0001209191-19-018358.txt : 20190311
0001209191-19-018358.hdr.sgml : 20190311
20190311144219
ACCESSION NUMBER: 0001209191-19-018358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190308
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Roy
CENTRAL INDEX KEY: 0001654522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08896
FILM NUMBER: 19671972
MAIL ADDRESS:
STREET 1: 5929 GLENDORA AVE
CITY: DALLAS
STATE: TX
ZIP: 75230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP
CENTRAL INDEX KEY: 0000766701
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 752027937
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2148742323
MAIL ADDRESS:
STREET 1: 8401 NORTH CENTRAL EXPRESSWAY
STREET 2: STE 800
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: LOMAS MORTGAGE CORP
DATE OF NAME CHANGE: 19891105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-08
0
0000766701
CAPSTEAD MORTGAGE CORP
CMO
0001654522
Kim Roy
8401 N CENTRAL EXPRESSWAY
SUITE 800
DALLAS
TX
75225
0
1
0
0
Senior Vice President
Common Stock
2019-03-08
4
M
0
8928
A
122547
D
Restricted Stock Units
2019-03-08
4
M
0
44420
D
Common Stock
44420
124480
D
On February 1, 2016, the reporting person was granted 44,420 performance units (the "Units") which are convertible into common stock of the Issuer after the conclusion of the performance period beginning January 1, 2016 and ending December 31, 2018, with the conversion factor determined formulaically based on individual achievement of stated performance metrics outlined in the Issuer's 2016 Long-Term Award criteria, and the conversion date determined by the Issuer's Compensation Committee. As a result, 8,928 Units were converted into the Issuer's common stock on March 8, 2019, and 35,492 Units expired without converting into any common stock.
Roy S. Kim
2019-03-11