0001209191-16-104315.txt : 20160302
0001209191-16-104315.hdr.sgml : 20160302
20160302144642
ACCESSION NUMBER: 0001209191-16-104315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160302
DATE AS OF CHANGE: 20160302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW CORP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTH W RICHARD
CENTRAL INDEX KEY: 0001245289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 161476731
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-29
0
0000766829
SJW CORP
SJW
0001245289
ROTH W RICHARD
110 W TAYLOR STREET
SAN JOSE
CA
95110
1
1
0
0
President & CEO
Common Stock
2016-02-29
4
A
0
6639
0.00
A
143344
D
Common Stock
2016-02-29
4
F
0
2494
36.26
D
136705
D
Common Stock
94414
I
By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004
Common Stock
18300
I
By Separate Property Trust
Represents 6,639 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2015 calendar year period and continued service by the reporting person through December 31, 2015.
Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and 6,639 shares of common stock that became issuable pursuant to the ROE RSUs reported herein.
Represents 2,494 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock
that became issuable pursuant to the vesting of the ROE RSU reported herein.
Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and excludes an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein.
Includes an aggregate of 4,145 shares of the issuer's common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein.
/s/ Suzy Papazian
Attorney-in-Fact for W. Richard Roth
2016-03-02