UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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WASHINGTON, DC 20549
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FORM
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CURRENT REPORT PURSUANT
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TO SECTION 13 OR 15(D) OF THE
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SECURITIES EXCHANGE ACT OF 1934
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Date of report (Date of earliest event reported):
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(State or Other Jurisdiction of
Incorporation or Organization)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Proposal 1: The election of the five nominees listed below to serve on the Board of Directors of the Company until the 2024 Annual Meeting of Shareholders and until their respective successors have been duly elected and qualified.
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Nominee
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Number of Votes Cast in
Favor
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Number of Votes
Withheld
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Number of Broker Non-
Votes
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Emmanuel Lakios
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2,594,532
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98,168
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2,666,471
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Lawrence J. Waldman
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2,594,544
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98,156
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2,666,471
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Debra Wasser
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2,594,109
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98,591
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2,666,471
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Raymond A. Nielsen
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2,568,111
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124,589
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2,666,471
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Robert M. Brill
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2,595,541
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97,159
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2,666,471
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Proposal 2: The ratification of Marcum, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023
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.
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Number of Votes Cast in Favor
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Number of Votes Cast Against
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Number of Votes Abstain
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5,299,076
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54,552
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5,543
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Proposal 3: The approval of a non-binding advisory resolution supporting the compensation of the Company’s named executive officers.
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Number of Votes Cast in
Favor
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Number of Votes Cast
Against
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Number of Votes Abstain
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Number of Broker Non-
Votes
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2,508,282
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125,509
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58,909
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2,666,471
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CVD EQUIPMENT CORPORATION
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By:
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/s/ Richard Catalano
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Name:
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Richard Catalano
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Title:
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Executive Vice President, Chief Financial Officer,
Secretary and Treasurer
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