0000766829-20-000061.txt : 20200303 0000766829-20-000061.hdr.sgml : 20200303 20200303173650 ACCESSION NUMBER: 0000766829-20-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch James Patrick CENTRAL INDEX KEY: 0001502013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 20684129 MAIL ADDRESS: STREET 1: 1675 LAURELWOOD DRIVE CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158327499184066.xml FORM 4 X0306 4 2020-02-28 0 0000766829 SJW GROUP SJW 0001502013 Lynch James Patrick 110 W. TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 CFO/Treasurer Common Stock 2020-02-28 4 A 0 1158 0 A 25608 D Common Stock 2020-02-28 4 F 0 398 61.18 D 25210 D Represents (i) 597 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 561 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019. Represents 3,773 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,762 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms. Represents (i) 206 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 192 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1. Represents 4,533 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms. /s/ Willie Brown Attorney-in-Fact for James P. Lynch 2020-03-03