0001209191-16-089418.txt : 20160105 0001209191-16-089418.hdr.sgml : 20160105 20160105193635 ACCESSION NUMBER: 0001209191-16-089418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW CORP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papazian Suzy CENTRAL INDEX KEY: 0001318265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 161324873 MAIL ADDRESS: STREET 1: 374 WEST SANTA CLARA STREET CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-04 0 0000766829 SJW CORP SJW 0001318265 Papazian Suzy 110 W TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 Gen. Counsel/Corp. Secretary Common Stock 2016-01-04 4 F 0 320 29.40 D 3280 D Common Stock 2016-01-04 4 A 0 2381 0.00 A 5661 D Common Stock 2322 I By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 Represents 320 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 734 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2016 pursuant to the terms of the January 2, 2013, January 2, 2014 and January 2, 2015 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. Includes 2,530 shares of common stock and 750 shares of common stock underlying RSUs that will vest and become issuable in accordance with their terms; and excludes an aggregate of 414 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above. Represents 2,381 shares of common stock underlying RSUs granted to the reporting person under the issuer's Long Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's completion of each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. Represents 2,530 shares of the issuer's common stock and 3,131 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Includes an aggregate of 414 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above. /s/ Suzy Papazian 2016-01-05