0001209191-16-104315.txt : 20160302 0001209191-16-104315.hdr.sgml : 20160302 20160302144642 ACCESSION NUMBER: 0001209191-16-104315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW CORP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH W RICHARD CENTRAL INDEX KEY: 0001245289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 161476731 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-29 0 0000766829 SJW CORP SJW 0001245289 ROTH W RICHARD 110 W TAYLOR STREET SAN JOSE CA 95110 1 1 0 0 President & CEO Common Stock 2016-02-29 4 A 0 6639 0.00 A 143344 D Common Stock 2016-02-29 4 F 0 2494 36.26 D 136705 D Common Stock 94414 I By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004 Common Stock 18300 I By Separate Property Trust Represents 6,639 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2015 calendar year period and continued service by the reporting person through December 31, 2015. Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and 6,639 shares of common stock that became issuable pursuant to the ROE RSUs reported herein. Represents 2,494 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein. Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and excludes an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein. Includes an aggregate of 4,145 shares of the issuer's common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein. /s/ Suzy Papazian Attorney-in-Fact for W. Richard Roth 2016-03-02