-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EtJPu154N2ekfM7wfmkpm1sgG4X/D9CNy9NZ+/9/dxU9pMe+E617NwrSHH+ZyqB1 ziAdGSxBGaJWSky5KnCTkw== 0001031197-97-000002.txt : 19970225 0001031197-97-000002.hdr.sgml : 19970225 ACCESSION NUMBER: 0001031197-97-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEASE OIL & GAS CO /CO/ CENTRAL INDEX KEY: 0000076878 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 870285520 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06580 FILM NUMBER: 97519186 BUSINESS ADDRESS: STREET 1: 751 HORIZON COURT STE 203 STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8758 BUSINESS PHONE: 970-243-8840 MAIL ADDRESS: STREET 2: P O BOX 60219 CITY: GRAND JUNCTION STATE: CO ZIP: 81506-8758 FORMER COMPANY: FORMER CONFORMED NAME: WILLARD PEASE OIL & GAS CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: OSBORNE HOMER C CENTRAL INDEX KEY: 0001031197 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 900 CITY: DALLAS STATE: TX ZIP: 75230 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 900 CITY: DALLAS STATE: TX ZIP: 75230 4 1 FORM 4 - JANUARY 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Osborne, Homer C. 12900 Preston Rd., Suite 900 Dallas, TX 75230 2. Issuer Name and Ticker or Trading Symbol Pease Oil and Gas Company WPOG 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| $0.10 Par Value Common St|N/A |N/A |N|N/A |N/A|N/A |6,607 |D | | ock | | |/| | | | | | | | | |A| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option To Purchase C|$2.97 |01/27|A | |7,500 |A |07/27|01/26|common stock|7,500 | |Options to |D | | ommon Stock | |/97 | | | | |/97 |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option To Purchase C|$1.81 |N/A |N/A |N|N/A N/A |A,D|02/10|08/09|common stock|17,325 | |Purchase |D | | ommon Stock | | | |/| | |/97 |/01 | | | | | | | | | | |A| | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option To Purchase C|$1.00 |N/A |N/A |N|N/A N/A |A,D|09/09|03/08|common stock|1,000 | |42,800 |D | | ommon Stock | | | |/| | |/96 |/01 | | | | | | | | | | |A| | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option To Purchase C|$0.83 |N/A |N/A |N|N/A N/A |A,D|11/16|05/15|common stock|16,975 | |Shares |D | | ommon Stock | | | |/| | |/95 |/00 | | | | | | | | | | |A| | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON Patrick J. Duncan, Attorney-In-Fact for Homer C. Osborne DATE February 6, 1997 -----END PRIVACY-ENHANCED MESSAGE-----