0001209191-16-089402.txt : 20160105
0001209191-16-089402.hdr.sgml : 20160105
20160105192129
ACCESSION NUMBER: 0001209191-16-089402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW CORP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lynch James Patrick
CENTRAL INDEX KEY: 0001502013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 161324836
MAIL ADDRESS:
STREET 1: 1675 LAURELWOOD DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-04
0
0000766829
SJW CORP
SJW
0001502013
Lynch James Patrick
110 W. TAYLOR STREET
SAN JOSE
CA
95110
0
1
0
0
CFO/Treasurer
Common Stock
2016-01-04
4
A
0
3048
0.00
A
21284
D
Common Stock
2016-01-04
4
F
0
1493
29.40
D
19791
D
Represents 3,048 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.
Represents 9,197 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 9,587 shares of the issuer's common stock underlying restricted stock units.
Represents 1,493 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2016 pursuant to the terms of the January 2, 2013, January 2, 2014, and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
Represents 11,119 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,172 shares of the issuer's common stock underlying restricted stock units.
/s/ Suzy Papazian
Attorney-in-Fact for James P. Lynch
2016-01-05