0001181431-13-046830.txt : 20130828 0001181431-13-046830.hdr.sgml : 20130828 20130828182230 ACCESSION NUMBER: 0001181431-13-046830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130826 FILED AS OF DATE: 20130828 DATE AS OF CHANGE: 20130828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMC SIERRA INC CENTRAL INDEX KEY: 0000767920 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942925073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-369-1176 MAIL ADDRESS: STREET 1: ATTENTION: TREASURER STREET 2: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19084 FILM NUMBER: 131066994 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 rrd389165.xml RSU GRANT X0306 4 2013-08-26 0 0000767920 PMC SIERRA INC PMCS 0001584883 Karros Kirt P 1380 BORDEAUX DRIVE SUNNYVALE CA 94089 1 0 1 0 Common Stock 2013-08-26 4 A 0 15577 0 A 15577 D Common Stock 22807519 I Relational Investors LLC Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of PMC-Sierra, Inc. common stock. RSU award vests 50% on each of the 25th day of the first and second anniversaries of the grant month. Mr. Karros is a Principal and Managing Director of Relational Investors LLC ("RILLC"). RILLC is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P. and Relational Investors XXIV, L.P. These Limited Partnerships own a total of 20,161,541 shares. An additional 2,645,978 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. Mr. Karros disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Alinka Flaminia, Attorney-in-fact 2013-08-28