMON 22282E102 61 3600 SH SOLE 1 3600 0 0 TARGET CORP COMMON 87612E106 61810 751210 SH SOLE 1 751210 0 0 TRAVELERS COS INC/THE COMMON 89417E109 595 5100 SH SOLE 1 5100 0 0 AMC NETWORKS INC COMMON 00164V103 1390 21400 SH SOLE 1 21400 0 0 ABBVIE INC COMMON 00287Y109 50068 876545 SH SOLE 1 876545 0 0 ACADIA HEALTHCARE COMPANY COMMON 00404A109 5288 95950 SH SOLE 1 95950 0 0 ADOBE SYSTEMS INC COMMON 00724F101 9940 105975 SH SOLE 1 105975 0 0 ADVISORY BRD CO COMMON 00762W107 902 27975 SH SOLE 1 27975 0 0 ALIBABA GROUP HOLDING LTD ADR DEPOSITORY RECEI 01609W102 391 4950 SH SOLE 1 4950 0 0 ALPHABET INC CL C 02079K107 10827 14534 SH SOLE 1 14534 0 0 ALPHABET INC CL A 02079K305 42351 55513 SH SOLE 1 55513 0 0 AMBEV SA ADR DEPOSITORY RECEI 02319V103 191 36900 SH SOLE 1 36900 0 0 AMERIPRISE FINANCIAL INC COMMON 03076C106 3194 33970 SH SOLE 1 33970 0 0 AMSURG CORP COMMON 03232P405 4838 64850 SH SOLE 1 64850 0 0 ANHEUSER BUSCH INBEV SA/N ADR DEPOSITORY RECEI 03524A108 4534 36370 SH SOLE 1 36370 0 0 ANSYS INC COMMON 03662Q105 7477 83575 SH SOLE 1 83575 0 0 APPLIED INDL TECHNOLOGIES COMMON 03820C105 56 1300 SH SOLE 1 1300 0 0 ATHENAHEALTH INC COMMON 04685W103 853 6150 SH SOLE 1 6150 0 0 BCE INC COMMON 05534B760 40662 892895 SH SOLE 1 892895 0 0 BANCO SANTANDER CHILE ADR DEPOSITORY RECEI 05965X109 106 5500 SH SOLE 1 5500 0 0 BIODELIVERY SCIENCES INTL COMMON 09060J106 466 144150 SH SOLE 1 144150 0 0 BIOGEN INC COMMON 09062X103 1969 7565 SH SOLE 1 7565 0 0 BIO-TECHNE CORP COMMON 09073M104 829 8775 SH SOLE 1 8775 0 0 BRIXMOR PPTY GROUP INC COMMON 11120U105 29734 1160573 SH SOLE 1 1160573 0 0 BROADRIDGE FINANCIAL SOLUTIONS COMMON 11133T103 77 1300 SH SOLE 1 1300 0 0 CALIFORNIA RES CORP COMMON 13057Q107 62 60164 SH SOLE 1 60164 0 0 CARDINAL HEALTH INC COMMON 14149Y108 53164 648740 SH SOLE 1 648740 0 0 CARDTRONICS INC COMMON 14161H108 3806 105750 SH SOLE 1 105750 0 0 CELLDEX THERAPEUTICS INC COMMON 15117B103 239 63275 SH SOLE 1 63275 0 0 CENTENE CORP COMMON 15135B101 1324 21500 SH SOLE 1 21500 0 0 CENTERPOINT ENERGY INC COMMON 15189T107 25557 1221650 SH SOLE 1 1221650 0 0 CHINA LIFE INS CO LTD ADR DEPOSITORY RECEI 16939P106 231 18800 SH SOLE 1 18800 0 0 CHINA MOBILE LIMITED - ADR DEPOSITORY RECEI 16941M109 401 7225 SH SOLE 1 7225 0 0 CINEMARK HOLDINGS INC COMMON 17243V102 85 2375 SH SOLE 1 2375 0 0 COCA-COLA ENTERPRISES INC COMMON 19122T109 2481 48900 SH SOLE 1 48900 0 0 COMSCORE INC COMMON 20564W105 1380 45950 SH SOLE 1 45950 0 0 DSW INC COMMON 23334L102 1742 63025 SH SOLE 1 63025 0 0 DIAGEO PLC ADR DEPOSITORY RECEI 25243Q205 5410 50155 SH SOLE 1 50155 0 0 EOG RESOURCES INC COMMON 26875P101 1429 19695 SH SOLE 1 19695 0 0 EQT CORP COMMON 26884L109 417 6200 SH SOLE 1 6200 0 0 EAST WEST BANCORP INC COMMON 27579R104 78 2400 SH SOLE 1 2400 0 0 ECHO GLOBAL LOGISTICS INC COMMON 27875T101 430 15850 SH SOLE 1 15850 0 0 EMBRAER SA ADR DEPOSITORY RECEI 29082A107 237 8975 SH SOLE 1 8975 0 0 EMCOR GROUP INC COMMON 29084Q100 1843 37925 SH SOLE 1 37925 0 0 EQUITY LIFESTYLE PPTYS INC COMMON 29472R108 111 1525 SH SOLE 1 1525 0 0 EVERCORE PARTNERS INC-CL A COMMON 29977A105 67 1300 SH SOLE 1 1300 0 0 EXPRESS SCRIPTS HOLDING CO COMMON 30219G108 2404 35000 SH SOLE 1 35000 0 0 EXXON MOBIL CORP COMMON 30231G102 906 10835 SH SOLE 1 10835 0 0 FACEBOOK INC-A COMMON 30303M102 9158 80260 SH SOLE 1 80260 0 0 FARMLAND PARTNERS INC COMMON 31154R109 71 6575 SH SOLE 1 6575 0 0 FEDEX CORP COMMON 31428X106 31734 195020 SH SOLE 1 195020 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 4005 60100 SH SOLE 1 60100 0 0 G-III APPAREL GROUP LTD COMMON 36237H101 3127 63966 SH SOLE 1 63966 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 3892 24790 SH SOLE 1 24790 0 0 HDFC BANK LTD-ADR COMMON 40415F101 222 3600 SH SOLE 1 3600 0 0 HALOZYME THERAPEUTICS INC COMMON 40637H109 780 82350 SH SOLE 1 82350 0 0 IDEX CORP COMMON 45167R104 1117 13475 SH SOLE 1 13475 0 0 INCYTE CORP COMMON 45337C102 2660 36710 SH SOLE 1 36710 0 0 INNOPHOS HOLDINGS INC COMMON 45774N108 41 1325 SH SOLE 1 1325 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45866F104 1340 5700 SH SOLE 1 5700 0 0 ISHARES MSCI INDIA ETF COMMON 46429B598 753 27775 SH SOLE 1 27775 0 0 JPMORGAN CHASE & CO COMMON 46625H100 62738 1059405 SH SOLE 1 1059405 0 0 JANUS CAPITAL GROUP INC COMMON 47102X105 78 5325 SH SOLE 1 5325 0 0 JD.COM INC ADR DEPOSITORY RECEI 47215P106 203 7650 SH SOLE 1 7650 0 0 K2M GROUP HLDGS INC COMMON 48273J107 1648 111100 SH SOLE 1 111100 0 0 MKS INSTRUMENTS INC COMMON 55306N104 137 3650 SH SOLE 1 3650 0 0 MACQUARIE INFRASTRUCTURE CORP COMMON 55608B105 43688 647800 SH SOLE 1 647800 0 0 MACYS INC COMMON 55616P104 23848 540890 SH SOLE 1 540890 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 38051 1023430 SH SOLE 1 1023430 0 0 MCKESSON CORP COMMON 58155Q103 1692 10760 SH SOLE 1 10760 0 0 MERCK & CO INC COMMON 58933Y105 32589 615925 SH SOLE 1 615925 0 0 MONOGRAM RESIDENTIAL TRUST INC COMMON 60979P105 66 6700 SH SOLE 1 6700 0 0 MONSANTO CO COMMON 61166W101 263 3000 SH SOLE 1 3000 0 0 MOSAIC CO/THE COMMON 61945C103 277 10250 SH SOLE 1 10250 0 0 NEXTERA ENERGY INC COMMON 65339F101 53928 455700 SH SOLE 1 455700 0 0 ORACLE CORP COMMON 68389X105 3855 94225 SH SOLE 1 94225 0 0 ORBITAL ATK INC COMMON 68557N103 15537 178707 SH SOLE 1 178707 0 0 PAYPAL HLDGS INC COMMON 70450Y103 2387 61835 SH SOLE 1 61835 0 0 PHYSICIANS RLTY TR COMMON 71943U104 1446 77825 SH SOLE 1 77825 0 0 PINNACLE FOODS INC COMMON 72348P104 71 1600 SH SOLE 1 1600 0 0 PROVIDENT FINL SVCS INC COMMON 74386T105 103 5125 SH SOLE 1 5125 0 0 PUMA BIOTECHNOLOGY INC COMMON 74587V107 173 5875 SH SOLE 1 5875 0 0 RELX NV-SPON ADR DEPOSITORY RECEI 75955B102 1118 63785 SH SOLE 1 63785 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 6757 67455 SH SOLE 1 67455 0 0 SENSIENT TECHNOLOGIES COR COMMON 81725T100 94 1475 SH SOLE 1 1475 0 0 SIGNATURE BANK NY COMMON 82669G104 4502 33075 SH SOLE 1 33075 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 31240 401030 SH SOLE 1 401030 0 0 SOUTHERN COPPER CORP COMMON 84265V105 78 2800 SH SOLE 1 2800 0 0 SYNCHRONOSS TECHNOLOGIES COMMON 87157B103 1763 54525 SH SOLE 1 54525 0 0 SYNAPTICS INC COMMON 87157D109 4822 60475 SH SOLE 1 60475 0 0 TARGA RESOURCES CORP COMMON 87612G101 10 325 SH SOLE 1 325 0 0 TEAM HEALTH HOLDINGS INC COMMON 87817A107 1522 36400 SH SOLE 1 36400 0 0 3M CO COMMON 88579Y101 16061 96390 SH SOLE 1 96390 0 0 TORTOISE ENERGY INFRSTRCT COMMON 89147L100 28181 1145556 SH SOLE 1 1145556 0 0 ULTA SALON COSMETICS & FRAG COMMON 90384S303 6074 31350 SH SOLE 1 31350 0 0 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 7967 41175 SH SOLE 1 41175 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 59341 460365 SH SOLE 1 460365 0 0 VAIL RESORTS INC COMMON 91879Q109 1796 13435 SH SOLE 1 13435 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 126587 2340740 SH SOLE 1 2340740 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 1057 13300 SH SOLE 1 13300 0 0 VISA INC COMMON 92826C839 48818 638305 SH SOLE 1 638305 0 0 WEC ENERGY GROUP INC COMMON 92939U106 40738 678175 SH SOLE 1 678175 0 0 ZIMMER BIOMET HLDGS INC COMMON 98956P102 41170 386105 SH SOLE 1 386105 0 0 AURELIUS SE & CO KGAA COMMON B17NLM7 1218 20000 SH SOLE 1 20000 0 0 ALLERGAN INC COMMON G0177J108 9979 37230 SH SOLE 1 37230 0 0 AMBARELLA INC COMMON G037AX101 1569 35100 SH SOLE 1 35100 0 0 ACCENTURE PLC COMMON G1151C101 43604 377855 SH SOLE 1 377855 0 0 DELPHI AUTOMOTIVE PLC COMMON G27823106 28738 383065 SH SOLE 1 383065 0 0 FRESH DEL MONTE PRODUCE INC COMMON G36738105 80 1900 SH SOLE 1 1900 0 0 INGERSOLL-RAND COMPANY LTD CL A G47791101 1321 21300 SH SOLE 1 21300 0 0 INVESCO LTD COMMON G491BT108 67816 2203950 SH SOLE 1 2203950 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 1253 9600 SH SOLE 1 9600 0 0 MEDTRONIC PLC COMMON G5960L103 127989 1706525 SH SOLE 1 1706525 0 0 NIELSEN HOLDINGS PLC COMMON G6518L108 47490 901815 SH SOLE 1 901815 0 0 STERIS PLC COMMON G84720104 2547 35850 SH SOLE 1 35850 0 0 TYCO INTERNATIONAL PLC COMMON G91442106 1802 49100 SH SOLE 1 49100 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 20512 434675 SH SOLE 1 434675 0 0 GOLAR LNG LTD BERMUDA COMMON G9456A100 17 950 SH SOLE 1 950 0 0 CHUBB CORP COMMON H1467J104 36253 304260 SH SOLE 1 304260 0 0 ORION ENGINEERED CARBONS COMMON L72967109 56 3975 SH SOLE 1 3975 0 0 ASML HOLDING NV NY REG SHS N07059210 404 4025 SH SOLE 1 4025 0 0 MOBILEYE N V AMSTELVEEN COMMON N51488117 1937 51950 SH SOLE 1 51950 0 0 LYONDELLBASELL INDUSTRIES COMMON N53745100 23163 270655 SH SOLE 1 270655 0 0 MYLAN NV COMMON N59465109 2709 58450 SH SOLE 1 58450 0 0 BROADCOM LIMITED COMMON Y09827109 80232 519301 SH SOLE 1 519301 0 0 ALLIANZGI CONV & INCOME FD II COMMON 018825109 2481 508325 SH SOLE 1 0 508325 0 ALLIANZGI CONV & INCOME FD NC COMMON 018828103 2442 440756 SH SOLE 1 0 440756 0 BLACKROCK MUNI INC QUAL TR BY COMMON 092479104 614 40788 SH SOLE 1 0 40788 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 25792 2060070 SH SOLE 1 0 2060070 0 BROOKFIELD MTG OPP INC FD BOI COMMON 112792106 24743 1690063 SH SOLE 1 0 1690063 0 CLEARBRIDGE AMER ENG MLP FD C COMMON 184691103 4363 624176 SH SOLE 1 0 624176 0 CLEARBRIDGE ENERGY MLP FD CE COMMON 184692101 3152 232246 SH SOLE 1 0 232246 0 CREDIT SUISSE ASSET MGMT CIK COMMON 224916106 363 126400 SH SOLE 1 0 126400 0 CUSHING MLP TOTAL RET FD SRV COMMON 231631201 4461 451903 SH SOLE 1 0 451903 0 CUTWATER SELECT INCOME FUND CS COMMON 232229104 7990 417474 SH SOLE 1 0 417474 0 DELAWARE INVTS DIV & INCO DDF COMMON 245915103 219 24044 SH SOLE 1 0 24044 0 DREYFUS STRATEGIC MUNICIPALS L COMMON 261932107 2330 259727 SH SOLE 1 0 259727 0 ELLSWORTH GROWTH & INCOME ECF COMMON 289074106 1946 256115 SH SOLE 1 0 256115 0 FIRST TR ABERDEEN GLB FAM COMMON 337319107 5967 544408 SH SOLE 1 0 544408 0 FLAHERTY & CRUMRINE PFD SECURI COMMON 338478100 305 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 203 10000 SH SOLE 1 0 10000 0 FORT DEARBORN INCOME SECURITIE COMMON 347200107 6234 432011 SH SOLE 1 0 432011 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 17208 1237439 SH SOLE 1 0 1237439 0 KAYNE ANDERSON MLP INVT CO KY COMMON 486606106 10853 654985 SH SOLE 1 0 654985 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 5565 684462 SH SOLE 1 0 684462 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 7322 1255862 SH SOLE 1 0 1255862 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 3436 624678 SH SOLE 1 0 624678 0 MANAGED HIGH YLD PLUS FD HYF COMMON 561911108 3390 1904232 SH SOLE 1 0 1904232 0 NUVEEN MN MUNI INCOME FD NMS COMMON 670734102 2157 136419 SH SOLE 1 0 136419 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 670735109 3975 176821 SH SOLE 1 0 176821 0 NUVEEN PA INVESTMENT QUALITY M COMMON 670972108 757 52779 SH SOLE 1 0 52779 0 NUVEEN SELECT QUALITY MUNICIPA COMMON 670973106 3767 256978 SH SOLE 1 0 256978 0 NUVEEN MI QUALITY INCOME MUNIC COMMON 670979103 229 15963 SH SOLE 1 0 15963 0 NUVEEN PREMIER MUNICIPAL INCOM COMMON 670988104 1719 121713 SH SOLE 1 0 121713 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 45562 9612274 SH SOLE 1 0 9612274 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 35105 7978338 SH SOLE 1 0 7978338 0 PUTNAM MUNICIPAL OPPORTUNITIES COMMON 746922103 309 24366 SH SOLE 1 0 24366 0 REAVES UTIL INCOME FD UTG COMMON 756158101 7420 247494 SH SOLE 1 0 247494 0 STRATEGIC GLOBAL INCOME F SGL COMMON 862719101 17180 1928152 SH SOLE 1 0 1928152 0 WESTERN ASSET PREMIER WEA COMMON 957664105 5931 472602 SH SOLE 1 0 472602 0 WESTERN ASSET VARIABLE RATE ST COMMON 957667108 13180 859163 SH SOLE 1 0 859163 0 WESTERN ASSET WORLDWIDE INC FD COMMON 957668106 7857 756165 SH SOLE 1 0 756165 0 ALLIANCEBERNSTEIN INCOME FUND COMMON 01881E101 67301 8573379 SH SOLE 1 0 8573379 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 17637 1317144 SH SOLE 1 0 1317144 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 597 42800 SH SOLE 1 0 42800 0 ADVENT CLAYMORE ENH GRW & LCM COMMON 00765E104 2109 256936 SH SOLE 1 0 256936 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254E103 2860 189643 SH SOLE 1 0 189643 0 FIRST TRUST MORTGAGE INCOME FU COMMON 33734E103 17799 1238653 SH SOLE 1 0 1238653 0 INVESCO ADVANTAGE MUNICIPAL IN COMMON 46132E103 6498 524433 SH SOLE 1 0 524433 0 WESTERN ASSET EMRG MKT IN EMD COMMON 95766E103 1865 181786 SH SOLE 1 0 181786 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 819 56692 SH SOLE 1 0 56692 0 BLACKROCK INCOME TRUST BKT COMMON 09247F100 41819 6307505 SH SOLE 1 0 6307505 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 329 21600 SH SOLE 1 0 21600 0 BLACKROCK STRATEGIC MUNI TR B COMMON 09248T109 158 10873 SH SOLE 1 0 10873 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 6077 264336 SH SOLE 1 0 264336 0 BLACKROCK CA MUNI 2018 TE BJZ COMMON 09249C105 597 39665 SH SOLE 1 0 39665 0 BLACKROCK MUNIC BD INVST BIE COMMON 09249K107 995 62227 SH SOLE 1 0 62227 0 BLACKROCK LONG-TERM MUNICIPAL COMMON 09250B103 8622 724572 SH SOLE 1 0 724572 0 BLACKROCK FL MUNICIPAL 2020 TE COMMON 09250M109 148 9783 SH SOLE 1 0 9783 0 BLACKROCK MUNIHOLDINGS FUND II COMMON 09253P109 2492 153337 SH SOLE 1 0 153337 0 BLACKROCK MUNIYIELD FUND MYD COMMON 09253W104 377 24302 SH SOLE 1 0 24302 0 BLACKROCK MUNIENHANCED FD MEN COMMON 09253Y100 313 25300 SH SOLE 1 0 25300 0 BLACKROCK MUNIHOLDNGS QUAL FUN COMMON 09254A101 4528 322285 SH SOLE 1 0 322285 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 3985 284214 SH SOLE 1 0 284214 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254G108 2417 172742 SH SOLE 1 0 172742 0 BLACKROCK MUNIHOLDINGS INVESTM COMMON 09254P108 5735 378309 SH SOLE 1 0 378309 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254R104 137 8500 SH SOLE 1 0 8500 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254T100 4833 331513 SH SOLE 1 0 331513 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 5246 360274 SH SOLE 1 0 360274 0 BLACKROCK MUNIHOLDINGS NJ QLTY COMMON 09254X101 821 54439 SH SOLE 1 0 54439 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 256 17000 SH SOLE 1 0 17000 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 788 51700 SH SOLE 1 0 51700 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 29681 2188847 SH SOLE 1 0 2188847 0 BLACKROCK DEBT STRATEGIES FD D COMMON 09255R103 2000 576376 SH SOLE 1 0 576376 0 BROOKFIELD TOTAL RETURN FUND H COMMON 11283U108 11030 455213 SH SOLE 1 0 455213 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P100 11015 977382 SH SOLE 1 0 977382 0 CLEARBRIDGE ENERGY MLP TR CTR COMMON 18469Q108 8680 836224 SH SOLE 1 0 836224 0 COHEN & STEERS SLCT PFD & INC COMMON 19248Y107 286 11300 SH SOLE 1 0 11300 0 COHEN & STEERS MLP INC & ENG O COMMON 19249B106 6951 862411 SH SOLE 1 0 862411 0 CORNERSTONE TOTAL RETURN CRF COMMON 21924U300 16807 1043904 SH SOLE 1 0 1043904 0 DELAWARE INVESTMENTS MN MUNICI COMMON 24610V103 4724 321350 SH SOLE 1 0 321350 0 DEUTSCHE HIGH INCOME OPPORT FD COMMON 25158Y102 10507 788197 SH SOLE 1 0 788197 0 DEUTSCHE MUNICIPAL INCOME TRUS COMMON 25160C106 7810 558677 SH SOLE 1 0 558677 0 DEUTSCHE STRATEGIC INC TR KST COMMON 25160F109 377 34075 SH SOLE 1 0 34075 0 DIVIDEND & INCOME FD INC DNI COMMON 25538A204 3277 293651 SH SOLE 1 0 293651 0 DREYFUS STRATEGIC MUNICIPAL BO COMMON 26202F107 3981 467832 SH SOLE 1 0 467832 0 DUFF & PHELPS UTILITY AND CORP COMMON 26432K108 32243 3351649 SH SOLE 1 0 3351649 0 DUFF & PHELPS SLCT ENGY MLP FD COMMON 26433F108 357 65729 SH SOLE 1 0 65729 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 577 43417 SH SOLE 1 0 43417 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828C106 256 19318 SH SOLE 1 0 19318 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 23842 1808925 SH SOLE 1 0 1808925 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 41911 3141785 SH SOLE 1 0 3141785 0 EATON VANCE TAX ADV FD EXD COMMON 27829M103 2039 165748 SH SOLE 1 0 165748 0 FIDUCIARY CLAYMORE MLP OPP FD COMMON 31647Q106 4112 374879 SH SOLE 1 0 374879 0 FIRST TR DIVIDEND INC FD FAV COMMON 33731L100 1467 169631 SH SOLE 1 0 169631 0 FIRST TR ENERGY INC & GRWTH FD COMMON 33738G104 10283 440931 SH SOLE 1 0 440931 0 FIRST TR MLP & ENERGY INC FE COMMON 33739B104 8259 607271 SH SOLE 1 0 607271 0 FIRST TR NEW OPP MLP & ENG FD COMMON 33739M100 1875 156225 SH SOLE 1 0 156225 0 FIRSTHAND TECHNOLOGY VALUE FUN COMMON 33766Y100 656 87449 SH SOLE 1 0 87449 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 31946 2817077 SH SOLE 1 0 2817077 0 GLOBAL HIGH INCOME FUND GHI COMMON 37933G108 11504 1323772 SH SOLE 1 0 1323772 0 JOHN HANCOCK PREFERRED INCOME COMMON 41013X106 597 28099 SH SOLE 1 0 28099 0 JOHN HANCOCK PREFERRED INCOME COMMON 41021P103 601 31885 SH SOLE 1 0 31885 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 3889 291969 SH SOLE 1 0 291969 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131M106 4851 346986 SH SOLE 1 0 346986 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131T101 243 15800 SH SOLE 1 0 15800 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 5825 417261 SH SOLE 1 0 417261 0 INVESCO PA VALUE MUNICIPAL INC COMMON 46132K109 2844 210509 SH SOLE 1 0 210509 0 INVESCO BD FD VBF COMMON 46132L107 4932 267319 SH SOLE 1 0 267319 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 4545 343546 SH SOLE 1 0 343546 0 KAYNE ANDERSON ENERGY DEV CO COMMON 48660Q102 1149 68873 SH SOLE 1 0 68873 0 MFS INTER INC TRUST MIN COMMON 55273C107 33764 7324120 SH SOLE 1 0 7324120 0 MACQUARIE GLBL INFRASTRUCTURE COMMON 55608D101 1857 92448 SH SOLE 1 0 92448 0 MANAGED DURATION INVESTMENT GR COMMON 56165R103 2117 151833 SH SOLE 1 0 151833 0 MFS INVT GRADE MUN TR CXH COMMON 59318B108 591 58144 SH SOLE 1 0 58144 0 MORGAN STANLEY INCOME SECURITI COMMON 61745P874 5610 320390 SH SOLE 1 0 320390 0 NEXPOINT CRED STRAT FD NHF COMMON 65340G205 1877 103983 SH SOLE 1 0 103983 0 NUVEEN QUAL MUNI FD INC NQI COMMON 67062N103 6894 484125 SH SOLE 1 0 484125 0 NUVEEN PREM INCOME MUN FD NPI COMMON 67062T100 3915 268682 SH SOLE 1 0 268682 0 NUVEEN MUNICIPAL MARKET OPPORT COMMON 67062W103 1941 136503 SH SOLE 1 0 136503 0 NUVEEN PREMIUM INCOME MUNICIPA COMMON 67063W102 5416 367917 SH SOLE 1 0 367917 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67066V101 148 10000 SH SOLE 1 0 10000 0 NUVEEN NJ DIVIDEND ADVANTAGE M COMMON 67069Y102 2651 187382 SH SOLE 1 0 187382 0 NUVEEN GLOBAL EQUITY INCO JGV COMMON 6706EH103 1845 168180 SH SOLE 1 0 168180 0 NUVEEN DIV ADVANTAGE MUN NXZ COMMON 67070F100 851 57275 SH SOLE 1 0 57275 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67070X101 265 17726 SH SOLE 1 0 17726 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67071L106 1830 120659 SH SOLE 1 0 120659 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67071S101 2055 247041 SH SOLE 1 0 247041 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072W101 5303 618821 SH SOLE 1 0 618821 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 335 35765 SH SOLE 1 0 35765 0 NUVEEN BUILD AMERICAN BOND TER COMMON 67074C103 4226 195742 SH SOLE 1 0 195742 0 NUVEEN BUILD AMERICA BOND OPPO COMMON 67074Q102 13050 606394 SH SOLE 1 0 606394 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 67074R100 3013 138768 SH SOLE 1 0 138768 0 NUVEEN ENERGY MLP TOT RT FD J COMMON 67074U103 10123 997381 SH SOLE 1 0 997381 0 NUVEEN MULTI-MARKET INCOME FD COMMON 67075J107 15896 2204731 SH SOLE 1 0 2204731 0 NUVEEN HIGH INC DEC 18 TGT TER COMMON 67075P103 36 3590 SH SOLE 1 0 3590 0 PIMCO CORPORATE INCOME FD PCN COMMON 72200U100 2122 154292 SH SOLE 1 0 154292 0 PIMCO INCOME STRATEGY FUND PFL COMMON 72201H108 10326 1080114 SH SOLE 1 0 1080114 0 PIMCO INCOME STRATEGY FUND II COMMON 72201J104 16056 1835028 SH SOLE 1 0 1835028 0 PIMCO DYNAMIC INCOME FUND PDI COMMON 72201Y101 7203 276508 SH SOLE 1 0 276508 0 PIMCO INCOME OPPORTUNITY FUND COMMON 72202B100 1162 56013 SH SOLE 1 0 56013 0 PIMCO DYNAMIC CRED INC FD PCI COMMON 72202D106 22165 1270951 SH SOLE 1 0 1270951 0 SALIENT MIDSTREAM & MLP FD SM COMMON 79471V105 2127 265872 SH SOLE 1 0 265872 0 SPECIAL OPPORTUNITIES FD SPE COMMON 84741T104 5729 438323 SH SOLE 1 0 438323 0 TORTOISE MLP FD INC NTG COMMON 89148B101 13295 813656 SH SOLE 1 0 813656 0 TORTOISE PIPELINE & ENERGY FD COMMON 89148H108 2233 151507 SH SOLE 1 0 151507 0 VIRTUS TOTAL RETURN FD DCA COMMON 92829A103 182 42938 SH SOLE 1 0 42938 0 VIRTUS GLOBAL MULTI-SEC INC FD COMMON 92829B101 5243 370039 SH SOLE 1 0 370039 0 WELLS FARGO MULTI-SECTOR INCOM COMMON 94987D101 17467 1429344 SH SOLE 1 0 1429344 0 WESTERN ASSET EMRG MKT DE ESD COMMON 95766A101 1711 117837 SH SOLE 1 0 117837 0 WESTERN ASSET GLOBAL HIGH INCO COMMON 95766B109 6107 675607 SH SOLE 1 0 675607 0 WESTERN ASSET MUNICIPAL PARTNE COMMON 95766P108 367 22077 SH SOLE 1 0 22077 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 5717 501909 SH SOLE 1 0 501909 0 WESTERN ASSET/CLAYMORE INFL-LI COMMON 95766R104 10864 982296 SH SOLE 1 0 982296 0