0001273819-13-000004.txt : 20130102 0001273819-13-000004.hdr.sgml : 20130101 20130102162321 ACCESSION NUMBER: 0001273819-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MIKE CENTRAL INDEX KEY: 0001273819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 13502263 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001273819 BROWN MIKE 8401 N. CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 0 1 0 0 Senior Vice President Common Stock 2012-12-31 4 A 0 21795 11.47 A 202910 D Common Stock 2012-12-31 4 F 0 7653 11.47 D 195257 D Represents that portion of the executive's 2012 performance-based annual incentive compensation approved by the Compensation Committee of the Board of Directors to be paid in shares of fully vested common stock. Common stock was withheld to satisfy the insider's tax withholding obligation upon the executive's 2012 performance-based annual incentive compensation granting of stock on December 31, 2012. Mike Brown 2013-01-02