0000768965-22-000003.txt : 20220331 0000768965-22-000003.hdr.sgml : 20220331 20220331154759 ACCESSION NUMBER: 0000768965-22-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DUNN,THOMAS,EDWARD, FILED AS OF DATE: 20220331 DATE AS OF CHANGE: 20220331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION CENTRAL INDEX KEY: 0000768965 IRS NUMBER: 860511639 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04993 FILM NUMBER: 22792169 BUSINESS ADDRESS: STREET 1: 7047 E GREENWAY PARKWAY STREET 2: SUITE 350 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 214-545-3301 MAIL ADDRESS: STREET 1: 7047 E GREENWAY PARKWAY STREET 2: SUITE 350 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY Corp DATE OF NAME CHANGE: 20200123 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION DATE OF NAME CHANGE: 20020206 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORP /BD DATE OF NAME CHANGE: 20020206 MA-I/A 1 primary_doc.xml MA-I/A 0000768965 XXXXXXXX Kenneth Madsen 480-951-0079 kmadsen@ffec.com kmadsen@ffec.com N Y Thomas Edward Dunn 851381 N 1 0000768965 FIRST FINANCIAL EQUITY CORPORATION 08-16-2006 N 08-13-2015 0000768965 LOCATED 08-16-2006 5005 LBJ Freeway, Suite 1410 Dallas TX 75244 Tom Edward Dunn 08-2006 First Financial Equity Corporation Dallas TX 75244 N Y Registered Representatove 05-1990 08-2006 Morgan Stanley DW Arlington TX 76011 N Y Financial Advisor N N N N N N N N N N N N N N N N N N N N Y N N N N N N N N Y N N N N N N N N N N N N N Y N N N N N N N 03-31-2022 Kenneth Madsen Chief Compliance Officer Thomas Edward Dunn 851381 85836 6D(2)(a) Thomas Edward Dunn 851381 338904 6E(2) Thomas Edward Dunn 851381 85834 6J(1)