-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FTedPFiuSs/Gr6Xej7RIv7INr9CP4cO3Sti+0kcmPwzvWzXYUXg1yNqAlx78Sqpx VMTzu3lXSyzjhtZT94Kffg== 0001140361-05-004294.txt : 20050611 0001140361-05-004294.hdr.sgml : 20050611 20050603165053 ACCESSION NUMBER: 0001140361-05-004294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050201 FILED AS OF DATE: 20050603 DATE AS OF CHANGE: 20050603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNBERG MANFRED CENTRAL INDEX KEY: 0001145871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22711 FILM NUMBER: 05878217 BUSINESS ADDRESS: STREET 1: 701 N. POST OAK RD., SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 7136827400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUEGATE CORP CENTRAL INDEX KEY: 0000768216 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 870565948 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 NORTH POST OAK ROAD STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 7136827400 MAIL ADDRESS: STREET 1: 701 NORTH POST OAK ROAD STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: CRESCENT COMMUNICATIONS INC DATE OF NAME CHANGE: 20010921 FORMER COMPANY: FORMER CONFORMED NAME: BERENS INDUSTRIES INC DATE OF NAME CHANGE: 19990823 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AIR CORP DATE OF NAME CHANGE: 19970521 4 1 doc1.xml FORM 4 X0202 4 2005-02-01 0 0000768216 BLUEGATE CORP BGAT 0001145871 STERNBERG MANFRED 701 NORTH POST OAK ROAD SUITE 630 HOUSTON TX 77024 1 1 1 0 Chief Executive Officer Common Stock 269154 D Common Stock 308594 I Corp. Common Stock 50000 I L.P. Warrant .50 2005-02-01 4 A 0 1000000 A 2010-02-01 Common 1000000 1000000 D Warrant 2.00 2005-02-02 4 A 0 275000 A 2005-06-02 2010-02-01 Common 275000 275000 D Warrant 1.00 2005-06-02 2008-03-31 Common 260036 260036 D Warrant 1.00 2005-06-02 2008-03-31 Common 308594 308594 I Corp. Options 4.40 2005-06-02 Common 275000 275000 D Series A Pfd. 2005-06-02 2000-01-01 Common 215450 215450 I L.P. Option 2005-06-02 2007-10-27 Common 93270 93270 D Convertible Notes 1.00 2005-06-02 2010-01-01 Common 34000 34000 D These entries are for beneficial ownership disclosure only. Options to acquire 50,000 shares were vested upon grant, and options to acquire an additional 50,000 shares will become vested every month thereafter until all options become vested on September 1, 2006. These warrants were issued in connection with and in consideration of an employment without any additional consideration. Options to acquire 125,000 of these shares expire on January 1, 2009, while options to acquire 150,000 of these shares expire on January 1, 2010. Each share of this preferred stock is convertible into 11,698.75 shares of common stock. This security is an option to acquire shares of Series A Convertible Preferred Stock, which in the aggregate are convertible into 93,270 shares of common stock. This entry is for beneficial ownership disclosure only. This Form reflects shares issued after February 1, 2005 and reported in a Form 4 filed on April 4, 2005. /s/ Manfred Sternberg 2005-06-01 -----END PRIVACY-ENHANCED MESSAGE-----