0001593968-16-000955.txt : 20160728 0001593968-16-000955.hdr.sgml : 20160728 20160728131052 ACCESSION NUMBER: 0001593968-16-000955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernard John L CENTRAL INDEX KEY: 0001558911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 161789326 MAIL ADDRESS: STREET 1: 2815 BRODERICK STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-07-26 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001558911 Bernard John L 8401 N. CENTRAL EXPWY.STE. 800 DALLAS TX 75225 true false false false Common Stock 2016-07-26 4 A false 5983 A 36983 D Award of restricted shares to each non-employee director from the Amended and Restated 2014 Flexible Incentive Plan as part of the director's annual retainer. The award will vest in full on July 15, 2017 with the expectation that each director will retain all the shares. /s/Phillip A. Reinsch for: Bernard, John L. 2016-07-28