0001209191-16-089402.txt : 20160105 0001209191-16-089402.hdr.sgml : 20160105 20160105192129 ACCESSION NUMBER: 0001209191-16-089402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW CORP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch James Patrick CENTRAL INDEX KEY: 0001502013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 161324836 MAIL ADDRESS: STREET 1: 1675 LAURELWOOD DRIVE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-04 0 0000766829 SJW CORP SJW 0001502013 Lynch James Patrick 110 W. TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 CFO/Treasurer Common Stock 2016-01-04 4 A 0 3048 0.00 A 21284 D Common Stock 2016-01-04 4 F 0 1493 29.40 D 19791 D Represents 3,048 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances. Represents 9,197 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 9,587 shares of the issuer's common stock underlying restricted stock units. Represents 1,493 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2016 pursuant to the terms of the January 2, 2013, January 2, 2014, and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. Represents 11,119 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,172 shares of the issuer's common stock underlying restricted stock units. /s/ Suzy Papazian Attorney-in-Fact for James P. Lynch 2016-01-05