0001593968-16-001181.txt : 20161107
0001593968-16-001181.hdr.sgml : 20161107
20161107180847
ACCESSION NUMBER: 0001593968-16-001181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161104
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONEIL MICHAEL G
CENTRAL INDEX KEY: 0001227325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 161979446
MAIL ADDRESS:
STREET 1: 8401 N CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-11-04
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001227325
ONEIL MICHAEL G
8401 N. CENTRAL EXPWY.STE. 800
DALLAS
TX
75225
true
false
false
false
Common Stock
2016-11-04
4
S
false
8000
9.516
D
59087
D
This transaction was executed in multiple trades at prices ranging from $9.51 to $9.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/Phillip A. Reinsch For: ONEIL MICHAEL G
2016-11-07