0001341004-13-001153.txt : 20131107 0001341004-13-001153.hdr.sgml : 20131107 20131107091550 ACCESSION NUMBER: 0001341004-13-001153 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130928 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 EFFECTIVENESS DATE: 20131107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PMC SIERRA INC CENTRAL INDEX KEY: 0000767920 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942925073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-19084 FILM NUMBER: 131198726 BUSINESS ADDRESS: STREET 1: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-369-1176 MAIL ADDRESS: STREET 1: ATTENTION: TREASURER STREET 2: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP DATE OF NAME CHANGE: 19950419 NT 10-Q 1 nt10q.htm FORM NT 10-Q nt10q.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 12b-25
 
NOTIFICATION OF LATE FILING
 
Commission File Number 000-19084
 
(Check one):  
o  Form 10-K  o  Form 20-F  o  Form 11-K  x  Form 10-Q  o  Form 10-D  o  Form N-SAR  o  Form N-CSR
 
For Period Ended:  
September 28, 2013
 
o Transition Report on Form 10-K
 
o Transition Report on Form 20-F
 
o Transition Report on Form 11-K
 
o Transition Report on Form 10-Q
 
o Transition Report on Form N-SAR
 
For the Transition Period Ended:  
 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 
 
PART I
REGISTRANT INFORMATION
 
PMC-Sierra, Inc.
Full Name of Registrant

N/A
Former Name if Applicable

1380 Bordeaux Drive
Address of Principal Executive Office (Street and Number)

Sunnyvale, CA 94089
City, State and Zip Code


 
 
 

 
PART II
RULE 12b-25(b) AND (c)
 
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate).
 
  x  
(a)
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
(b)  
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 
(c)
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
 
PART III
NARRATIVE
 
 
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Needed).
 
The Company and its former auditor have not completed the previously-announced review and anticipated amendment of our annual report on Form 10-K for the year ended December 29, 2012.  Until the Company has finalized that report and the financial statements in it, the Company is not in a position to file the Form 10-Q for the period ended September 28, 2013. The Company expects to complete the review and file the related Form 10-K/A on or before November 12, 2013, and accordingly expects to file the Form 10-Q for the period ended September 28, 2013 on or before November 12, 2013, the fifth calendar day following the prescribed due date of November 7, 2013.
 
 
PART IV
OTHER INFORMATION
 
 
(1)      Name and telephone number of person to contact in regard to this notification

Steven J. Geiser
  
(408)
  
239-8000
(Name)
  
(Area Code)
  
(Telephone Number)

(2)      Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).
     
Yes  x   No  o
 
       
(3)      Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
     
Yes  o   No  x
 
       
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 


 
 
 


PMC-Sierra, Inc.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
 
Date:  
November 7, 2013
  
By:  
/s/ Steven J. Geiser
       
Steven J. Geiser
       
Vice President, Chief Financial Officer and Principal Accounting Officer



ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)