0000768965-22-000003.txt : 20220331
0000768965-22-000003.hdr.sgml : 20220331
20220331154759
ACCESSION NUMBER: 0000768965-22-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DUNN,THOMAS,EDWARD,
FILED AS OF DATE: 20220331
DATE AS OF CHANGE: 20220331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION
CENTRAL INDEX KEY: 0000768965
IRS NUMBER: 860511639
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04993
FILM NUMBER: 22792169
BUSINESS ADDRESS:
STREET 1: 7047 E GREENWAY PARKWAY
STREET 2: SUITE 350
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 214-545-3301
MAIL ADDRESS:
STREET 1: 7047 E GREENWAY PARKWAY
STREET 2: SUITE 350
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY Corp
DATE OF NAME CHANGE: 20200123
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION
DATE OF NAME CHANGE: 20020206
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORP /BD
DATE OF NAME CHANGE: 20020206
MA-I/A
1
primary_doc.xml
MA-I/A
0000768965
XXXXXXXX
Kenneth Madsen
480-951-0079
kmadsen@ffec.com
kmadsen@ffec.com
N
Y
Thomas
Edward
Dunn
851381
N
1
0000768965
FIRST FINANCIAL EQUITY CORPORATION
08-16-2006
N
08-13-2015
0000768965
LOCATED
08-16-2006
5005 LBJ Freeway, Suite 1410
Dallas
TX
75244
Tom
Edward
Dunn
08-2006
First Financial Equity Corporation
Dallas
TX
75244
N
Y
Registered Representatove
05-1990
08-2006
Morgan Stanley DW
Arlington
TX
76011
N
Y
Financial Advisor
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
03-31-2022
Kenneth Madsen
Chief Compliance Officer
Thomas Edward Dunn
851381
85836
6D(2)(a)
Thomas Edward Dunn
851381
338904
6E(2)
Thomas Edward Dunn
851381
85834
6J(1)