-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nb2/UcT0VyeZkLKYUiNg+/PUkXLdiuUmLwo1RduqYIDemN5kpTT+1r0e3QSEJoRa BbonbU9Ub9Dzg2L88u/CAw== 0001048986-97-000001.txt : 19971218 0001048986-97-000001.hdr.sgml : 19971218 ACCESSION NUMBER: 0001048986-97-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971217 FILED AS OF DATE: 19971217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEASE OIL & GAS CO /CO/ CENTRAL INDEX KEY: 0000076878 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 870285520 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-06580 FILM NUMBER: 97739653 BUSINESS ADDRESS: STREET 1: 751 HORIZON COURT STE 203 STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8718 BUSINESS PHONE: 9702455917 MAIL ADDRESS: STREET 1: 751 HORIZON CT STE 203 STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8758 FORMER COMPANY: FORMER CONFORMED NAME: WILLARD PEASE OIL & GAS CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: FISCHER STEVEN L CENTRAL INDEX KEY: 0001048986 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR IRS NUMBER: 513702851 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 901 DOVE STREET STREET 2: SUITE 230 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 MAIL ADDRESS: STREET 1: 901 DOVE STREET STREET 2: SUITE 230 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 FORM 4 - DECEMBER 17, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Fischer, Stephen L 901 Dove Street, Suite 230 Newport Beach, CA 92660 USA 2. Issuer Name and Ticker or Trading Symbol Pease Oil and Gas Company WPOG 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 17, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| $0.10 Par Value Common St|N/A |N/A |N|N/A |N/A|N/A |8,950 |D | | ock | | |/| | | | | | | | | |A| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| $0.10 Par Value Common St|12/05/|P |V|2,000 |A |$1.99 |4,000 |I |By Wife | ock |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Warrant to Purchase |N/A |N/A |N/A |N|N/A N/A |A,D|2/12/|2/12/|Common Stock|205,000|$0.75 |205,000 |D | | Common Stock | | | |/| | |96 |01 | | | | | | | | | | |A| | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant to Purchase |N/A |N/A |N/A |N|N/A N/A |A,D|5/5/9|4/14/|Common Stock|1,700 |$3.75 |1,700 |D | | Common Stock | | | |/| | |7 |00 | | | | | | | | | | |A| | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Stephen L. Fischer, by Atty-in-Fact Patrick J. Duncan DATE December 17, 1997
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