0001406390-13-000078.txt : 20130802 0001406390-13-000078.hdr.sgml : 20130802 20130802205914 ACCESSION NUMBER: 0001406390-13-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTERA CORP CENTRAL INDEX KEY: 0000768251 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770016691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 INNOVATION DR CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408.544.8790 MAIL ADDRESS: STREET 1: 101 INNOVATION DR CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYMAN KEVIN H CENTRAL INDEX KEY: 0001298500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16617 FILM NUMBER: 131008492 MAIL ADDRESS: STREET 1: ONE AMD PLACE CITY: SUNNYVALE STATE: CA ZIP: 94088 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-31 0 0000768251 ALTERA CORP ALTR 0001298500 LYMAN KEVIN H 101 INNOVATION DRIVE SAN JOSE CA 95134 0 1 0 0 Sr VP, Human Resources Common Stock 2013-07-31 4 M 0 10500 0 A 10500 D Common Stock 2013-07-31 4 M 0 4725 0 A 15225 D Common Stock 2013-07-31 4 F 0 3946 35.56 D 11279 D Common Stock 2013-07-31 4 F 0 1775 35.56 D 9504 D Common Stock 2013-07-31 4 M 0 4500 0 A 14004 D Common Stock 2013-07-31 4 M 0 2025 0 A 16029 D Common Stock 2013-07-31 4 M 0 4300 0 A 20329 D Common Stock 2013-07-31 4 F 0 1691 35.56 D 18638 D Common Stock 2013-07-31 4 F 0 761 35.56 D 17877 D Common Stock 2013-07-31 4 F 0 1815 35.56 D 16062 D Performance Restricted Stock Unit (3) 2013-07-31 4 M 0 10500 0 D Common Stock 10500 0 D Performance Restricted Stock Unit (5) 2013-07-31 4 M 0 4725 0 D Common Stock 4725 4725 D Restricted Stock Unit (RSU) 2013-07-31 4 M 0 4500 0 D Common Stock 4500 38919 D Restricted Stock Unit (RSU) 2013-07-31 4 M 0 2025 0 D Common Stock 2025 36894 D Restricted Stock Unit (RSU) 2013-07-31 4 M 0 4300 0 D Common Stock 4300 32594 D Shares of common stock were withheld at vesting to cover required tax withholding. The fair market value of Altera common stock used for purposes of calculating the number of shares to be withheld was the closing price of Altera common stock as reported on the NASDAQ Stock Market on such vesting date. Each performance-based Restricted Stock Unit ("PRSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost. On March 2, 2009, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2010 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date. The grant shall expire ten years from the date of grant. On February 19, 2010, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2011 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date. Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost. On March 2, 2009, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2010. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date. On February 19, 2010, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2011. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date. On February 25, 2011, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2012. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date. KEVIN H LYMAN 2013-08-02