0000766829-19-000133.txt : 20191011
0000766829-19-000133.hdr.sgml : 20191011
20191011132938
ACCESSION NUMBER: 0000766829-19-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191009
FILED AS OF DATE: 20191011
DATE AS OF CHANGE: 20191011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WESTBROOK MAUREEN P
CENTRAL INDEX KEY: 0001217203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 191147777
MAIL ADDRESS:
STREET 1: 93 WEST MAIN ST
CITY: CLINTON
STATE: CT
ZIP: 06413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW GROUP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: SJW CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_157081495508954.xml
FORM 4
X0306
4
2019-10-09
0
0000766829
SJW GROUP
SJW
0001217203
WESTBROOK MAUREEN P
110 W. TAYLOR STREET
SAN JOSE
CA
95110
0
1
0
0
VP, CS & Reg Aff of CTWS
Common Stock
2019-10-09
4
J
0
24258
0
A
24258
D
Common Stock
2019-10-09
4
A
0
17701
0
A
41959
D
Cash Settled Restricted Stock Unit
2019-10-09
4
A
0
1039
0
A
2020-12-08
2020-12-08
Common Stock
1039.0
1039
D
Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement.
Represents 17,701 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.
/s/ Maureen P. Westbrook
2019-10-11