-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BgI21rkubMFBpcSL6u8zyJ2W54J5sYDFF69RsqdFm3/XIb9zhoSr9xrJTk+JrSnU GPgKOngu+B2HepVlLv2Hfw== 0000768835-04-000038.txt : 20040913 0000768835-04-000038.hdr.sgml : 20040913 20040913125901 ACCESSION NUMBER: 0000768835-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040909 FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN SHELDON M CENTRAL INDEX KEY: 0001191202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08897 FILM NUMBER: 041027049 BUSINESS ADDRESS: STREET 1: 300 PHILLIPI RD CITY: COLUMBUS STATE: OH ZIP: 43228 BUSINESS PHONE: 6142786800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIG LOTS INC CENTRAL INDEX KEY: 0000768835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 061119097 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 300 PHILLIPI ROAD STREET 2: P.O.BOX 28512 CITY: COLUMBUS STATE: OH ZIP: 43228-0512 BUSINESS PHONE: 614-278-6800 MAIL ADDRESS: STREET 1: 300 PHILLIPI ROAD STREET 2: P.O.BOX 28512 CITY: COLUMBUS STATE: OH ZIP: 43228-0512 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-09 0000768835 BIG LOTS INC BLI 0001191202 BERMAN SHELDON M 300 PHILLIPI ROAD COLUMBUS OH 43228 1 0 0 0 Common Stock 2004-09-10 4 M 0 7813 10.48 D 22562 D Common Stock 2004-09-10 4 S 0 7813 12.16 D 14749 D Stock Purchase Option 12.17 2004-09-09 4 A 0 10000 0 A 2005-09-09 2014-10-09 Common Stock 10000 78439 D Stock Purchase Option 10.48 2004-09-10 4 M 0 7813 0 D 2004-10-09 Common Stock 7813 70626 D Dates in this column reflect the first of three annual vesting dates upon which 20%, 40% and 40%, respectively, of the Stock Purchase Option becomes exercisable. Option issued under Director Stock Option Plan. 11 Stock Purchase Options representing 78,439 underlying shares of Common Stock. The Stock Purchase Option vested over the first three years beginning on the first anniversary of the grant date, September 9, 1994, whereby it became exercisable for 20% of the shares on the first anniversary, 60% on the second anniversary, and 100% on the third anniversary. 10 Stock Purchase Options representing 70,626 underlying shares of Common Stock. Charles W. Haubiel II, attorney in fact for Sheldon M. Berman 2004-09-13 -----END PRIVACY-ENHANCED MESSAGE-----