0000766829-17-000045.txt : 20170301 0000766829-17-000045.hdr.sgml : 20170301 20170301180602 ACCESSION NUMBER: 0000766829-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papazian Suzy CENTRAL INDEX KEY: 0001318265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 17656151 MAIL ADDRESS: STREET 1: 374 WEST SANTA CLARA STREET CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 wf-form4_148840954819512.xml FORM 4 X0306 4 2017-02-28 0 0000766829 SJW GROUP SJW 0001318265 Papazian Suzy 110 W TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 Gen. Counsel/Corp. Secretary Common Stock 2017-02-28 4 A 0 1488 0 A 7639 D Common Stock 2017-02-28 4 F 0 548 48.53 D 7091 D Common Stock 2017-02-28 5 G 0 E 940 0 D 6151 D Common Stock 2017-02-28 5 G 0 E 940 0 A 3985 I By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 Represents 1,488 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016. Represents 3,151 shares of the issuer's common stock and 4,488 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Represents 548 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein. Represents 4,091 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Represents an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above. Represents 3,151 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Includes an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above. /s/ Suzy Papazian 2017-03-01