POSASR 1 a09-26909_1posasr.htm POST-EFFECTIVE AMENDMENT NO.1

 

Registration No. 333-150786

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

 

Post-Effective Amendment No. 1

 

to

 

FORM F-3

 

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933

 

 

AEGON N.V.

 

AEGON FUNDING COMPANY LLC

(Exact name of Registrant as specified in its charter)

 

(Exact name of Registrant as specified in its charter)

 

 

 

Not Applicable

 

Delaware

(Translation of Registrant’s name into English)

 

(State or other jurisdiction of incorporation or organization)

 

 

 

The Netherlands

 

42-1489646

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

 

 

Not Applicable

 

Corporation Trust Center

(I.R.S. Employer Identification No.)

 

1209 Orange Street

 

 

Wilmington, DE 19801

AEGONplein 50

 

(319) 355-8511

PO Box 85

 

(Address and telephone number of

2501 CB The Hague

 

Registrant’s principal executive offices)

The Netherlands
011-31-70-344-3210
(Address and telephone number of
Registrant’s principal executive offices)

 

 

 

Craig D. Vermie, Esq.

AEGON USA, INC.

4333 Edgewood Road NE

Cedar Rapids, IA 52499

(319) 355-8511

(Name, address and telephone number of agent for service)

 

Copy of communications to:

A. Peter Harwich, Esq.

Allen & Overy LLP

1221 Avenue of the Americas

New York, NY 10020

(212) 610-6300

 

 

Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement.

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.  o

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  x

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this Form is a registration statement pursuant to General Instruction I.C. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box.  x

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.C. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.  o

 

 

 


 

Explanatory Note

 

The purpose of this Post-Effective Amendment No. 1 to the Registration Statement is to file certain exhibits to the Registration Statement.

 

2


 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 9.    Exhibits

 

Exhibit
Number

 

Description

 

 

 

1.1

 

Form of Underwriting Agreement(1)

 

 

 

1.2

 

Underwriting Agreement dated August 13, 2009 among AEGON N.V. and the underwriters named therein

 

 

 

4.1

 

Articles of Incorporation of AEGON N.V., as amended and restated May 3, 2007(2)

 

 

 

4.2

 

Amendment of the 1983 Merger Agreement among AEGON and Vereniging AEGON(3)

 

 

 

4.3

 

Preferred Shares Voting Rights Agreement(4)

 

 

 

4.4

 

Specimen Share Certificate(5)

 

 

 

4.5

 

Indenture between AEGON N.V., AEGON Funding Corp., AEGON Funding Corp. II and Citibank, N.A., as Trustee(6)

 

 

 

4.6

 

Form of Guarantee (included in Exhibit 4.5)

 

 

 

4.7

 

Form of Warrant Agreement(7)

 

 

 

4.8

 

Form of Purchase Contract Agreement(8)

 

 

 

4.9

 

Form of Unit Agreement(9)

 

 

 

5.1

 

Opinion of Allen & Overy, New York, New York(10)

 

 

 

5.2

 

Opinion of Allen & Overy, Amsterdam, The Netherlands(11)

 

 

 

8.1

 

Tax Opinion of Allen & Overy, New York, New York(12)

 

 

 

23.1

 

Consent of Allen & Overy, New York, New York (included in Exhibit 5.1 and Exhibit 8.1)

 

 

 

23.2

 

Consent of Allen & Overy, Amsterdam, The Netherlands (included in Exhibit 5.2)

 

 

 

23.3

 

Consent of Ernst & Young Accountants, Independent Registered Public Accounting Firm(13)

 

 

 

24.1

 

Powers of Attorney(14)

 

 

 

24.2

 

Powers of Attorney

 

 

 

25.1

 

Statement of Eligibility of The Bank of New York Trust Company, N.A. under the Trust Indenture Act of 1939 on Form T-1(15)

 

(1)

 

Incorporated by reference to Exhibit 1.1 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

 

 

(2)

 

Incorporated by reference to Form 6-K furnished to the SEC on May 31, 2007

 

 

 

(3)

 

Incorporated by reference to Exhibit 4.2 to Form F-3 (file no. 333-106497) filed with the SEC on June 25, 2003.

 

 

 

(4)

 

Incorporated by reference to Exhibit 4.3 to Form F-3 (file no. 333-106497) filed with the SEC on June 25, 2003.

 

 

 

(5)

 

Incorporated by reference to Exhibit 4.2 to Form F-3 (file no. 333-71438) filed with the SEC on

 

3


 

 

 

October 11, 2001.

 

 

 

(6)

 

Incorporated by reference to Exhibit 4.3 to Form F-3 (file no. 333-71438) filed with the SEC on October 11, 2001.

 

 

 

(7)

 

Incorporated by reference to Exhibit 4.12 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 21, 2003.

 

 

 

(8)

 

Incorporated by reference to Exhibit 4.13 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

 

 

(9)

 

Incorporated by reference to Exhibit 4.14 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

 

 

(10)

 

Incorporated by reference to Exhibit 5.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(11)

 

Incorporated by reference to Exhibit 5.2 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(12)

 

Incorporated by reference to Exhibit 8.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(13)

 

Incorporated by reference to Exhibit 23.3 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(14)

 

Incorporated by reference to the signature pages of Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(15)

 

Incorporated by reference to Exhibit 25.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

4


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant, AEGON N.V., certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in The Hague, The Netherlands, on this 12th day of November, 2009.

 

 

AEGON N.V.

 

 

 

 

 

By:

 

 

 

/s/ C.M. van Katwijk

 

Name:

C.M. van Katwijk

 

Title:

Executive Vice President

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons (who comprise a majority of the Executive, Management and Supervisory Boards) in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

*

 

Chief Executive Officer and Chairman of the Executive and Management Boards (Principal Executive Officer)

 

November 12, 2009

A.R. WYNAENDTS

 

 

 

 

 

 

 

 

 

*

 

Member of the Executive and Management Boards and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

 

November 12, 2009

J.J. NOOITGEDAGT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Chairman of the Supervisory Board

 

November 12, 2009

D.G. EUSTACE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Vice-Chairman of the Supervisory Board

 

November 12, 2009

I.W. BAILEY, II

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

A. BURGMANS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

A.W.H. DOCTERS VAN LEEUWEN

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

C. KEMPLER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

S. LEVY

 

 

 

 

 

5


 

*

 

Supervisory Board Member

 

November 12, 2009

K.M.H. PEIJS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Vice-Chairman of the Supervisory Board

 

November 12, 2009

R.J. ROUTS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

K.J. STORM

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

B. VAN DER VEER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

L.M. VAN WIJK

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Supervisory Board Member

 

November 12, 2009

D.P.M. VERBEEK

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Authorized U.S. Representative

 

November 12, 2009

C.D. VERMIE

 

 

 

 

 

6


 

Pursuant to the requirements of the Securities Act of 1933, the Registrant, AEGON Funding Company LLC, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in The Hague, The Netherlands, on this 12th day of November, 2009.

 

 

AEGON Funding Company LLC

 

 

 

By:

 

 

 

/s/ C.M. van Katwijk

 

Name:

C. M. van Katwijk

 

Title:

President

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons (who comprise a majority of the Board of Directors) in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ C.M. van Katwijk

 

President (Principal Executive Officer)

 

November 12, 2009

C.M. VAN KATWIJK

 

 

 

 

 

 

 

 

 

*

 

Treasurer (Principal Financial Officer and Principal Accounting Officer)

 

November 12, 2009

C. FOWLER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*

 

Secretary

 

November 12, 2009

C.D. VERMIE

 

 

 

 

 

 

*By his signature below, the undersigned, pursuant to a duly authorized power of attorney filed with the Securities and Exchange Commission, has signed this Post-Effective Amendment No. 1 to the Registration Statement on behalf of the person indicated.

 

 

/s/ C.M. van Katwijk

 

C.M. VAN KATWIJK

 

 

7


 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

 

 

 

1.1

 

Form of Underwriting Agreement(1)

 

 

 

1.2

 

Underwriting Agreement dated August 13, 2009 among AEGON N.V. and the underwriters named therein

 

 

 

4.1

 

Articles of Incorporation of AEGON N.V., as amended and restated May 3, 2007(2)

 

 

 

4.2

 

Amendment of the 1983 Merger Agreement among AEGON and Vereniging AEGON(3)

 

 

 

4.3

 

Preferred Shares Voting Rights Agreement(4)

 

 

 

4.4

 

Specimen Share Certificate(5)

 

 

 

4.5

 

Indenture between AEGON N.V., AEGON Funding Corp., AEGON Funding Corp. II and Citibank, N.A., as Trustee(6)

 

 

 

4.6

 

Form of Guarantee (included in Exhibit 4.5)

 

 

 

4.7

 

Form of Warrant Agreement(7)

 

 

 

4.8

 

Form of Purchase Contract Agreement(8)

 

 

 

4.9

 

Form of Unit Agreement(9)

 

 

 

5.1

 

Opinion of Allen & Overy, New York, New York(10)

 

 

 

5.2

 

Opinion of Allen & Overy, Amsterdam, The Netherlands(11)

 

 

 

8.1

 

Tax Opinion of Allen & Overy, New York, New York(12)

 

 

 

23.1

 

Consent of Allen & Overy, New York, New York (included in Exhibit 5.1 and Exhibit 8.1)

 

 

 

23.2

 

Consent of Allen & Overy, Amsterdam, The Netherlands (included in Exhibit 5.2)

 

 

 

23.3

 

Consent of Ernst & Young Accountants, Independent Registered Public Accounting Firm(13)

 

 

 

24.1

 

Powers of Attorney (14)

 

 

 

24.2

 

Powers of Attorney

 

 

 

25.1

 

Statement of Eligibility of The Bank of New York Trust Company, N.A. under the Trust Indenture Act of 1939 on Form T-1(15)

 

(1)

 

Incorporated by reference to Exhibit 1.1 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

 

 

(2)

 

Incorporated by reference to Form 6-K furnished to the SEC on May 31, 2007.

 

 

 

(3)

 

Incorporated by reference to Exhibit 4.2 to Form F-3 (file no. 333-106497) filed with the SEC on June 25, 2003.

 

 

 

(4)

 

Incorporated by reference to Exhibit 4.3 to Form F-3 (file no. 333-106497) filed with the SEC on June 25, 2003.

 

 

 

(5)

 

Incorporated by reference to Exhibit 4.2 to Form F-3 (file no. 333-71438) filed with the SEC on October 11, 2001.

 

 

 

(6)

 

Incorporated by reference to Exhibit 4.3 to Form F-3 (file no. 333-71438) filed with the SEC on October 11, 2001.

 

 

 

(7)

 

Incorporated by reference to Exhibit 4.12 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 21, 2003.

 

 

 

(8)

 

Incorporated by reference to Exhibit 4.13 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

 

 

(9)

 

Incorporated by reference to Exhibit 4.14 to Pre-Effective Amendment No. 2 to Form F-3 (file no. 333-106497) filed with the SEC on September 23, 2003.

 

8


 

(10)

 

Incorporated by reference to Exhibit 5.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(11)

 

Incorporated by reference to Exhibit 5.2 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(12)

 

Incorporated by reference to Exhibit 8.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(13)

 

Incorporated by reference to Exhibit 23.3 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(14)

 

Incorporated by reference to the signature pages of Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

 

 

(15)

 

Incorporated by reference to Exhibit 25.1 to Form F-3 (file no. 333-150786) filed with the SEC on May 9, 2008.

 

9