-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJiD0u8dA7hybVgIM6zpgZeinrgmlymQr/AfC0exFnOnjEVIuoEkMubcmkqHyHP9 V1j6g9rnA8y+JvLYYeCn6Q== 0001181431-09-051315.txt : 20091112 0001181431-09-051315.hdr.sgml : 20091111 20091112164329 ACCESSION NUMBER: 0001181431-09-051315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091109 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY ROBERT L CENTRAL INDEX KEY: 0001215807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19084 FILM NUMBER: 091177638 MAIL ADDRESS: STREET 1: C/O WILSON SONSINI GOODRICH &ROSATI STREET 2: 650 PAGE MILL MROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMC SIERRA INC CENTRAL INDEX KEY: 0000767920 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942925073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1206 BUSINESS ADDRESS: STREET 1: 3975 FREEDOM CIRCLE STREET 2: MISSION TOWER ONE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-369-1176 MAIL ADDRESS: STREET 1: ATTENTION: TREASURER STREET 2: 3975 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP DATE OF NAME CHANGE: 19950419 4 1 rrd257007.xml FORM 4 X0303 4 2009-11-09 0 0000767920 PMC SIERRA INC PMCS 0001215807 BAILEY ROBERT L 3975 FREEDOM CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2009-11-09 4 M 0 38325 5.95 A 68547 D Common Stock 2009-11-09 4 M 0 14167 A 82714 D Common Stock 2009-11-09 4 M 0 3869 A 86583 D Common Stock 2009-11-09 4 S 0 56361 9.0011 D 30222 D Common Stock 2009-11-10 4 M 0 44771 5.95 A 74993 D Common Stock 2009-11-10 4 M 0 16549 A 91542 D Common Stock 2009-11-10 4 M 0 4519 A 96061 D Common Stock 2009-11-10 4 S 0 65839 9.0001 D 30222 D Stock Option (right to buy) 5.95 2009-11-09 4 M 0 38325 0 D 2013-03-31 Common Stock 38325 298811 D 1-A Special Shares 2009-11-09 4 M 0 1771 D Common Stock 14167 55165 D 1-B Special Shares 2009-11-09 4 M 0 1770 D Common Stock 3869 55166 D Stock Option (right to buy) 5.95 2009-11-10 4 M 0 44771 0 D 2013-03-31 Common Stock 44771 254040 D 1-A Special Shares 2009-11-10 4 M 0 2068 D Common Stock 16549 53097 D 1-B Special Shares 2009-11-10 4 M 0 2069 D Common Stock 4519 53097 D PMC Ltd. 1-A Special Shares were exchanged for shares of PMCS Common Stock on a 1:8 basis. PMC Ltd. 1-B Special Shares were exchanged for shares of PMCS Common Stock on a 1:2.18448 basis. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 24, 2008. The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $9.00 to $9.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The option is fully vested. The PMC Ltd. 1-A Special Shares and PMC Ltd. 1-B Special Shares are immediately exchangeable. Not applicable. In 1994, PMC Ltd. 1-A Special Shares and PMC Ltd. 1-B Special Shares were issued in exchange for shares of PMC-Sierra, Ltd. common stock. /s/ Alinka Flaminia, attorney-in-fact 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----