0001209191-16-089418.txt : 20160105
0001209191-16-089418.hdr.sgml : 20160105
20160105193635
ACCESSION NUMBER: 0001209191-16-089418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW CORP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Papazian Suzy
CENTRAL INDEX KEY: 0001318265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 161324873
MAIL ADDRESS:
STREET 1: 374 WEST SANTA CLARA STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-04
0
0000766829
SJW CORP
SJW
0001318265
Papazian Suzy
110 W TAYLOR STREET
SAN JOSE
CA
95110
0
1
0
0
Gen. Counsel/Corp. Secretary
Common Stock
2016-01-04
4
F
0
320
29.40
D
3280
D
Common Stock
2016-01-04
4
A
0
2381
0.00
A
5661
D
Common Stock
2322
I
By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008
Represents 320 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 734 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2016 pursuant to the terms of the January 2, 2013, January 2, 2014 and January 2, 2015 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
Includes 2,530 shares of common stock and 750 shares of common stock underlying RSUs that will vest and become issuable in accordance with their terms; and excludes an aggregate of 414 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above.
Represents 2,381 shares of common stock underlying RSUs granted to the reporting person under the issuer's Long Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's completion of each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
Represents 2,530 shares of the issuer's common stock and 3,131 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Includes an aggregate of 414 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above.
/s/ Suzy Papazian
2016-01-05