0001593968-16-001181.txt : 20161107 0001593968-16-001181.hdr.sgml : 20161107 20161107180847 ACCESSION NUMBER: 0001593968-16-001181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEIL MICHAEL G CENTRAL INDEX KEY: 0001227325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 161979446 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-11-04 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001227325 ONEIL MICHAEL G 8401 N. CENTRAL EXPWY.STE. 800 DALLAS TX 75225 true false false false Common Stock 2016-11-04 4 S false 8000 9.516 D 59087 D This transaction was executed in multiple trades at prices ranging from $9.51 to $9.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/Phillip A. Reinsch For: ONEIL MICHAEL G 2016-11-07