0000766829-17-000008.txt : 20170105
0000766829-17-000008.hdr.sgml : 20170105
20170105114018
ACCESSION NUMBER: 0000766829-17-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW GROUP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: SJW CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTH W RICHARD
CENTRAL INDEX KEY: 0001245289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 17509524
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_148363440517769.xml
FORM 4
X0306
4
2017-01-03
0
0000766829
SJW GROUP
SJW
0001245289
ROTH W RICHARD
110 W TAYLOR STREET
SAN JOSE
CA
95110
1
1
0
0
President & CEO
Common Stock
2017-01-03
4
A
0
2223
41.94
A
138928
D
Common Stock
2017-01-03
4
F
0
3474
55.14
D
135454
D
Common Stock
2017-01-03
5
G
0
E
5433
0
D
130021
D
Common Stock
2017-01-03
5
G
0
E
5433
0
A
99847
I
By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004
Common Stock
18300
I
By Separate Property Trust
The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2016 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 3, 2017 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2016 calendar year on which actual dividends on the common stock were paid.
Includes 21,598 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
Represents 3,474 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 8,907 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and August 4, 2014 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
Includes 5,433 shares of the issuer's common stock, 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms, and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
Represents an aggregate of 5,433 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 3 above.
Includes 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
Includes an aggregate of 5,433 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 3 above.
/s/ Suzy Papazian
Attorney-in-Fact for W. Richard Roth
2017-01-04