0000766829-19-000133.txt : 20191011 0000766829-19-000133.hdr.sgml : 20191011 20191011132938 ACCESSION NUMBER: 0000766829-19-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191009 FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTBROOK MAUREEN P CENTRAL INDEX KEY: 0001217203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 191147777 MAIL ADDRESS: STREET 1: 93 WEST MAIN ST CITY: CLINTON STATE: CT ZIP: 06413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157081495508954.xml FORM 4 X0306 4 2019-10-09 0 0000766829 SJW GROUP SJW 0001217203 WESTBROOK MAUREEN P 110 W. TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 VP, CS & Reg Aff of CTWS Common Stock 2019-10-09 4 J 0 24258 0 A 24258 D Common Stock 2019-10-09 4 A 0 17701 0 A 41959 D Cash Settled Restricted Stock Unit 2019-10-09 4 A 0 1039 0 A 2020-12-08 2020-12-08 Common Stock 1039.0 1039 D Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement. Represents 17,701 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date. /s/ Maureen P. Westbrook 2019-10-11