0001227799-11-000002.txt : 20111215
0001227799-11-000002.hdr.sgml : 20111215
20111215175304
ACCESSION NUMBER: 0001227799-11-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111215
FILED AS OF DATE: 20111215
DATE AS OF CHANGE: 20111215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOW PAUL M
CENTRAL INDEX KEY: 0001227799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 111264461
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2011-12-15
0
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001227799
LOW PAUL M
8401 N. CENTRAL EXPRESSWAY
SUITE 800
DALLAS
TX
75225
1
0
0
0
Common Stock
2011-12-15
2011-12-15
4
S
0
1000
12.72
D
28733
D
Common Stock
0
I
by Trust
Nonqualified Director Stock Option (right to buy)
10.58
2008-04-15
2017-05-07
Common Stock
5000
5000
D
Nonqualified Director Stock Option (right to buy)
11.69
2010-04-15
2019-04-30
Common Stock
5000
5000
D
Nonqualified Director Stock Option (right to buy)
12.87
2009-04-15
2018-05-05
Common Stock
5000
5000
D
Series B Convertible Preferred
Common Stock
29090.5
55000
D
Series B Convertible Preferred
Common Stock
220.78
380
I
by Trust for grndson
The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.
By: Kelly L. Sargent For: Paul M. Low
2011-12-15