-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXJhhcntsjBuy1/92SNEPaYtB9pE22xqf78Z5YSYdphAhT9DW4iFVbzXlPmZlyKI n2gc8T/pvCxXabEN/6yXkA== 0000768835-06-000048.txt : 20061116 0000768835-06-000048.hdr.sgml : 20061116 20061116163724 ACCESSION NUMBER: 0000768835-06-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIG LOTS INC CENTRAL INDEX KEY: 0000768835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 061119097 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 300 PHILLIPI ROAD STREET 2: P.O.BOX 28512 CITY: COLUMBUS STATE: OH ZIP: 43228-0512 BUSINESS PHONE: 614-278-6800 MAIL ADDRESS: STREET 1: 300 PHILLIPI ROAD STREET 2: P.O.BOX 28512 CITY: COLUMBUS STATE: OH ZIP: 43228-0512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUBIEL CHARLES W II CENTRAL INDEX KEY: 0001191207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08897 FILM NUMBER: 061223519 BUSINESS ADDRESS: STREET 1: 300 PHILLIPI RD CITY: COLUMBUS STATE: OH ZIP: 43228 BUSINESS PHONE: 6142786800 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-15 0000768835 BIG LOTS INC BIG 0001191207 HAUBIEL CHARLES W II 300 PHILLIPI ROAD COLUMBUS OH 43228 0 1 0 0 SVP, General Counsel & Sec'y Common Stock 2006-11-15 4 M 0 2500 11.25 A 25167 D Common Stock 2006-11-15 4 M 0 5000 11.74 A 30167 D Common Stock 2006-11-15 4 M 0 2500 11.98 A 32667 D Common Stock 2006-11-15 4 S 0 10000 22.00 D 22667 D Common Stock 4194 I By 401(k) Plan Stock Purchase Option 11.25 2006-11-15 4 M 0 2500 0 D 2005-03-13 2010-03-13 Common Stock 2500 0 D Stock Purchase Options 11.74 2006-11-15 4 M 0 5000 0 D 2005-11-15 2011-03-05 Common Stock 5000 0 D Stock Purchase Option 11.98 2006-11-15 4 M 0 2500 0 D 2005-11-15 2012-02-25 Common Stock 2500 7500 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Common stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated as of September 11, 2006. The date upon which the option became fully exercisable. Charles W. Haubiel II 2006-11-16 -----END PRIVACY-ENHANCED MESSAGE-----