0000766829-18-000006.txt : 20180103
0000766829-18-000006.hdr.sgml : 20180103
20180103200315
ACCESSION NUMBER: 0000766829-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Papazian Suzy
CENTRAL INDEX KEY: 0001318265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 18508043
MAIL ADDRESS:
STREET 1: 374 WEST SANTA CLARA STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW GROUP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: SJW CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_151502778138616.xml
FORM 4
X0306
4
2018-01-02
0
0000766829
SJW GROUP
SJW
0001318265
Papazian Suzy
110 W TAYLOR STREET
SAN JOSE
CA
95110
0
1
0
0
Gen. Counsel/Corp. Secretary
Common Stock
2018-01-02
4
A
0
1253
0
A
7605
D
Common Stock
2018-01-02
4
F
0
114
63.47
D
7491
D
Common Stock
2018-01-02
5
G
0
E
146
0
D
7345
D
Common Stock
2018-01-02
5
G
0
E
146
0
A
4131
I
By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008
Represents 1,253 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
Represents 3,352 shares of the issuer's common stock and 4,253 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Represents 114 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 260 shares of common stock underlying RSUs that vested and became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
Represents 3,498 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Represents an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.
Represents 3,352 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Includes an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.
/s/ Suzy Papazian
2018-01-03