0001209191-19-018361.txt : 20190311
0001209191-19-018361.hdr.sgml : 20190311
20190311144453
ACCESSION NUMBER: 0001209191-19-018361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190308
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPEARS ROBERT R JR
CENTRAL INDEX KEY: 0001227826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 19671978
MAIL ADDRESS:
STREET 1: 8401 N CENTRAL EXPRESSWAY STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-08
0
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001227826
SPEARS ROBERT R JR
8401 N CENTRAL EXPRESSWAY
SUITE 800
DALLAS
TX
75225
0
1
0
0
EVP & CIO
Common Stock
2019-03-08
4
M
0
14001
A
528363
D
Restricted Stock Units
2019-03-08
4
M
0
69656
D
Common Stock
69656
184593
D
On February 1, 2016, the reporting person was granted 69,656 performance units (the "Units") which are convertible into common stock of the Issuer after the conclusion of the performance period beginning January 1, 2016 and ending December 31, 2018, with the conversion factor determined formulaically based on individual achievement of stated performance metrics outlined in the Issuer's 2016 Long-Term Award criteria, and the conversion date determined by the Issuer's Compensation Committee. As a result, 14,001 Units were converted into the Issuer's common stock on March 8, 2019, and 55,655 Units expired without converting into any common stock.
Robert Spears
2019-03-11