0001227826-14-000001.txt : 20140130 0001227826-14-000001.hdr.sgml : 20140130 20140130155311 ACCESSION NUMBER: 0001227826-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140129 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEARS ROBERT R JR CENTRAL INDEX KEY: 0001227826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 14560728 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STE 800 CITY: DALLAS STATE: TX ZIP: 75225 4 1 f4forrsp.xml PRIMARY DOCUMENT X0306 4 2014-01-29 0 0000766701 CAPSTEAD MORTGAGE CORP NONE 0001227826 SPEARS ROBERT R JR 9201 WESTVIEW CIRCLE DALLAS TX 75231 0 1 0 0 Executive Vice President Common Stock 2014-01-29 4 F 0 6405. 12.37 D 352498. D Represents shares of common stock forfeited to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock on January 29, 2014 Robert Spears 2014-01-30