-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqYgOQJyVEsC1ECryZ9DUgUC9gyKyAlntYoFHNylEiOX+qtJAHWXRdAjbVxDSe2s Z1YEGpI4yhWbbrbhXk9RrA== 0001227799-04-000010.txt : 20041110 0001227799-04-000010.hdr.sgml : 20041110 20041110165135 ACCESSION NUMBER: 0001227799-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041110 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOW PAUL M CENTRAL INDEX KEY: 0001227799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 041133703 BUSINESS ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-11-10 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001227799 LOW PAUL M 8401 N. CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 1 0 0 0 Common Stock 1999-02-03 5 P 0 250 22 A 250 I by Trust Common Stock 11356 D Series B Convertible Preferred 2000-09-22 4 P 0 300 11 A Common Stock 113.07 300 I by Trust Series B Convertible Preferred 1998-12-15 5 P 0 200 10.69 A Common Stock 116.2 200 I by Trust Series B Convertible Preferred 2001-11-27 4 P 0 1000 12.35 A Common Stock 581 1200 I by Trust Series B Convertible Preferred 2002-08-28 5 P 0 380 12.3 A Common Stock 220.78 380 I by Trust for grndson Series B Convertible Preferred Common Stock 35070.5 65000 D The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust. The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise price is not applicable. The shares were timely reported in October 2000 as being in a trust for the benefit of the insider's granddaughter in which the insider's son served as trustee. The insider disclaimed beneficial ownership. However, it is now known that the insider is a co-trustee for the trust and the insider has investment control over the trust. The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust. Note to Form 4: The reporting person no longer has a reportable beneficial interest in 122 shares of common stock held in a trust for the benefit of the reporting person's granddaughter in which the reporting person's son is trustee. These shares have been previously included in the reporting person's ownership reports but will no longer be reported. By: Andrew F. Jacobs For: Paul M. Low 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----