0000766829-18-000068.txt : 20180227 0000766829-18-000068.hdr.sgml : 20180227 20180227191320 ACCESSION NUMBER: 0000766829-18-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH W RICHARD CENTRAL INDEX KEY: 0001245289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 18647412 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_151977678686610.xml FORM 4 X0306 4 2018-02-26 0 0000766829 SJW GROUP SJW 0001245289 ROTH W RICHARD 110 W TAYLOR STREET SAN JOSE CA 95110 1 0 0 0 Common Stock 2018-02-26 4 A 0 6639 0 A 119835 D Common Stock 2018-02-26 4 A 0 39834 0 A 159669 D Common Stock 115255 I By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004 Common Stock 18300 I By Separate Property Trust Represents 6,639 shares of common stock subject to Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017. Includes 13,639 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock. Represents 39,834 shares of common stock subject to RSUs that vested upon the attainment of certain performance goal based on total shareholder return ("TSR") measured from August 4, 2014 until December 31, 2017 and continued service by the reporting person until December 31, 2017. Includes 53,473 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock. /s/ Suzy Papazian Attorney-in-Fact for W. Richard Roth 2018-02-27