0001330511-12-000010.txt : 20120830
0001330511-12-000010.hdr.sgml : 20120830
20120830160738
ACCESSION NUMBER: 0001330511-12-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120828
FILED AS OF DATE: 20120830
DATE AS OF CHANGE: 20120830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN MIKE
CENTRAL INDEX KEY: 0001273819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 121065817
MAIL ADDRESS:
STREET 1: 8401 N CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-08-28
0
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001273819
BROWN MIKE
8401 N. CENTRAL EXPRESSWAY
SUITE 800
DALLAS
TX
75225
0
1
0
0
Senior Vice President
Common Stock
2012-08-28
4
M
0
3750
7.58
A
165341
D
Common Stock
2012-08-28
4
M
0
15000
10.58
A
180341
D
Common Stock
2012-08-28
4
F
0
14650
14.2
D
165691
D
Nonqualified Employee Stock Option (right to buy)
7.58
2012-08-28
4
M
0
3750
0
D
2016-04-24
Common Stock
3750
0
D
Nonqualified Employee Stock Option (right to buy)
10.58
2012-08-28
4
M
0
15000
0
D
2017-05-07
Common Stock
15000
0
D
Shares were withheld to satisfy the tax withholding obligation associated with the exercise of the options and previously owned shares were delivered to satisfy the exercise price of the options.
The option vests in four equal annual installments beginning April 24, 2007.
The option vests in four equal annual installments beginning May 7, 2008.
Mike Brown
2012-08-30