0001330511-12-000010.txt : 20120830 0001330511-12-000010.hdr.sgml : 20120830 20120830160738 ACCESSION NUMBER: 0001330511-12-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120828 FILED AS OF DATE: 20120830 DATE AS OF CHANGE: 20120830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MIKE CENTRAL INDEX KEY: 0001273819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 121065817 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-08-28 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001273819 BROWN MIKE 8401 N. CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 0 1 0 0 Senior Vice President Common Stock 2012-08-28 4 M 0 3750 7.58 A 165341 D Common Stock 2012-08-28 4 M 0 15000 10.58 A 180341 D Common Stock 2012-08-28 4 F 0 14650 14.2 D 165691 D Nonqualified Employee Stock Option (right to buy) 7.58 2012-08-28 4 M 0 3750 0 D 2016-04-24 Common Stock 3750 0 D Nonqualified Employee Stock Option (right to buy) 10.58 2012-08-28 4 M 0 15000 0 D 2017-05-07 Common Stock 15000 0 D Shares were withheld to satisfy the tax withholding obligation associated with the exercise of the options and previously owned shares were delivered to satisfy the exercise price of the options. The option vests in four equal annual installments beginning April 24, 2007. The option vests in four equal annual installments beginning May 7, 2008. Mike Brown 2012-08-30