0001227799-13-000002.txt : 20130502
0001227799-13-000002.hdr.sgml : 20130502
20130502173652
ACCESSION NUMBER: 0001227799-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121221
FILED AS OF DATE: 20130502
DATE AS OF CHANGE: 20130502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOW PAUL M
CENTRAL INDEX KEY: 0001227799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 13809419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-21
0
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001227799
LOW PAUL M
8401 N. CENTRAL EXPRESSWAY
SUITE 800
DALLAS
TX
75225
1
0
0
0
Common Stock
2012-12-21
4
S
0
2400
12.02
D
23133
D
Common Stock
2012-12-21
4
S
0
1000
12.01
D
22133
D
Common Stock
2013-05-02
4
S
0
1500
12.9701
D
20633
D
Common Stock
0
I
by Trust
Series B Convertible Preferred
2012-12-21
4
S
0
613
14.45
D
Common Stock
367
24387
D
Series B Convertible Preferred
2012-12-21
4
S
0
387
14.3701
D
Common Stock
231
24000
D
Series B Convertible Preferred
2013-05-01
4
S
0
1009
15.1501
D
Common Stock
603
22991
D
Series B Convertible Preferred
2013-05-02
4
S
0
991
15.2234
D
Common Stock
593
22000
D
Series B Convertible Preferred
Common Stock
220.78
380
I
by Trust for grndson
Director stock option granted pursuant to the Capstead Mortgage Corporation 1990 Director Stock Option Plan.
The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.
By: Phillip A. Reinsch For: Paul M. Low
2013-05-02
EX-24
2
poalow.txt
EDGAR SUPPORTING DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes
and appoints each of Andrew F. Jacobs, Phillip A. Reinsch and Kelly
L. Sargent signing singly, the undersigned's true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of Capstead
Mortgage Corporation (the "Company"), Forms 3, 4 and 5 in accordance
with Section 16(a) of the Securities Exchange Act of 1934 and the rules
thereunder;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to complete and
execute any such Form 3, 4, 5, complete and execute any amendment or
amendments thereto, and timely file such form with the United States
Securities and Exchange Commission and any stock exchange or similar
authority; and
(3) take any and other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact, in his discretion,
determines to be reasonable.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power
of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of this power
of attorney and the rights and powers herein granted. The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, 5 and 144 with
respect to the undersigned's holdings of and transactions in securities
issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 26th day of January, 2010.
/s/ Paul M. Low
Signature
Paul M. Low
Print Name