0001181431-13-046830.txt : 20130828
0001181431-13-046830.hdr.sgml : 20130828
20130828182230
ACCESSION NUMBER: 0001181431-13-046830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130826
FILED AS OF DATE: 20130828
DATE AS OF CHANGE: 20130828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PMC SIERRA INC
CENTRAL INDEX KEY: 0000767920
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942925073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 1380 BORDEAUX DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-369-1176
MAIL ADDRESS:
STREET 1: ATTENTION: TREASURER
STREET 2: 1380 BORDEAUX DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP
DATE OF NAME CHANGE: 19950419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karros Kirt P
CENTRAL INDEX KEY: 0001584883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19084
FILM NUMBER: 131066994
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DR. SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
rrd389165.xml
RSU GRANT
X0306
4
2013-08-26
0
0000767920
PMC SIERRA INC
PMCS
0001584883
Karros Kirt P
1380 BORDEAUX DRIVE
SUNNYVALE
CA
94089
1
0
1
0
Common Stock
2013-08-26
4
A
0
15577
0
A
15577
D
Common Stock
22807519
I
Relational Investors LLC
Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of PMC-Sierra, Inc. common stock.
RSU award vests 50% on each of the 25th day of the first and second anniversaries of the grant month.
Mr. Karros is a Principal and Managing Director of Relational Investors LLC ("RILLC"). RILLC is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P. and Relational Investors XXIV, L.P.
These Limited Partnerships own a total of 20,161,541 shares. An additional 2,645,978 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. Mr. Karros disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/ Alinka Flaminia, Attorney-in-fact
2013-08-28