0000766829-20-000011.txt : 20200106 0000766829-20-000011.hdr.sgml : 20200106 20200106154958 ACCESSION NUMBER: 0000766829-20-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters Andrew F CENTRAL INDEX KEY: 0001598003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 20509503 MAIL ADDRESS: STREET 1: 8 RIVER TERRACE STREET 2: APT 8-T CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157834378193509.xml FORM 4 X0306 4 2020-01-02 0 0000766829 SJW GROUP SJW 0001598003 Walters Andrew F 110 W TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 Chief Corp Development Officer Common Stock 2020-01-02 4 A 0 1508 0 A 14951 D Common Stock 2020-01-02 4 F 0 342 69.63 D 14609 D Common Stock 100 I Held by Spouse Represents 1,508 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. Represents 10,914 shares of the issuer's common stock and 4,037 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Represents 342 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. Represents 11,411 shares of the issuer's common stock and 3,198 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. /s/ Willie Brown Attorney-in-Fact for Andrew F. Walters 2020-01-06