0001437749-18-013426.txt : 20180718
0001437749-18-013426.hdr.sgml : 20180718
20180718145523
ACCESSION NUMBER: 0001437749-18-013426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180718
DATE AS OF CHANGE: 20180718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johansen Jennifer M.
CENTRAL INDEX KEY: 0001725658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14602
FILM NUMBER: 18958325
MAIL ADDRESS:
STREET 1: 73-4460 QUEEN KAAHUMANU HWY #102
CITY: KAILUA KONA
STATE: HI
ZIP: 96740
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CYANOTECH CORP
CENTRAL INDEX KEY: 0000768408
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 911206026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 73-4460 QUEEN KAAHUMANU HWY
STREET 2: SUITE 102
CITY: KAILUA KONA
STATE: HI
ZIP: 96740
BUSINESS PHONE: 8083261353
MAIL ADDRESS:
STREET 1: 73-4460 QUEEN KAAHUMANU HWY
STREET 2: SUITE 102
CITY: KAILUA-KONA
STATE: HI
ZIP: 96740
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-07-13
0000768408
CYANOTECH CORP
CYAN
0001725658
Johansen Jennifer M.
73-4460 QUEEN KAAHUMANU HWY #102
KAILUA-KONA
HI
96740
1
VP of Quality
Cyanotech common stock
1109
D
Restricted stock units
2018-07-13
4
A
0
1305
0
A
Cyanotech common stock
1305
1305
D
Restricted stock units
Cyanotech common stock
333
333
D
Cyanotech common stock options
2.0800
2019-04-30
Cyanotech common stock
10000
10000
D
Cyanotech common stock options
3.5800
2021-06-30
Cyanotech common stock
8000
8000
D
Cyanotech common stock options
3.8200
2021-08-28
Cyanotech common stock
2000
2000
D
Cyanotech common stock options
5.8400
2022-07-18
Cyanotech common stock
10000
10000
D
Cyanotech common stock options
5.6100
2022-08-15
Cyanotech common stock
2000
2000
D
Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.
The restricted stock units shall vest as to 435 shares on July 13, 2019, 435 shares on July 13, 2020 and 435 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.
The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.
Ms Johansen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.
Ms Johansen acquired 8,000 stock options on 7/1/2011, of which 800 options became exercisable on 7/1/2011, 1,600 options became exercisable on 7/1/2012, 2,400 options became exercisable on 7/1/2013 and 3,200 options became exercisable on 7/1/2014.
Ms Johansen acquired 2,000 stock options on 8/29/2011, of which 200 options became exercisable on 8/29/2011, 400 options became exercisable on 8/29/2012, 600 options became exercisable on 8/29/2013 and 800 options became exercisable on 8/29/2014.
Ms Johansen acquired 10,000 stock options on 7/19/2012, of which 2,500 options became exercisable on 7/19/2013, 2,500 options became exercisable on 7/19/2014, 2,500 options became exercisable on 7/19/2015 and 2,500 options became exercisable on 7/19/2016.
Ms Johansen acquired 2,000 stock options on 8/16/2012, of which 500 options became exercisable on 8/16/2013, 500 options became exercisable on 8/16/2014, 500 options became exercisable on 8/16/2015 and 500 options became exercisable on 8/16/2016.
/s/ Dan Sprague, by Power of Attorney
2018-07-18