0001330511-12-000011.txt : 20120830 0001330511-12-000011.hdr.sgml : 20120830 20120830160759 ACCESSION NUMBER: 0001330511-12-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120828 FILED AS OF DATE: 20120830 DATE AS OF CHANGE: 20120830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS ANDREW F CENTRAL INDEX KEY: 0001227824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 121065822 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STE 800 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-08-28 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001227824 JACOBS ANDREW F 8401 N. CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 1 1 0 0 Chief Executive Officer Common Stock 2012-08-28 4 M 0 50000 10.58 A 527109 D Common Stock 2012-08-28 4 M 0 12500 7.58 A 539609 D Common Stock 2012-08-29 4 F 0 50695 14.2 D 488914 D Nonqualified Employee Stock Option (right to buy) 7.58 2012-08-28 4 M 0 12500 0 D 2016-04-24 Common Stock 12500 0 D Nonqualified Employee Stock Option (right to buy) 10.58 2012-08-28 4 M 0 50000 0 D 2017-05-07 Common Stock 50000 0 D Shares were withheld to satisfy the tax withholding obligation associated with the exercise of the options and previously owned shares were delivered to satisfy the exercise price of the options. The option vests in four equal annual installments beginning April 24, 2007. The option vests in four equal annual installments beginning May 7, 2008. Jacobs, Andrew F. 2012-08-30