-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/XNaRBOGeL/3kI6YRFZJE3gdtm62vrN1Ceb54D528qPGg8cKRLAu5iTbLkQXIDg w1c8m6jwA/7/viK6Gwq7sQ== 0000767920-02-000013.txt : 20020414 0000767920-02-000013.hdr.sgml : 20020414 ACCESSION NUMBER: 0000767920-02-000013 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PMC SIERRA INC CENTRAL INDEX KEY: 0000767920 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942925073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-70248 FILM NUMBER: 02553094 BUSINESS ADDRESS: STREET 1: 3975 FREEDOM CIRCLE STREET 2: 0 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-369-1176 MAIL ADDRESS: STREET 1: 3975 FREEDOM CIRCLE STREET 2: 0 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP DATE OF NAME CHANGE: 19950419 424B3 1 file021902a.txt PMC-SIERRA INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-70248 PROSPECTUS SUPPLEMENT DATED FEBRUARY 19, 2002 (To Prospectus filed on January 4, 2002) PMC-SIERRA, INC. PROSPECTUS $275,000,000 (aggregate principal amount) 3.75% Convertible Subordinated Redeemable Notes Due August 15, 2006 and the Common Stock Issuable Upon Conversion of the Notes This Prospectus Supplement together, with the Prospectus listed above, is to be used by certain holders of the above-referenced securities or by their transferees, pledgees, donees or their successors in connection with the offer and sale of the above referenced securities. The table captioned "Selling Securityholders" commencing on page 39 of the Prospectus is hereby amended to reflect the following additions and changes.
Principal Amount at Number of Shares Maturity of Notes Percentage of of Common Stock Percentage of Beneficially Owned Notes That May Be Sold Common Stock Name That May Be Sold Outstanding (1) Outstanding (2) - ------------------------------------------- ------------------------ --------------- -------------------- ----------------- Cede & Co $9,815,000 3.6 231,300 * Clinton Multistrategy Master Fund, Ltd. $5,500,000 2.0 129,613 * Clinton Riverside Convertible Portfolio Limited $4,815,000 1.8 113,470 * Pacific Life Insurance Company $1,000,000 * 23,566 * TD Securities (USA) Inc. $1,000,000 * 23,566 * * Less than 1%
(1) Assumes conversion of all of the holder's notes at a conversion price of approximately $42.43 per share of common stock. However, this conversion price will be subject to adjustment as described under "Description of Notes-Conversion Rights". As a result, the amount of common stock issuable upon conversion of the notes may increase or decrease in the future. (2) Calculated based on Rule 13d-3(d)(i) of the Exchange Act using 165,640,334 shares of common stock outstanding as of December 3, 2001. In calculating this amount, we treated as outstanding the number of shares of common stock issuable upon conversion of all of that particular holder's notes. However, we did not assume the conversion of any other holder's notes.
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