0001227799-11-000002.txt : 20111215 0001227799-11-000002.hdr.sgml : 20111215 20111215175304 ACCESSION NUMBER: 0001227799-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111215 FILED AS OF DATE: 20111215 DATE AS OF CHANGE: 20111215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOW PAUL M CENTRAL INDEX KEY: 0001227799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 111264461 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-12-15 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001227799 LOW PAUL M 8401 N. CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 1 0 0 0 Common Stock 2011-12-15 2011-12-15 4 S 0 1000 12.72 D 28733 D Common Stock 0 I by Trust Nonqualified Director Stock Option (right to buy) 10.58 2008-04-15 2017-05-07 Common Stock 5000 5000 D Nonqualified Director Stock Option (right to buy) 11.69 2010-04-15 2019-04-30 Common Stock 5000 5000 D Nonqualified Director Stock Option (right to buy) 12.87 2009-04-15 2018-05-05 Common Stock 5000 5000 D Series B Convertible Preferred Common Stock 29090.5 55000 D Series B Convertible Preferred Common Stock 220.78 380 I by Trust for grndson The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust. The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable. The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust. By: Kelly L. Sargent For: Paul M. Low 2011-12-15