-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PD0BARwN7WdkiPhD/60i66+9mxADgBr2Dp8R5lQieYovq8umhgdAdXnkzHgIs8m0 NN7RmXT/dbOTD3Uk2dhopw== 0001031201-99-000001.txt : 19990122 0001031201-99-000001.hdr.sgml : 19990122 ACCESSION NUMBER: 0001031201-99-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEASE OIL & GAS CO /CO/ CENTRAL INDEX KEY: 0000076878 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 870285520 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-06580 FILM NUMBER: 99508904 BUSINESS ADDRESS: STREET 1: 751 HORIZON COURT STE 203 STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8718 BUSINESS PHONE: 9702455917 MAIL ADDRESS: STREET 1: 751 HORIZON CT STE 203 STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8758 FORMER COMPANY: FORMER CONFORMED NAME: WILLARD PEASE OIL & GAS CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: WALKER CLEMONS F CENTRAL INDEX KEY: 0001031201 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 748 RISING STAR CITY: HENDERSON STATE: NV ZIP: 89104 MAIL ADDRESS: STREET 1: 748 RISING STAR CITY: HENDERSON STATE: NV ZIP: 89104 4 1 FORM 4 - DECEMBER 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Walker, Clemons F. 748 Rising Star Henderson, NV 89104 USA 2. Issuer Name and Ticker or Trading Symbol Pease Oil and Gas Company WPOG 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| $0.10 Par Value Common Stoc|N/A |N/A | |N/A |N/A|N/A |10,913* |D | | k | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| $0.10 Par Value Common Stoc|12/24/|S | |3,978 |D |$0.94 |6,935* |D | | k |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option To Purchase Com|$29.70**|N/A |N/A | |N/A N/A |A,D|07/27|01/26|common stock|750** | |750** |D | | mon Stock | | | | | | |/97 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$8.30** |N/A |N/A | |N/A N/A |A,D|05/16|05/15|common stock|1,800**| | |D | | mmon Stock | | | | | | |/95 |/00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$7.00** |N/A |N/A | |N/A N/A |A,D|06/23|08/13|common stock|4,000**| | |D | | mmon Stock | | | | | | |/95 |/98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$7.50** |N/A |N/A | |N/A N/A |A,D|03/09|03/08|common stock|4,000**| | |D | | mmon Stock | | | | | | |/96 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$7.50** |N/A |N/A | |N/A N/A |A,D|03/09|02/12|common stock|1,000**| | |D | | mmon Stock | | | | | | |/96 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$7.50** |N/A |N/A | |N/A N/A |A,D|03/09|02/12|common stock|3,025**| | |D | | mmon Stock | | | | | | |/96 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrant To Purchase Co|$60.00**|N/A |N/A | |N/A N/A |A,D|Immed|08/13|common stock|447** | | |D | | mmon Stock | | | | | | | |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * On close of business December 1, 1998, the Issuer effected a one-for-ten reverse stock split of its common stock, resulting in the Reporting Person's disposition of 98,212 shares of common stock. ** Option price, warrant price and amount of underlying shares have been adjusted to reflect the December 1, 1998 one-for-ten reverse stock split. SIGNATURE OF REPORTING PERSON /s/ Patrick J. Duncan, Atty-in-Fact for Clemons F. Walker DATE January 20, 1999 -----END PRIVACY-ENHANCED MESSAGE-----