-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApP0xWEcywOmE8IgAmAazOSHrIG5icWJyKfil6Rsf5mvRRM0KweHDz8VKgDfeWbu pn8M8So7vZgCRFplys5ZOg== 0001043321-97-000002.txt : 19971222 0001043321-97-000002.hdr.sgml : 19971222 ACCESSION NUMBER: 0001043321-97-000002 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971219 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENICOM CORP CENTRAL INDEX KEY: 0000766738 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 510271821 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-37486 FILM NUMBER: 97741611 BUSINESS ADDRESS: STREET 1: 14800 CONFERENCE CNTR DR STREET 2: STE 400 WESTFIELDS CITY: CHANTILLY STATE: VA ZIP: 22021-3806 BUSINESS PHONE: 7038029200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GE FUND CENTRAL INDEX KEY: 0001043321 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 86431 BUSINESS PHONE: 2033732211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 86431 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 GENICOM CORPORATION ------------------- (Name of Issuer) Common Stock, $.01 Par Value ---------------------------- (Title of Class of Securities) 372282103 --------- (CUSIP Number of Class of Securities) ELIZA FRASER, ESQ. GE FUND 3135 EASTON TURNPIKE FAIRFIELD, CT 06431 (203) 373-2442 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 19, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. SCHEDULE 13D CUSIP No. 372282103 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GE Fund I.R.S. #22-2621967 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3. SEC Use Only 4. Source of funds Not applicable 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6. Citizenship or Place of Organization New York Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 1,517,167 8. Shared Voting Power 0 9. Sole Dispositive Power 1,517,167 10. Shared Dispositive Power 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,517,167 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 13.64% 14. Type of Reporting Person CO Item 1. Security and Issuer This statement on Schedule 13D relates to the Common Stock, $.01 par value per share (the "Common Stock") of Genicom Corporation, a Delaware corporation ("Genicom"), having its principal executive offices at 14800 Conference Center Drive, Suite 400, Westfields, Chantilly, VA 22021-3806 Item 2. Identity and Background. This statement is filed by the GE Fund, a New York corporation (the "Fund" or the "Reporting Person"), having its principal executive offices at 3135 Easton Turnpike, Fairfield, CT. The Fund is a corporation under the not-for-profit corporation laws of the State of New York. The Fund principally invests its funds for charitable, scientific, literary and/or educational purposes. For information with respect to the identity and backround of each director and executive officer of the Fund, see Schedule I attached hereto. During the last five years, neither the Fund nor, to the best of its knowledge, any person identified on Schedule I has (a) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) been a party to a civil proceeding of a judicial or administrative body or competent jurisdiction as a result of which the Fund or such person, as the case may be, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. All persons identified on Schedule I are United States citizens. Item 3. Source and Amount of Funds and Other Consideration On December 19, 1997, the General Electric Company, a New York corporation ("GE"), transferred 1,517,167 shares of Common Stock to the Fund as a charitable donation. Item 4. Purpose of Transaction (a) The Fund holds the Common Stock for investment purposes in the ordinary course of business and not with the purpose of changing control of Genicom. The Fund may change its current intentions, acquire additional Common Stock or dispose of Common Stock or take any other action with respect to Genicom or any of its securities in any manner permitted by law. Other than as set forth herein, the Fund has no current plans which relate to or would result in any of the events described in Items (a) through (j) of the instructions to this Item 4 of Schedule 13D. Item 5. Interest in Securities of the Issuer (a) The Fund is the beneficial owner of 1,517,167 shares of Common Stock, which shares represent approximately 13.64% of the total number of shares of Common Stock represented by Genicom as outstanding as of November 3, 1997. (b) The Fund has sole voting and investment power with respect to the shares of Common Stock beneficially owned by it. (c) Not applicable. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7. Material to be Filed as Exhibits (1) Donation Letter dated December 19, 1997 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GE FUND By: /S/ JANE POLIN -------------- Name: Jane Polin Title: Comptroller Dated: December 19, 1997 GE FUND SCHEDULE I DIRECTORS OFFICERS - --------- -------- Dennis D. Dammerman-Chairman Dolores Cross President William F. Conaty Michael J. Cosgrove Treasurer Joyce Hergenhan Jane L. Polin Comptroller Loyd G. Trotter Eliza W. Fraser Counsel Francis S. Blake Benjamin W. Heineman, Jr. Steven Kerr
NAME PRESENT BUSINESS ADDRESS PRESENT PRINCIPLE OCCUPATION - ---- ------------------------ ------- -------------------- D.D. Dammerman General Electric Company Senior Vice President- 3135 Easton Turnpike Finance- GE Fairfield, CT 06431 W.J. Conaty General Electric Company Senior Vice President - 3135 Easton Turnpike Human Resources- GE Fairfield, CT 06431 B.W. Heineman, Jr. General Electric Company Senior Vice President - 3135 Easton Turnpike General Counsel Fairfield, CT 06431 and Secretary-GE L.G. Trotter General Electric Company President - 41 Woodford Avenue GE Electrical Plainville, CT 06062 Distribution and Control Joyce Hergenhan General Electric Company Vice President- Corporate 3135 Easton Turnpike Public Relations-GE Fairfield, CT 06431 Francis S. Blake GE Power Systems Vice President-General Counsel- 1 River Road GE Power Systems Schenectady, NY 12345 Steven Kerr General Electric Company Vice President-GE Corporate GE Crotonville Leadership Development Old Albany Post Road Ossining, NY 10562 Dolores Cross General Electric Company President - GE Fund 3135 Easton Turnpike Fairfield, CT 06431 Michael J. Cosgrove General Electric Investment Corporation Director-General Electric GE Investment Management, Inc. Investment Corporation 3003 Summer StreetP.O. Box 7900 Stamford, CT 06905 Jane L. Polin General Electric Company Program Manager-Corporate Contributions- 3135 Easton Turnpike GE Fairfield, CT 06431 Eliza W. Fraser General Electric Company Associate Corporate Counsel - GE 3135 Easton Turnpike Fairfield, CT 06431
The IRS number for GE Fund is 22-2621967 December 19, 1997 GE Fund 3135 Easton Turnpike Fairfield, CT 06431 Subject: Donation of Shares of Genicom Corporation Dear Sirs: The undersigned, General Electric Company, a New York corporation ( the "Company"), is presently the owner of 1,517,167 shares of common stock of Genicom Corporation, a Delaware corporation. Please be advised that, effective immediately, the Company hereby donates, transfers, conveys and delivers to the GE Fund (the "Fund") all the aforesaid shares of common stock of Genicom Corporation as a charitable contribution. The certificate representing such shares of common stock is enclosed herewith, together with executed stock powers. It is understood and agreed that the shares are being donated to the Fund for the purpose of funding only U.S. domestic charitable grants and related administrative costs and expenses. Please acknowledge your receipt and acceptance of the aforesaid donation by signing and returning to the Company the enclosed counterpart of this letter. Very truly yours, GENERAL ELECTRIC COMPANY By: /S/ PHILIP D. AMEEN ------------------------------- P.D.Ameen Vice President and Comptroller Receipt and acceptance of the above-described donation is hereby acknowledged as of the date first above written. GE FUND By: /S/ D. DAMMERMAN ------------------------------------ D.D. Dammerman -----END PRIVACY-ENHANCED MESSAGE-----